Refinery Holding Co. v. TRMI Holdings, Inc.

302 F.3d 343, 157 Oil & Gas Rep. 235, 49 Collier Bankr. Cas. 2d 51, 33 Envtl. L. Rep. (Envtl. Law Inst.) 20022, 2002 U.S. App. LEXIS 17414, 2002 WL 1807043
CourtCourt of Appeals for the Fifth Circuit
DecidedAugust 22, 2002
Docket01-50107
StatusPublished
Cited by51 cases

This text of 302 F.3d 343 (Refinery Holding Co. v. TRMI Holdings, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Refinery Holding Co. v. TRMI Holdings, Inc., 302 F.3d 343, 157 Oil & Gas Rep. 235, 49 Collier Bankr. Cas. 2d 51, 33 Envtl. L. Rep. (Envtl. Law Inst.) 20022, 2002 U.S. App. LEXIS 17414, 2002 WL 1807043 (5th Cir. 2002).

Opinion

EMILIO M. GARZA, Circuit Judge:

This appeal arises out of an attempt to allocate the contractual liability for environmental contamination among the past and present owners of an oil refinery in El Paso, Texas (the “Refinery”). The Appel-lee, Refinery Holding Company, L.P. (“RHC”) is the current owner of the Refinery. The Appellants are former owners of the Refinery and include Andrew B. Kraf-sur, in his capacity as Chapter 7 Trustee (the “Trustee”) for the bankruptcy estate of El Paso Refinery, L.P. (the “Estate”), Texaco Inc. (“Texaco”), and TRMI Holdings Inc. (“TRMI”). RHC originally sought declaratory relief in bankruptcy court, seeking a judgment defining the responsibilities of the parties in relation to the environmental contamination at the Refinery. After the bankruptcy court issued its final judgment, the parties separately appealed to the district court. The district court consolidated the appeals, and ■affirmed in part and reversed in part the bankruptcy court’s judgment. The Trustee, Texaco, and TRMI then filed a joint appeal to this court.

I

We begin with a summary of the long and complicated factual and procedural history of this case. Texaco built the Refinery in 1929 in El Paso, Texas and operated it until 1984, when it spun off most of its refineries, including the El Paso Refinery, to a wholly-owned subsidiary. The subsidiary taking ownership was named Texaco Refining and Marketing, Inc., but later changed its name to TRMI Holdings, Inc. (“TRMI”). As part of the spin-off transaction, TRMI agreed to assume all responsibility for environmental contamination at the Refinery. Shortly thereafter, in 1986, TRMI sold the Refinery to El Paso Refinery, L.P. (the “Debtor”). The Debtor took ownership of the Refinery through a series of conveyances between corporate entities associated with the Debtor. First, TRMI signed a Purchase Agreement (the “Purchase Agreement”) with El Paso Refinery, Inc. (“Old Inc.”), and then conveyed the Refinery by special warranty deed (the “TRMI Deed”) to El Paso Refining Co., Ltd. (“El Paso Ltd.”). El Paso Ltd. then conveyed the Refinery to Old Inc., who in turn conveyed the Refinery to El Paso Refining, Inc., (“New Inc.”), who finally transferred the Refinery to the Debtor. The documents accompanying this transfer are vitally important in this appeal, because both the Purchase Agreement and the TRMI Deed include warranties, representations, and indemnification provisions regarding environmental contamination at the Refinery. In particular, both documents include covenants preventing any subsequent owner from seeking contribution from TRMI, or from compelling TRMI to take any remedial action.

