Requena v. Franciscan Sisters Health Care Corp.

570 N.E.2d 1214, 212 Ill. App. 3d 328, 156 Ill. Dec. 492, 1991 Ill. App. LEXIS 634
CourtAppellate Court of Illinois
DecidedApril 17, 1991
Docket3-89-0786
StatusPublished
Cited by10 cases

This text of 570 N.E.2d 1214 (Requena v. Franciscan Sisters Health Care Corp.) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Requena v. Franciscan Sisters Health Care Corp., 570 N.E.2d 1214, 212 Ill. App. 3d 328, 156 Ill. Dec. 492, 1991 Ill. App. LEXIS 634 (Ill. Ct. App. 1991).

Opinion

JUSTICE McCUSKEY

delivered the opinion of the court:

The plaintiff, Raoul Requena, special administrator of the estate of Rosa Garcia, filed a medical negligence action against Drs. Roy Alcala, R. Singh (hereinafter referred to as Alcala and Singh), and St. Joseph Medical Center (hereinafter referred to as St. Joseph’s) on behalf of Rosa Garcia, deceased. The plaintiff appeals the verdict and judgment entered in favor of the defendants, Alcala and Singh.

On January 26, 1986, Rosa Garcia, who had been suffering from congestive heart failure, complained of severe chest pain. Family members transported her to St. Joseph’s, where a doctor examined and admitted her. At the time of this admission, she suffered from plural effusion, left bundle branch block, and possible pneumonia. In addition, the doctor determined she experienced a myocardial infarction as well as premature ventricular contractions (PVC’s).

Following her admission, no additional tests or treatment was conducted or undertaken, other than those administered in the emergency room. Alcala, the emergency room physician, determined the PVC’s were chronic and did not further treat this condition. Despite her family’s concerns and objections, Rosa Garcia was released four days later still complaining of chest pain.

On February 2, 1986, she returned to St. Joseph’s complaining of chest pain plus nausea. She was examined by Singh, who failed to administer any diagnostic tests with regard to her symptoms. Singh prescribed an antacid and released her. A doctor testifying for the plaintiff opined that Singh should have conducted diagnostic tests, e.g., orthostatic hypotension, reviewed her medical chart and file, and admitted her.

On February 3, 1986, Rosa Garcia reappeared at St. Joseph’s in worse condition, i.e., low blood pressure and vomiting. Singh ordered a psychiatric exam and admitted her. Dr. Van Arsdell (hereinafter Van Arsdell) assumed the responsibility of her care. Two days later, Rosa Garcia experienced total heart failure and died.

A doctor testifying for the plaintiff stated that Alcala’s and Singh’s failure to properly examine and treat Rosa’s condition was the proximate cause of her death. A doctor testifying for the defendants stated the proximate cause of death was the substandard care provided by Van Arsdell. The same witness indicated that Van Arsdell exercised poor judgment by ordering the administration of excessive intravenous fluid to a patient with such a weak heart.

Van Arsdell, on the date of his deposition, arrived at defendants’ attorneys’ law office one hour early. For approximately one hour, Van Arsdell discussed the facts of this case with defendants’ counsel. Defense counsel advised Van Arsdell in advance of his deposition of possible areas of inquiry by plaintiff’s counsel. Later, Van Arsdell acknowledged he discussed the facts of this case with defense counsel. However, it was never specifically known what was discussed or revealed between Van Arsdell and defense counsel. Van Arsdell indicated he did not know which party defense counsel represented.

The case proceeded to trial, and during jury deliberations, the jury requested clarification of certain testimony and instructions. The trial judge advised the jury, without the presence or involvement of either counsel, to base their decision on their recollection of the evidence. The trial judge did not otherwise answer the jury’s inquiry or clarify the instructions. Neither attorney was advised of this dialogue until after the announcement of the verdict.

During a post-trial motion hearing, the trial judge justified his handling of the jury’s inquiry by indicating that neither counsel was available at the pivotal time. Therefore, the trial judge concluded he could not have brought the matter to their attention. Both counsel claimed to be readily accessible during the jury deliberations. The jury returned verdicts for the defendants, and the trial court entered judgment. This appeal follows.

Plaintiff raises numerous issues on appeal. The first issue is whether the trial court committed reversible error by permitting plaintiff’s treating physician, Van Arsdell, to testify following his ex parte communication with defendants’ attorney. We believe reversible error did occur. We remand this case for a new trial with the instruction that Van Arsdell is prohibited from testifying on retrial.

It is well-settled law that a defense attorney is prohibited from engaging in ex parte communications with plaintiff’s treating physician. (Petrillo v. Syntex Laboratories, Inc. (1986), 148 Ill. App. 3d 581, 499 N.E.2d 952.) The Petrillo case has been adopted and followed by the third district in Yates v. El-Deiry (1987), 160 Ill. App. 3d 198, 513 N.E.2d 519. Petrillo holds that where there are ex parte communications between defense counsel and plaintiff’s treating physician, it is reversible error to allow plaintiff’s treating physician to testify at trial. (See Elliott v. Koch (1990), 200 Ill. App. 3d 1, 558 N.E.2d 493.) The theory behind this harsh yet necessary prohibition is based upon the doctor/patient privilege. In Yates, this same type of ex parte communication resulted in reversible error when the defendant was allowed to call plaintiff’s treating physician to testify. “Prejudice and improper conduct can be implied from the fact that the plaintiff’s treating physician has violated his ethical and fiduciary obligations owed to his patient by engaging in ex parte conferences concerning the patient with the patient’s legal adversary and without plaintiff’s consent.” Yates v. El-Deiry, 160 Ill. App. 3d at 203.

In the case of Mahan v. Louisville & Nashville R.R. Co. (1990), 203 Ill. App. 3d 748, 561 N.E.2d 127, the Fifth District Appellate Court recently permitted plaintiff’s treating physician to testify after he had a brief ex parte conversation with defendant’s attorney just prior to the doctor’s deposition. In Mahan, the court found the conversation lasted no more than 30 seconds. Further, the court in Mahan found the communication did not result in the disclosure of any private or confidential information regarding the patient and, therefore, was distinguishable from Yates.

The present case is distinguishable from Mahan since the conversation between defense counsel and Van Arsdell was more than brief. Further, and more importantly, defense counsel here attempted to advise the treating physician of possible questions that would be asked by plaintiff’s counsel during the deposition. In the instant case, defense counsel initiated the conference with Van Arsdell. During the conference, defense counsel provided the treating physician with medical records from which he could base his testimony. He also described to Van Arsdell the allegations within plaintiff’s complaint and explained the- defense theory. Defense counsel admittedly discussed the treatment of plaintiff with Van Arsdell.

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Bluebook (online)
570 N.E.2d 1214, 212 Ill. App. 3d 328, 156 Ill. Dec. 492, 1991 Ill. App. LEXIS 634, Counsel Stack Legal Research, https://law.counselstack.com/opinion/requena-v-franciscan-sisters-health-care-corp-illappct-1991.