Richard Kaplan v. Thomas Miller

653 F. App'x 87
CourtCourt of Appeals for the Third Circuit
DecidedJune 29, 2016
Docket16-1204
StatusUnpublished
Cited by2 cases

This text of 653 F. App'x 87 (Richard Kaplan v. Thomas Miller) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richard Kaplan v. Thomas Miller, 653 F. App'x 87 (3d Cir. 2016).

Opinion

OPINION *

PER CURIAM

Pro se appellant Richard P. Kaplan (“Kaplan”) appeals from the judgment of the United States District Court for the District of New Jersey. As the appeal lacks an arguable basis in law, we will dismiss it under 28 U.S.C. § 1915(e)(2)(B)©.

I.

Kaplan is a federal prisoner housed at FCI-Otisville. He filed a complaint in the District Court against defendants New Jersey Superior Court Judge Thomas C. Miller, who adjudicated Kaplan’s Middle-sex County divorce case; five criminal defense attorneys who represented Kaplan during his two federal criminal cases, including Timothy J. Dey, who also represented Kaplan during the divorce case; Kaplan’s ex-wife, Margherita A. Pítale; and Pitale’s three divorce attorneys. Essentially, Kaplan alleged that the defendants engaged in a civil conspiracy arising *89 out of his criminal cases. He raised claims under 42 U.S.C. §§ 1983 and 1985; the Federal Tort Claims Act (“FTCA”), 28 U.S.C. § 2671, et seq.; and the New Jersey State Tort Claims Act (“NJTCA”), N.J. Stat. Ann. § 59:1-1, et seq. He sought compensatory and punitive damages against all defendants and appointment of counsel. He later sought an injunction.

The District Court dismissed Kaplan’s complaint under 28 U.S.C. § 1915(e)(2)(b)(ii)-(iii) for failure to state a claim and for seeking relief from immune defendants. It dismissed his claims against Judge Miller because he is entitled to “complete judicial immunity,” and his claims against his former attorneys, Pitale, and Pitale’s attorneys because they are not state actors subject to liability under § 1983. 1 The District Court dismissed his FTCA claim because Kaplan did not name the United States as a party, nor could his complaint be construed to make such a claim. The District Court also concluded that the complaint was barred by Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994), as Kaplan was alleging defects in his criminal proceedings, but those convictions had not been overturned on appeal. Finally, the District Court declined to exercise supplemental jurisdiction over his NJTCA claims. The District Court denied his motions for an injunction and for appointment of counsel as moot, and it denied him leave to amend as futile. Kaplan now appeals.

II.

Our review of the District Court’s sua sponte dismissal under 28 U.S.C. § 1915(e)(2)(B)(ii) is plenary. 2 See Lazaridis v. Wehmer, 591 F.3d 666, 670 (3d Cir. 2010) (per curiam). When reviewing a complaint under 28 U.S.C. § 1915(e)(2)(B)(ii), a court uses the standard provided for in Fed. R. Civ. P. 12(b)(6). Where a complaint has not alleged sufficient facts to state a claim for relief that is “plausible on its facet,]” dismissal is appropriate. Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). Section 1915(e)(2)(B)® requires dismissal when an appeal lacks an arguable basis in law or fact. See Azubuko v. Royal, 443 F.3d 302, 303 (3d Cir. 2006) (per curiam). An appeal that is based on “an indisputably meritless legal theory” is appropriate for dismissal under 28 U.S.C. § 1915(e)(2)(B)®. See Deutsch v. United States, 67 F.3d 1080, 1085 (3d Cir. 1995).

Kaplan’s claims against Judge Miller are indisputably meritless, as “judges are immune from suit under section 1983 for monetary damages arising from their judicial acts.” Gallas v. Supreme Court of Pennsylvania, 211 F.3d 760, 768 (3d Cir. 2000). Judges are not immune, however, for any actions taken in a non-judicial capacity, or “in the complete absence of all jurisdiction.” Id. at 768-69. To the extent that Kaplan even alleged facts against Judge Miller, those facts indicated that Judge Miller was acting in his judicial *90 capacity. 3 Accordingly, Kaplan’s claims could not proceed against Judge Miller.

Next, Kaplan’s claims against his former defense attorneys, Pítale, and Pi-tale’s divorce attorneys are meritless. First, to bring a conspiracy claim against these parties, Kaplan must have shown that they acted under color of state law. See Polk County v. Dodson, 454 U.S. 312, 324-25, 102 S.Ct. 445, 70 L.Ed.2d 509 (1981); Angelico v. Lehigh Valley Hosp., Inc., 184 F.3d 268, 277 (3d Cir. 1999). As the District Court correctly noted, Kaplan did not plausibly allege facts suggesting that any of these defendants are state actors. Kaplan did not plausibly allege that Pítale or her privately retained attorneys were acting under color of state law, just that Pítale divorced him and that her attorneys represented her. His allegations regarding his former attorneys were similarly deficient. 4 He stated that: his first attorney “kept, me in the dark.... before [he] told me to accept a fictitious plea agreement”; his second attorney “never objected to the false complaint when I was in front of the Magistrate judge”; his third attorney “failed to live up to his side of truthfulness and conduct”; his fourth attorney “refused to investigate or mount a liable defense”; and that Dey did not investigate discovery materials, “failed to take the Bull by -the Horns and stand up to the threatening and malicious actions by the U.S. Attys Office,” and failed to present documents in the divorce case that would show that Pítale was committing fraud. Compl. at 3. At best, these allegations suggest that Kaplan may have potential habeas claims, which brings us to another reason Kaplan’s claims' against his former attorneys are meritless: these claims are barred by Heck, 512 U.S. at 477, 114 S.Ct. 2364, to the extent they necessarily implicate the validity of Kaplan’s convictions. 5

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Bluebook (online)
653 F. App'x 87, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richard-kaplan-v-thomas-miller-ca3-2016.