Six years later, in 1992, the Debtor filed for Chapter 11, and operations at the Refinery ceased. Once in bankruptcy, the bankruptcy court’s restrictions forced the Debtor to place the Refinery in “warm shut-down mode,” which kept it operating without producing any oil. This resulted in operating costs without the prospect of any revenue. Faced with mounting losses, the Debtor’s major creditor, a group called the Term Lenders, swiftly moved to lift the bankruptcy stay and foreclose upon *347 the Refinery so that it could resume operations. 1 To that end, in March 1993 the Term Lenders and the bankruptcy examiner executed a two-page agreement, the terms of which allowed the Term Lenders to foreclose upon and sell the Refinery, in exchange for the payment of money into the bankruptcy estate and the assumption of certain responsibilities by the buyer. This spartan agreement, referred to as the “Term Sheet,” included provisions governing the allocation of environmental liability between the buyer and the Estate, and is the most important document in this appeal. With regard to the environmental conditions, paragraph two of the Term Sheet provides:

Upon foreclosure of the refinery assets, the entity acquiring the refinery assets (the “Acquiring Entity”) shall be responsible for all environmental risks associated with the refinery assets from and after the date of foreclosure. The Acquiring Entity shall take the refinery assets subject to all written existing remedial orders. The Acquiring Entity shall not assert any claims for contribution and/or indemnity against the estate for environmental liability.

When the Term Lenders foreclosed on the Refinery in 1993, they also made a successful bid to acquire the Refinery, which they conveyed to a holding company created for this purpose, Refinery Holding Company, L.P. (“RHC”). RHC then gave written notice that it intended to assert contribution and environmental claims against TRMI and Texaco. In defense, TRMI tendered a claim to the Trustee, citing provisions in the Purchase Agreement entitling TRMI to indemnification by the Debtor. Eventually, TRMI and the Trustee entered into a settlement agreement (the “Settlement Agreement”), approved by the bankruptcy court over RHC’s objection, which granted TRMI an allowed claim against the Estate for any amount for which TRMI might be found liable to RHC. 2 The-allocation of environmental responsibility remained an unresolved issue following the execution of the Settlement Agreement. The Debtor and RHC took opposing views of the provisions in the Term Sheet regarding environmental liability. RHC contended that it assumed liability only for contamination resulting from post-foreclosure operations at the Refinery in the Term Sheet, while the Debtor argued that RHC assumed all responsibility for environmental conditions and further agreed to impliedly indemnify the Estate for any future remediation costs. In addition, TRMI and Texaco asserted that provisions in the Purchase Agreement and the TRMI Deed created binding obligations on RHC with respect to the environmental liability, and absolved TRMI from any responsibility for the environmental conditions at the Refinery.

RHC originally brought this action for declaratory relief in the bankruptcy court to clarify how the Term Sheet, the Purchase Agreement, and the TRMI Deed allocated environmental responsibility among the parties. The Bankruptcy Court held that under the Term Sheet, *348 RHO assumed full responsibility for undiscovered environmental contamination at the Refinery, agreed to be bound by the TWO Order, 3 and impliedly indemnified the Estate against all environmental liability by operation of the "circuity of action" doctrine. The bankruptcy court further held that neither TRMI nor Texaco were third-party beneficiaries of the Term Sheet, and that covenants in the Purchase Agreement and the TRMI Deed did not create binding obligations on RHC with respect to the environmental contamination. In re El Paso Refinery, L.P., No. 94-30051-LMC (Bankr.W.D.Tex. Oct. 14, 1999). The parties separately appealed to the district court. The district court reversed the bankruptcy court's determination with regard to RHO's obligations under the Term Sheet, holding that the Term Sheet did not bar RHO from seeking contribution from TRMI or Texaco, but affirmed the bankruptcy court's holding concerning third-party beneficiary status and the covenants in the TRMI Deed. In re El Paso Refinery, L.P., No. EP-99-CA-395-H (W.D.Tex. Nov. 30, 2000). The Trustee, Texaco, and ThMI (collectively, the "Appellants") now appeal.

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302 F.3d 343, 157 Oil & Gas Rep. 235, 49 Collier Bankr. Cas. 2d 51, 33 Envtl. L. Rep. (Envtl. Law Inst.) 20022, 2002 U.S. App. LEXIS 17414, 2002 WL 1807043, Counsel Stack Legal Research, https://law.counselstack.com/opinion/refinery-holding-co-v-trmi-holdings-inc-ca5-2002.