Rideau Ex Rel. T.R. v. Keller Independent School District

819 F.3d 155, 94 Fed. R. Serv. 3d 847, 2016 U.S. App. LEXIS 6226, 2016 WL 1358490
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 5, 2016
Docket15-10095
StatusPublished
Cited by39 cases

This text of 819 F.3d 155 (Rideau Ex Rel. T.R. v. Keller Independent School District) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rideau Ex Rel. T.R. v. Keller Independent School District, 819 F.3d 155, 94 Fed. R. Serv. 3d 847, 2016 U.S. App. LEXIS 6226, 2016 WL 1358490 (5th Cir. 2016).

Opinion

GREGG COSTA, Circuit Judge:

The parents of a severely disabled child sued the school district where the child suffered abuse at the hands of his special *158 education teacher. They asserted claims under federal disability law on behalf of their child, as well as claims of their own. A jury awarded a substantial verdict.

When parties appeal a case that went all the way to verdict — something we see less and less of these days — the arguments usually focus on the sufficiency of the evidence; evidentiary rulings such as the admission of expert testimony; jury instructions; and the amount of damages. Not so here. After trial, the school district challenged the verdict on a more fundamental basis: it argued that the parents were never the proper parties to bring these claims in. the first place.

In a private dispute such as this one, the question of who should sue typically has an obvious answer. But the answer was complicated here by a number of factors: the victim was a minor when the challenged conduct occurred but turned 18 by the time of trial; his disability rendered' him incompetent even after he reached majority; a bank had' been appointed to serve as his guardian; and that same bank oversaw a trust that.paid for the minor’s medical bills. The school district’s argument that the bank should have brought the suit was not raised' until after trial because evidence relating to the bank’s role was not disclosed pretrial.

The district court held that the bank was the proper party and dismissed the claims rather than allow the bank to ratify the parents’ actions pursuant to Federal Rule of Civil Procedure 17(a)(3). We are called upon to decide whether the parents were proper plaintiffs, and if not, whether the district court should have allowed ratification to correct the error.

I.

Breggett A. Rideau and Terrence Ri-deau are the parents of T.R. 1 Due to encephalopathy induced by a tainted vaccine he received as an infant, T.R. has limited verbal and cognitive skills and is wheelchair bound.

In his early teen years, T.R. was a special education student at Keller Independent School District, during which time he was repeatedly mistreated by his special education teacher. The teacher’s conduct ranged from petty slights (eating T.R.’s lunch) to dereliction of duties (not 'following key aspects of T.R.’s Individual Education Plan) to physical abuse (T.R. suffered a broken thumb, a dislocated knee, and skull contusions hi the teacher’s care). Due to his disability, T.R. could not tell his parents what was happening, although his physical injuries and regression in life skills signaled that something was terribly wrong. The Rideaus lodged concerns with the school district. To their shock, they learned that a classroom aide had reported misconduct by the special education teacher years before, but that nothing had been done to remove, discipline, or fire the teacher in question.

The .Rideaus, individually and as next friends of T.R., filed this lawsuit against Keller. The suit alleges claims under the Americans with Disabilities Act (ADA) and Section 504 of the Rehabilitation Act of 1973 (Rehabilitation Act). The Rideaus prevailed after an eight-day trial, and the jury awarded the following damages:

• $7,000 for T.R.’s past medical expenses;
• $320,000 for T.R.’s future home care; 2
*159 • $520,000 for T.R.’s physical pain and mental anguish;
• $3,000 for T.R.’s past physical impairment;
• $100,000.for Breggett Rideau’s mental anguish; and
• $50,000 for Terrence Rideau’s mental anguish.

Throughout the litigation, everyone recognized that T.R. lacked the ability to prosecute his claims, primarily due to his disability though also because he was a minor when the lawsuit began. The Ri-deaus’ ability to bring claims on behalf of them son did not come into question until after trial. Four days after the jury rendered its verdict, Keller ISD moved for leave to conduct additional discovery relating to whether the Rideaus had “standing.” The impetus for the motion was Keller ISD’s receipt of documents the week before trial that .indicated that some of T.R.’s expenses had been paid by a trust account in his name. 3 The district court granted the motion.

The resulting discovery revealed that in July 2001 — when T.R. was six years old— the Rideaus filed an application in probate court to create a guardianship management trust for the benefit of T.R. (the Trust). The. Trust was funded by the settlement proceeds of a lawsuit relating to the tainted - vaccine T.R. received as an infant and was intended to provide support and maintenance for T.R. for the remainder of his life. The probate court originally appointed Bank of America as -trustee in August 2001. Bank of America served in that role until August 2010, when Plain-sCapital became successor trustee. As trustees, Bank of America and PlainsCapi-tal paid for T.R.’s medical care, therapy, and caregivers.

At the same time that Bank of America became trustee, it was also appointed guardian of - T.R.’s estate. It was discharged from that role in 2004. It appears that no successor guardian was appointed frota 2004 until August 2010, four months before the filing of this lawsuit.- At that time, the Trust and Breggett Rideau procured the appointment of PlainsCapital as successor guardian “to engage the services of attorneys to pursue certain claims of the Ward against the Keller ISD for bodily injury, pain and suffering.” The probate court’s order provided that PlainsCapital was “granted full authority over [T.R.] with all powers to act on [T,R.]’s behalf as authorized under the Texas Probate Code....”

*160 After post-trial discovery concluded, and in large part on the basis of the above discovered facts, Keller ISD moved to dismiss for lack of subject matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1). Keller ISD maintained that the Rideaus lacked Article III standing to bring the claims because (1) the Trust alone had standing to recover for costs paid by the Trust, such as medical and caregiver expenses; (2) as guardian of T.R’s estate, PlainsCapital should have brought T.R.’s personal injury claims; and (3) the Rideaus could not recover individually under the Rehabilitation Act or the ADA. Meanwhile, the Rideaus and Plain-sCapital filed a joint motion for ratification under Rule 17 of the Federal Rules of Civil Procedure. In that motion, the Ri-deaus and PlainsCapital contended that to the extent PlainsCapital is the proper party, it should be able to ratify the actions taken by the Rideaus and agree to be bound by the judgment.

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819 F.3d 155, 94 Fed. R. Serv. 3d 847, 2016 U.S. App. LEXIS 6226, 2016 WL 1358490, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rideau-ex-rel-tr-v-keller-independent-school-district-ca5-2016.