Richmond v. Embry

122 F.3d 866, 1997 U.S. App. LEXIS 21183, 1997 WL 452689
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 11, 1997
Docket96-1380
StatusPublished
Cited by98 cases

This text of 122 F.3d 866 (Richmond v. Embry) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richmond v. Embry, 122 F.3d 866, 1997 U.S. App. LEXIS 21183, 1997 WL 452689 (10th Cir. 1997).

Opinions

BRORBY, Circuit Judge.

The United States District Court for the District of Colorado granted Mr. Richmond’s petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254. We exercise jurisdiction pursuant to 28 U.S.C. § 1291 and reverse.

I.

In 1992, following a jury trial in Boulder, Colorado, Mr. Richmond was convicted of two counts of sexual assault on a child by one in a position of trust and was sentenced to two consecutive sixteen-year terms of imprisonment. During trial, the twelve-year-old victim testified Mr. Richmond had engaged in sexual intercourse with her on several occasions. This testimony was corroborated by evidence of her consistent out-of-court statements. The victim’s testimony was also supplemented by medical evidence the victim had “multiple healed lacerations ... in the hymen” consistent with sexual intercourse.

During the defense’s case, the defense attempted to introduce testimony from the victim’s mother that she found condoms in the victim’s dresser and that she had concerns regarding a neighborhood boy who would visit the victim. The mother had repeatedly asked the boy to leave and had found him in the victim’s bedroom. Under Colorado’s rape shield statute, evidence of “specific instances of the victim’s prior or subsequent sexual conduct, opinion evidence of the victim’s sexual conduct, and reputation evidence of the victim’s sexual conduct” is presumed irrelevant. Colo.Rev.Stat. § 18-3^407(1) (1986 & Supp.1996). However, excepted [869]*869from the presumption of irrelevance is evidence of the victim’s sexual conduct with the actor, or “[ejvidence of specific instances of sexual activity showing the source or origin of semen, pregnancy, disease, or any similar evidence of sexual intercourse offered for the purpose of showing that the act or acts charged were or were not committed by the defendant.” Colo.Rev.Stat. § 18-3-407(l)(b). Unless the proffered evidence falls into one of the exceptions, a party must adhere to certain procedures in order to overcome the presumption of irrelevance.1

The parties do not dispute the defense failed to adhere to these procedures before its attempt to admit the testimony. Rather, Mr. Richmond attempted to introduce the testimony during the trial without following the prescribed procedures. After considering the proffered evidence, the trial court determined that under the statute, the mother’s testimony was presumptively irrelevant and, was, therefore, inadmissible under Colorado’s rape shield statute. Colo.Rev.Stat. § 18-3-407.

On direct appeal, Mr. Richmond argued the trial court improperly excluded the evidence; the Colorado Court of Appeals affirmed the conviction rejecting Mr. Richmond’s claim the proffered evidence was excepted from the rape shield’s presumption of irrelevance and its notice and hearing requirements. People v. Richmond, No. 92CA1918 (Colo.Ct.App. Nov. 18, 1993) (unpublished), cert. denied, No. 94SC43 (Colo.1994). Specifically, the Colorado Court of Appeals held the trial court properly found the proffered evidence was not a specific instance of the victim’s prior sexual conduct tending to show the acts charged were not committed by defendant. Id. Therefore, the court held, the proffered evidence was “irrelevant and inadmissible.” Id.

In his habeas petition filed in the district court, Mr. Richmond argued the trial court’s exclusion of the proffered evidence violated his following rights: his right to compulsory process and a fair trial under the Sixth Amendment of the federal Constitution and Article II of the Colorado Constitution; and his right to equal protection and due process under the federal Constitution’s Fourteenth Amendment, and Article II of the Colorado constitution.2

The magistrate judge recommended the district court grant the petition. Specifically, the magistrate judge concluded the trial court’s exclusion of evidence violated Mr. Richmond’s Sixth Amendment right to confrontation. The magistrate judge reasoned [870]*870because the excluded evidence was offered to rebut the medical testimony, and the inferences flowing from that testimony—that the defendant was the only one who could have caused the victim’s hymen lacerations—the evidence the mother found condoms and had difficulty keeping her daughter away from a boy was “highly relevant” and material to Mr. Richmond’s defense such that its exclusion violated Mr. Richmond’s rights under the Sixth Amendment’s Confrontation Clause.

After reviewing the magistrate judge’s recommendations de novo, the United States District Court for the District of Colorado found “[tjhrough misapplication of Colorado’s Rape Shield Statute, petitioner was denied his Sixth Amendment right to confrontation through the exclusion of proffered relevant evidence,” and granted Mr. Richmond’s petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254.

II.Standard of Review

In reviewing the district court’s grant of Mr. Richmond’s habeas petition, we accept the district court’s factual findings unless they are clearly erroneous, and we review the court’s legal conclusions de novo. Houchin v. Zavaras, 107 F.3d 1465, 1469 (10th Cir.1997).

The Antiterrorism and Effective Death Penalty Act of 1996, Pub.L. No. 104-132, 110 Stat. 1214 (Apr. 24, 1996), amended the standards for reviewing state court judgments in habeas proceedings by increasing the deference federal courts are to give to state court factual findings and legal determinations.3 28 U.S.C. § 2254(d); Houchin, 107 F.3d at 1470. The government urges us to apply the amended version of 28 U.S.C. § 2254(d) to Mr. Richmond’s petition even though it was filed prior to the amendment’s effective date. Prior to the amendment, federal courts disregarded the state courts’ legal conclusions and reached independent judgments on issues presented to them. Lindh v. Murphy, 96 F.3d 856, 861 (7th Cir.1996) (en banc), cert. granted,-U.S.-, 117 S.Ct. 726, 136 L.Ed.2d 643 (1997) & judgment rev’d on other grounds,-U.S.-, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997). In Lindh v. Murphy, — U.S.-, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997), the Supreme Court held Congress did not intend the new, more discretionary standards as reflected in the amended 28 U.S.C. § 2254(d) to apply to petitions filed prior to the amendment’s effective date, id. at 866; consequently, we apply the pre-amended version of 28 U.S.C. § 2254 to Mr. Richmond’s petition.

III.State Claims

Mr. Richmond challenges his convictions based on the Colorado constitution, and in granting Mr. Richmond’s petition, the district court relied, in part, on the trial court’s “misapplication” of Colorado’s rape shield statute. However, relief under 28 U.S.C.

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Cite This Page — Counsel Stack

Bluebook (online)
122 F.3d 866, 1997 U.S. App. LEXIS 21183, 1997 WL 452689, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richmond-v-embry-ca10-1997.