Reynolds v. Barrett Gould v. Chamberlin

685 F.3d 193
CourtCourt of Appeals for the Second Circuit
DecidedJuly 11, 2012
DocketDocket 10-4208-pr, 10-4235-pr
StatusPublished
Cited by209 cases

This text of 685 F.3d 193 (Reynolds v. Barrett Gould v. Chamberlin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Reynolds v. Barrett Gould v. Chamberlin, 685 F.3d 193 (2d Cir. 2012).

Opinion

WESLEY, Circuit Judge:

Plaintiffs primary argument on appeal presents a question of first impression in our circuit: whether recourse to the pattern-or-practice evidentiary framework is appropriate in a suit against individual state officials brought pursuant to 42 U.S.C. § 1983 for intentional discrimination.

I. BACKGROUND

This case has as a backdrop prior litigation involving claims of racial discrimination at Elmira Correctional Facility (“Elmira”), a state maximum-security prison in Elmira, New York. See Santiago v. Miles, 774 F.Supp. 775, 782-88 (W.D.N.Y.1991). In 1986, black and Hispanic (jointly, “minority”) inmates at Elmira commenced a class action for injunctive relief, alleging widespread racial discrimination at the facility in housing, job assignment, and the imposition of discipline. Id. at 777. After a bench trial, Judge Larimer found that the plaintiffs had proven a “pattern of racism” at Elmira. Id. On April 13, 1993, Judge Larimer issued a decision requiring, among other things, that the percentage of black and Hispanic inmates in certain “preferred” jobs, including jobs in the Elmira print shop, correspond to the percentage of black and Hispanic inmates in the general prison population.

At the time the suits here were filed, inmates employed in the Elmira print shop were paid an hourly wage, which ranged from sixteen cents to sixty-five cents per hour depending on the inmate’s experience and expertise. In addition, inmates were eligible to receive an “incentive bonus” as a reward for good work. Civilian supervisors determined, in their discretion, whether a particular inmate merited promotion and higher pay. Similarly, these supervisors could recommend to the Elmira Program Committee — the entity tasked with assigning and removing inmates from various prison programs — that inmates be terminated from employment in the print shop. As a general matter, an inmate would be removed upon two requests.

In the print shop, inmates were directly supervised by civilian “Industrial Training Supervisors.” The Industrial Training Supervisors reported to a general foreman, who in turn reported to an Assistant Industrial Superintendent and the Industrial Superintendent. The Industrial Superintendent answered to Elmira’s Superintendent, among other officials.

In 1999, plaintiffs-appellants Jerry Reynolds and Khalib Gould (jointly, “plaintiffs”), inmates formerly employed in the Elmira print shop, filed pro se complaints alleging racial discrimination by civilian supervisors and prison administrators. Two other Elmira inmates, Anthony Mack and Joseph Ponder, commenced similar pro se actions in 2000.

Reynolds’s pro se complaint asserted claims pursuant to 42 U.S.C. §§ 1981, 1983, 1985, and 1986 against Floyd Bennett, Elmira’s Superintendent; David Barrett, Elmira’s Industrial Superintendent; Dana Smith, Elmira’s First Deputy Superintendent; Larry Pocobello, the Assistant Industrial Superintendent; Jack Rathbun, the print shop’s general foreman; Terry Chamberlain, George Samo, and Janice Kent, at the time all Industrial Training Supervisors; James Thompson, the chair of Elmira’s Program Committee; and John Conroy, Director of Correctional Industry (jointly, “defendants”).

Reynolds alleged that Barrett, Pocobello, Rathbun, Chamberlain, Samo, and Kent demoted minority inmates more often than white inmates, confined minority *198 inmates to low-paying positions, and unfairly docked the pay of minority inmates. Reynolds specifically complained about an incident in which Rathbun docked fifty-seven dollars from Reynolds’s pay to reimburse the print shop for a poorly-run print job. Reynolds further alleged that minority inmates employed in the print shop had their pay docked at a much higher rate than white inmate-employees.

Gould’s pro se complaint stated, among other things, claims pursuant to 42 U.S.C. §§ 1981, 1983, 1985, and 1986 against Pocobello, Barrett, Rathbun, Chamberlain, Kent, and Bennett. He alleged that they took adverse employment actions against him because of his race and retaliated against him for filing grievances.

In November 2000, the district court appointed counsel for the plaintiffs in all four actions. Counsel moved to consolidate the actions and file an amended complaint. Finding the proposed amended complaint deficient because it lacked detail as to the nature of each plaintiffs claims against each defendant, a magistrate judge directed plaintiffs to file a more detailed amended complaint by December 17, 2001. Instead, the parties agreed to consolidate the actions for the purpose of conducting discovery. They further agreed that no party would suffer prejudice if plaintiffs filed an amended complaint after discovery was completed. The magistrate judge approved the arrangement.

After conducting four years of discovery, plaintiffs sought leave to file an amended class action complaint on October 3, 2005. The proposed complaint defined the class as “all non-Caucasian inmates at [Elmira Correctional Facility] who were employed in the Print Shop from 1994 to the present, as well as all non-Caucasian inmates at [Elmira Correctional Facility] who were deterred from working within the Print Shop because of the discriminatory policies and/or practices set forth in this complaint.” JA 64. In addition to claims pursuant to 42 U.S.C. §§ 1981, 1983, 1985, and 1986, the complaint claimed violations of Judge Larimer’s order in Santiago v. Miles, 774 F.Supp. 775 (W.D.N.Y.1991), the New York State Human Rights Law, the New York State Constitution, and New York Civil Practice Law and Rule § 8601.

The proposed amended class action complaint asserted that racial discrimination was the “standard operating procedure in the Print Shop,” that “incredible statistical disparities” existed between minority and non-minority inmates, and that minority inmates were evaluated more harshly, fired and demoted more often, and paid less than non-minority inmates.

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Bluebook (online)
685 F.3d 193, Counsel Stack Legal Research, https://law.counselstack.com/opinion/reynolds-v-barrett-gould-v-chamberlin-ca2-2012.