Ricardo De Leon v. Secretary of Health and Human Services

734 F.2d 930, 1984 U.S. App. LEXIS 22415
CourtCourt of Appeals for the Second Circuit
DecidedMay 16, 1984
Docket732, Docket 83-6272
StatusPublished
Cited by189 cases

This text of 734 F.2d 930 (Ricardo De Leon v. Secretary of Health and Human Services) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ricardo De Leon v. Secretary of Health and Human Services, 734 F.2d 930, 1984 U.S. App. LEXIS 22415 (2d Cir. 1984).

Opinion

OAKES, Circuit Judge:

This is yet another case where the Government contends that a claimant’s disability has ceased. 1 It involves an individual with a long history of severe mental problems, including paranoid schizophrenia, organic brain syndrome, and borderline intelligence, coupled with serious physical problems, including grand mal epilepsy and deformities due to congenital cerebral palsy. The appellant, Ricardo De Leon, has now been on and off the Social Security disability rolls twice. He first received benefits in 1977. These were terminated by the Secretary in 1978 and reinstated by a federal court in 1983. 2 He received benefits once again in 1979, was reevaluated as of June, 1981, and terminated a second time in August, 1981. An administrative law judge (ALJ) subsequently gave his case de novo consideration and, on December 30, 1981, found that De Leon was no longer under a disability. The ALJ’s decision became the final decision of the Secretary when approved by the Appeals Council on June 15, 1982, a decision that was affirmed by the United States District Court for the Eastern District of New York, Leonard D. Wexler, Judge, after the usual referral to a magistrate.

We reverse. We do so because we find that the Secretary’s decision to terminate was not supported by substantial evidence on the record as a whole, and that the Secretary failed to apply correct legal standards in evaluating the evidence of De Leon’s disabilities.

FACTS

Ricardo De Leon was born in Panama in 1951 3 with cerebral palsy, a condition which rendered him unable to walk until he was six years old. He has four problems which bear upon his ability to earn a living: a psychiatric disorder, a long history of epilepsy with organic brain syndrome, intelligence bordering on mental retardation, and physical problems and deformities. These conditions, then, must be evaluated under the Supplemental Security Income (SSI) statute 4 and regulations. 5

*932 Evidence of Psychiatric Disorder

De Leon has spent more than three years in mental institutions. Dr. Maria Uy, staff psychiatrist with Catholic Charities Community Life Center, a Long Island aftercare agency that has been treating and assisting De Leon for years, diagnosed him as suffering from paranoid schizophrenia and organic brain syndrome due to epilepsy. In her report of April 8, 1981, Dr. Uy gave De Leon a “guarded” prognosis. 6 Similarly, the report of the Secretary’s medical consultant, Dr. Anthony Correoso, dated June 8, 1981, includes observations that De Leon loses his temper easily, feels he cannot trust anyone, and is “suspicious,” “surly,” “at times hostile,” “rambling,” “angry,” and “illogical.” Dr. Correoso ultimately diagnosed De Leon as having a “mixed personality disorder.”

In February, 1981, De Leon’s case at Catholic Charities was closed because he had failed to keep clinic appointments and could not be located. In reporting the termination, Dr. P. Friedland, a psychiatrist, diagnosed De Leon as suffering from organic personality syndrome, a condition which usually involves structural damage to the brain, and which, according to the American Psychiatric Association, results in “[s]ocially unacceptable” and “[i]mplosive or explosive behavior” that is often “dangerous to the individual and to others.” American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders 119-20 (3d ed. 1980).

Karl Dichtl, a Catholic Charities case manager, worked closely with De Leon from 1979 to 1981. He testified that De Leon frequently had “obsessions” and “rages,” and had difficulty functioning even in a “sheltered work environment.” For example, when assigned even a simple task like mopping the floor, De Leon became terribly angry at a staff member at the shelter who he claimed walked on wet floors and who was “playing a game” with him. Dichtl also related that De Leon had “disturbed personal relationships.” At the time of the case worker’s testimony, De Leon needed continual supervision.

De Leon’s own testimony before the ALJ included accusations against his landlords, coworkers, and numerous other people with whom he came in contact. In addition, he made numerous accusations against his aunt, whom he holds responsible for his epilepsy and whom he evidently once tried to poison.

*933 Epilepsy

De Leon has a long, fully documented history of grand mal epileptic seizures resulting in his organic brain syndrome. These seizures frequently resulted in his personal injury, and it was for this disability that he was originally awarded Social Security payments in 1977 and again in 1979. At first he was treated with phenobarbitol and Dilantin, but those medications were ineffective in preventing seizures. His treating neurologist at Stony Brook University Hospital Health Services Center, where in 1980 he had been diagnosed as having “organic personality syndrome (paranoid ideation),” prescribed Tegretol. According to the Physician’s Desk Reference 914 (35th ed. 1981), this drug is “not recommended as the drug of first choice in seizure disorders,” but is “reserved for the patients whose seizures are difficult to control and/or patients experiencing marked side effects.”

De Leon’s testimony as to the effectiveness of the drug, for what it might be worth, was confusing. He said that “it seems to be controlling it,” yet also admitted that he had had a seizure only two months before while taking the drug. Karl Dichtl, his longtime case manager, testified that De Leon had experienced numbness in his arms and memory loss, conditions which his neurologist characterized as side effects attributable to use of Tegretol. In addition, it is clear from the record that De Leon’s epilepsy affects his psychiatric condition. His neurologist pointed out that the epilepsy had contributed to De Leon’s “significant psychiatric disturbance with considerable paranoid ideation.” At the administrative hearing, De Leon himself implied that his aunt caused his epilepsy.

Borderline Intelligence

As of June, 1981, De Leon’s IQ on the full scale was 85 with a verbal score of 78 and a performance score of 97, placing him in the seventeenth percentile of intellectual abilities. A psychological report, prepared by Dr. Robert Schmeltz at the time of the IQ test, noted De Leon’s “failure at having profitted [sic] from traditional educational experience” and “the presence of minimal brain dysfunction.” The report evaluated De Leon as having a “borderline level of social comprehension.”

Physical Deformities

De Leon has a number of physical deformities as a result of cerebral palsy. His left hand, which is his dominant hand, is “permanently frozen into a claw like position.” Deformities of his ring and little fingers make movement of his left hand painful and severely limit his use of this hand. Despite surgical procedures, these problems persist.

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Bluebook (online)
734 F.2d 930, 1984 U.S. App. LEXIS 22415, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ricardo-de-leon-v-secretary-of-health-and-human-services-ca2-1984.