Rex K. DeGEORGE, Petitioner, v. UNITED STATES DISTRICT COURT FOR THE CENTRAL DISTRICT OF CALIFORNIA, Respondent

219 F.3d 930, 2000 Daily Journal DAR 7895, 2000 Cal. Daily Op. Serv. 5940, 2000 U.S. App. LEXIS 16953, 2000 WL 977678
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 18, 2000
Docket99-71446
StatusPublished
Cited by84 cases

This text of 219 F.3d 930 (Rex K. DeGEORGE, Petitioner, v. UNITED STATES DISTRICT COURT FOR THE CENTRAL DISTRICT OF CALIFORNIA, Respondent) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Rex K. DeGEORGE, Petitioner, v. UNITED STATES DISTRICT COURT FOR THE CENTRAL DISTRICT OF CALIFORNIA, Respondent, 219 F.3d 930, 2000 Daily Journal DAR 7895, 2000 Cal. Daily Op. Serv. 5940, 2000 U.S. App. LEXIS 16953, 2000 WL 977678 (9th Cir. 2000).

Opinion

WALLACE, Circuit Judge:

Rex K. DeGeorge petitions this court for a writ of mandamus commanding the United States District Court for the Central District of California to (1) vacate its order denying DeGeorge’s motion to dismiss certain counts for which he has been indicted as time barred, and (2) enter an order dismissing those counts. We have jurisdiction pursuant to the All Writs Act, 28 U.S.C. § 1651. Because DeGeorge’s case does not meet the strict prerequisites for extraordinary relief, we deny his petition.

I

In January 1999, a federal grand jury returned a fourteen-count indictment charging DeGeorge with various federal crimes related to his participation in an alleged insurance fraud scheme. In late 1992 and early 1993, DeGeorge and a partner purportedly purchased a 76-foot motor yacht in Italy, artificially inflated its value through sham sales and purchases, insured it at the inflated value, and attempted to collect insurance proceeds after scuttling it on its maiden voyage from Italy. In April 1993, the insurer filed a declaratory relief action in the Central District Court of California seeking to rescind the policy and avoid payment. After extensive discovery, the district court alerted the United States Attorney about a possible perjury investigation. Eventually, the district court rescinded the policy and entered judgment for the insurer. Cigna Property & Cas. Ins. Co. v. Polaris Pictures Corp., 1997 WL 382108 (C.D.Cal. Feb.20, 1997), aff'd, 159 F.3d 412 (9th Cir.1998), cert. denied, — U.S. —, 120 S.Ct. 53, 145 L.Ed.2d 46 (1999).

*934 An Assistant United States Attorney investigated the perjury claim for a brief time before resigning. The matter was reassigned in April 1997 to another Assistant United States Attorney, who investigated the perjury claim as well as the alleged conduct surrounding the yacht’s sinking. On August 18, 1997, as part of his investigation, the Assistant United States Attorney made a formal request to the Italian government for relevant documentary evidence and for assistance in obtaining interviews with eight witnesses in Italy who allegedly had first-hand information. A grand jury subpoena was issued on August 25, 1997, to one of the insurer’s attorneys, ordering all documents from the civil ease to be provided to the government by October 7, 1997. Most critical to DeGeorge’s petition for a writ of mandamus, on August 26, 1997, the Assistant United States Attorney filed an ex parte, in camera application, pursuant to 18 U.S.C. § 3292, for an order suspending the running of the statute of limitations for any federal offenses related to DeGeorge’s alleged conduct pending the government’s foreign evidence request. A district court judge granted the section 3292 request on September 3, 1997, suspending the statute of limitations period as of August 18, 1997, the date of the foreign evidence request.

After DeGeorge was indicted, his case was assigned to a different district court judge than the one who made the section 3292 order. DeGeorge filed a motion to dismiss, arguing that the section 3292 order was invalid, that counts one through twelve of the indictment were time barred or otherwise defective, and that they should therefore be dismissed. The district court denied the motion. It is the district court’s denial of DeGeorge’s motion to dismiss that he challenges in this petition for a writ of mandamus.

II

A writ of mandamus is “an extraordinary or drastic remedy,” Calderon v. United States Dist. Court, 163 F.3d 530, 534 (9th Cir.1998) (en banc) (internal quotation omitted), used “only to confine an inferior court to a lawful exercise of its prescribed jurisdiction or to compel it to exercise its authority when it is its duty to do so.” Will v. United States, 389 U.S. 90, 95, 88 S.Ct. 269, 19 L.Ed.2d 305 (1967) (internal quotation omitted). The petitioner has the burden to establish “that its right to issuance of the writ is clear and indisputable.” Bankers Life & Cas. Co. v. Holland, 346 U.S. 379, 384, 74 S.Ct. 145, 98 L.Ed. 106 (1953) (internal quotation omitted). We typically examine five factors, first enumerated in Bauman v. United States District Court, 557 F.2d 650 (9th Cir.1977), to evaluate whether a petitioner carries its burden:

(1) The party seeking the writ has no other adequate means, such as a direct appeal, to attain the relief he or she desires. (2) The petitioner will be damaged or prejudiced in a way not correctable on appeal.... (3) The district court’s order is clearly erroneous as a matter of law. (4) The district court’s order is an oft-repeated error, or manifests a persistent disregard of the federal rules. (5) The district court’s order raises new and important problems, or issues of law of first impression.

Id. at 654-55 (citations omitted). The Bauman factors are “guidelines,” id. at 655, to be “weighed together, as is appropriate, based on the facts of the individual case.” Calderon, 163 F.3d at 534. Usually, “the absence of factor three — clear error as a matter of law — will always defeat a petition for mandamus.... [Fjactors one and two usually travel together, while factors four and five seldom do.” Id. (citations omitted).

A.

We first examine whether DeGeorge has any other adequate means, such as direct appeal, to attain the relief he seeks, which is the dismissal of counts one through twelve of his indictment as time barred. We are guided in this issue *935 by United States v. Rossman, 940 F.2d 535, 536 (9th Cir.1991) (per curiam), which held that the denial of a motion to dismiss an indictment as time barred was not a final order appealable pursuant to 28 U.S.C. § 1291, or an interlocutory order appropriate for immediate review pursuant to Abney v. United States, 431 U.S. 651, 656-58, 97 S.Ct. 2034, 52 L.Ed.2d 651 (1977). It is implicit in Rossman, and the decisions of the Third and Sixth Circuits upon which it relies, that the denial of a motion to dismiss an indictment as time barred may be reviewed on direct appeal after trial. See Rossman, 940 F.2d at 536, citing United States v. Davis, 873 F.2d 900, 908-09 (6th Cir.1989), and United States v. Levine, 658 F.2d 113, 126 (3d Cir.1981).

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219 F.3d 930, 2000 Daily Journal DAR 7895, 2000 Cal. Daily Op. Serv. 5940, 2000 U.S. App. LEXIS 16953, 2000 WL 977678, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rex-k-degeorge-petitioner-v-united-states-district-court-for-the-ca9-2000.