Richard M. Strott v. Edward J. Derwinski, Secretary of Veterans Affairs

964 F.2d 1124, 1992 U.S. App. LEXIS 10286, 1992 WL 97373
CourtCourt of Appeals for the Federal Circuit
DecidedMay 13, 1992
Docket91-7047
StatusPublished
Cited by26 cases

This text of 964 F.2d 1124 (Richard M. Strott v. Edward J. Derwinski, Secretary of Veterans Affairs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richard M. Strott v. Edward J. Derwinski, Secretary of Veterans Affairs, 964 F.2d 1124, 1992 U.S. App. LEXIS 10286, 1992 WL 97373 (Fed. Cir. 1992).

Opinion

PLAGER, Circuit Judge.

Richard M. Strott (Petitioner) appeals from the January 10, 1991 Order of the Court of Veterans Appeals (Veterans Court) 1 Vet.App. 114. The Veterans Court dismissed Petitioner’s appeal because a valid Notice of Disagreement (NOD) had not been filed after November 18,1988, the threshold date for jurisdiction. This court affirms.

BACKGROUND

Petitioner served in the United States Army on active duty from July 1959 to July 1962 and from September 1963 to February 1978. On February 6, 1985, he filed a claim for disability benefits for paranoid schizophrenia, which he alleged was service-related. The tortuous Veterans Administration (VA) procedures which petitioner then encountered do not do credit to a government agency whose mission it is to protect the interests of veterans. Regrettably, that is not a ground upon which recovery can be premised.

Petitioner’s initial claim was rejected in a rating action of September 26, 1985. Petitioner’s representative promptly filed a NOD on October 18, 1985. Further negative rating actions ensued on December 3, 1985 and December 30, 1985. A Statement of the Case was prepared on June 2, 1986, and was sent to petitioner. On July 14, 1986, his representative (petitioner’s father) filed a Form 1-9 to perfect his appeal. Yet another rating action occurred on January 27, 1987, and a Supplemental Statement of the Case was then issued.

Meanwhile, the Veterans Administration persisted in classifying petitioner as compe *1126 tent despite the fact that the State of Pennsylvania had adjudged him incompetent and had appointed his father as his legal representative. Confusion within the VA resulted in further delay of petitioner’s appeal— on July 11, 1988, the Board belatedly sent the case back to the Regional Office for “additional development” on the related issues of petitioner’s competency and the proper identity of petitioner’s representative. The Board opined that if petitioner was indeed sane for VA purposes, then he should have signed the forms himself, and his only authorized representative would be the Disabled American Veterans organization.

The Regional Office pondered these instructions, and finally sent a letter to petitioner on January 30, 1989. However, that letter apparently caused some confusion with petitioner’s lawyer — he promptly responded and enclosed a second Form 1-9 signed by the father. On February 24, 1989, the Regional Office wrote to clarify that the Form 1-9 must be signed by the petitioner himself, regardless of the State of Pennsylvania’s opinion of his mental condition. On February 28, 1989, the third Form 1-9 was submitted, this time bearing petitioner’s own signature, which the VA found to be acceptable. At that point, the appeal which had been initiated almost three and one half years earlier was finally perfected to the satisfaction of the VA.

Petitioner’s third 1-9 Form indicated a desire for a personal hearing at the Regional Office, and accordingly a hearing was held on June 5, 1989. This procedure resulted in yet another denial of benefits, dated July 17, 1989. The Board of Veterans Appeals in Washington did not issue its opinion until April 4, 1990; that opinion recounted the evidence in the case and rehashed the record from the June 5, 1989 personal hearing. When petitioner sought to appeal this decision to the Veterans Court, his appeal was dismissed for lack of jurisdiction. Petitioner now appeals that decision of the Veterans Court.

DISCUSSION

I.

The Veteran’s Judicial Review Act of 1988 (Act), 38 U.S.C. §§ 7251 et seq. (West 1991) 1 , defines the limits of our appellate role in reviewing judgments of the Veterans Court. Pursuant to 38 U.S.C. § 7292(d)(1), we review to the extent presented and necessary to a decision “the validity of a statute or a regulation, or the interpretation of a constitutional or statutory provision or regulation,” Livingston v. Derwinski, 959 F.2d 224, 225 (Fed.Cir.1992), under a de novo standard. Prenzler v. Derwinski, 928 F.2d 392, 393 (Fed.Cir.1991). Further, we may set aside any regulations or regulatory interpretations which are procedurally defective or otherwise arbitrary. Id. Since disposition of the appeal turns on interpretation of statutory and regulatory provisions, we accordingly exercise jurisdiction in this case.

Congress created the Veterans Court in part to provide judicial review of veteran’s benefits decisions. Prior to the Act, there existed a statutory bar to such judicial review. 38 U.S.C. § 211(a) (1988) 2 ; Whitt v. Derwinski, 1 Vet.App. 40, 41 (Court of Veteran’s Appeals 1990). However, Congress chose to limit the jurisdiction of the Veterans Court to cases in which a NOD had been filed on or after November 18, 1988. 38 U.S.C. § 7251 Note. See Prenzler v. Derwinski, 928 F.2d at 393-94. In so doing, Congress implicitly adopted the definition of a NOD already in place in 38 U.S.C. § 4005 (1988 & Supp.1989) 3 and 38 C.F.R. § 19.118 (1991). Whitt v. Derwinski, 1 Vet.App. at 42. The regulations define a NOD as follows:

A written communication from a claimant or the representative expressing dis *1127 satisfaction or disagreement with an adjudicative determination of an agency of original jurisdiction (the Department of Veteran Affairs Regional Office, medical center, or clinic which notified the claimant of the action taken) will constitute a Notice of Disagreement....

38 C.F.R. § 19.118 (emphasis added). This court has further clarified that “[t]he agency of original jurisdiction is the VA agency which adjudicated the claim before an appeal to the Board. In other words, the agency of original jurisdiction is the agency which denied the original claim.” Prezler v. Derwinski, 928 F.2d at 394 (emphasis added).

If the NOD of October 18, 1985 is the most current NOD in petitioner’s file, then the Veterans Court clearly was correct in deciding that it did not have jurisdiction to hear petitioner’s appeal.

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964 F.2d 1124, 1992 U.S. App. LEXIS 10286, 1992 WL 97373, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richard-m-strott-v-edward-j-derwinski-secretary-of-veterans-affairs-cafc-1992.