Ricci v. DeStefano

554 F. Supp. 2d 142, 2006 U.S. Dist. LEXIS 73277, 91 Empl. Prac. Dec. (CCH) 43,236, 103 Fair Empl. Prac. Cas. (BNA) 1010, 2006 WL 2828419
CourtDistrict Court, D. Connecticut
DecidedSeptember 28, 2006
DocketCivil 3:04cv1109 (JBA)
StatusPublished
Cited by14 cases

This text of 554 F. Supp. 2d 142 (Ricci v. DeStefano) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ricci v. DeStefano, 554 F. Supp. 2d 142, 2006 U.S. Dist. LEXIS 73277, 91 Empl. Prac. Dec. (CCH) 43,236, 103 Fair Empl. Prac. Cas. (BNA) 1010, 2006 WL 2828419 (D. Conn. 2006).

Opinion

RULING ON CROSS-MOTIONS FOR SUMMARY JUDGMENT [DOCS. ##52, 60]

JANET BOND ARTERTON, District Judge.

In March 2004 the New Haven Civil Service Board (“CSB”) refused to certify the results of two promotional exams for the positions of Lieutenant and Captain in the New Haven Fire Department. This lawsuit arises from the circumstances leading to that decision and its consequences.

Plaintiffs are seventeen white candidates and one Hispanic candidate who took the promotional exams, on which they fared very well, but received no promotion because without the CSB’s certification of the test results, the promotional process could not proceed. Defendants are the City of New Haven, Mayor John DeStefa-no, Chief Administrative Officer Karen Dubois-Walton, Corporation Counsel Thomas Ude, Director of Personnel Tina Burgett, and the two members of the CSB, Malcolm Weber and Zelma Tirado, who voted against certification. Plaintiffs assert that defendants’ actions in voting or arguing against certification of the examination results violated their rights under Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq., the Equal Protection Clause, the First Amendment, and 42 U.S.C. § 1985; plaintiffs also allege a common law claim of intentional infliction of emotional distress. The parties have cross-moved for summary judgment on the Title VII and Equal Protection claims, and *145 defendants additionally move for summary judgment on plaintiffs’ other claims.

For the reasons that follow, defendants’ motion for summary judgment [Doc. # 52] will be granted as to plaintiffs’ federal claims; plaintiffs’ cross-motion for summary judgment [Doc. # 60] will be denied; and the Court will decline jurisdiction over plaintiffs’ state law claim. 1

I. Factual Background

While the parties strenuously dispute the relevance and legal import of, and inferences to be drawn from, many aspects of this case, the underlying facts are largely undisputed. In November and December 2003, the New Haven Fire Department administered written and oral examinations for promotion to Lieutenant and Captain. The City’s Department of Human Resources issued a Request for Proposal for these examinations, as a result of which I/O Solutions (“IOS”), a seven-year-old Illinois company that specializes in entry-level and promotional examinations for public safety (police and fire) departments, designed the examinations. Pl.Ex. IV(C) at 8. Under the contract between the City and the New Haven firefighters’ union, the written exam result counted for 60% of an applicant’s score and the oral exam for 40%. Those with a total score above 70% on the exam would pass.

Forty-one applicants took the Captain exam, of whom 25 were white, 8 black, and 8 Hispanic. Twenty-two of those applicants passed, of whom 16 were white, 3 black, and 3 Hispanic. Pl.Ex. Vol. I, at 43. Given that there were 7 Captain vacancies in the department when the tests were administered, and that the “Rule of Three” in the City Charter mandates that a civil service position be filled from among the three individuals with the highest scores on the exam, it appeared at that time that no blacks and at most two Hispanics would be eligible for promotion, as the top 9 scorers included 7 whites and 2 Hispanics. 2

Seventy-seven applicants took the Lieutenant exam, of whom 43 were white, 19 black, and 15 Hispanic. Thirty-four passed, of whom 25 were white, 6 black and 3 Hispanic. Id. There were 8 vacancies, but because all of the top 10 scorers were white, it appeared that no blacks or Hispanics would be promoted. 3 Certified promotional lists remain valid for two years.

The CSB held five hearings between January and March 2004 on the issue of whether to certify the test results. The issue appears to have been raised by New Haven’s Corporation Counsel, Thomas Ude. At the initial hearing on January 22, 2004, Mr. Ude characterized the exam results as “a very significant disparate impact ... that caused us to think this was something we should bring to you, the Civil Service Board, to evaluate and to be part of and to ultimately make a decision about the process.” PLEx. Vol. IV(A) at 32. While it is disputed whether Mr. Ude already had made up his mind to advise the CSB against certifying the results, his comments “emphasize[d] ... that the case law does not require that the City find that the test is indefensible in order to take action that it believes is appropriate to *146 remedy ... disparate impact from examination.” Id. at 34-35. He advised that “federal law does not require that you [the CSB] make a finding that this test ... was not job-related, which is another way of saying it wasn’t fair. A test can be job-related and have a disparate impact on an ethnic group and still be rejected because there are less discriminatory alternatives for the selection process.” Id. at 36.

During the hearings, the tests results were not released by name, and therefore none of the firefighters knew where they had placed. The only information provided to the CSB and the public, including plaintiffs, was the scores by race and gender. Nonetheless, several firefighters, although they did not know where they had placed, spoke in favor of certifying the results. Plaintiff Frank Ricci stated that the questions on the test were drawn from “nationally recognized” books and New Haven’s own Rules and Regulations and Standard Operating Procedures. Pl.Ex. Vol. IV(A) at 88. He stated that he “studied 8 to 13 hours a day to prepare for this test and incurred over $1,000 in funds [sic] to study for this test,” including purchasing the books and paying an acquaintance to read them on tape because he is dyslexic and learns better by listening. Other firefighters, who believed the tests were fair, also spoke in support of the certifying the results. See, e.g., Testimony of Michael Blatchley, id. at 75 (“[N]one of those questions were not in that study material. Every one of those questions came from the material.”).

During the first hearing, the CSB also took statements from several New Haven firefighters who complained that some of the questions were not relevant to knowledge or skills necessary for the positions (see, e.g., Statement of James Watson, id. at 85 (“I think this test was unfair. We don’t use a lot of things that were on that test” such as whether to park a firetruck facing “uptown” or “downtown”)), or that the study materials were difficult to obtain (see Testimony of Gary Kinney, id. at 77 (“The only books that most of us had in front of us in the fire houses were Essentials of Fire Fighting.... [T]hese books [on the syllabus] were never in the fire houses.”)).

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554 F. Supp. 2d 142, 2006 U.S. Dist. LEXIS 73277, 91 Empl. Prac. Dec. (CCH) 43,236, 103 Fair Empl. Prac. Cas. (BNA) 1010, 2006 WL 2828419, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ricci-v-destefano-ctd-2006.