Raymond Proffitt v. Rohm & Haas

850 F.2d 1007, 1988 WL 65866
CourtCourt of Appeals for the Third Circuit
DecidedJuly 26, 1988
Docket87-1563
StatusPublished
Cited by19 cases

This text of 850 F.2d 1007 (Raymond Proffitt v. Rohm & Haas) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Raymond Proffitt v. Rohm & Haas, 850 F.2d 1007, 1988 WL 65866 (3d Cir. 1988).

Opinion

OPINION OF THE COURT

SLOVITER, Circuit Judge.

Introduction

Appellant Raymond Proffitt brought this citizen suit against Rohm & Haas for violations of the federal Clean Water Act, 33 U.S.C.A. §§ 1251-1376 (West 1986 & Supp. 1988), and for violation of Pennsylvania’s Clean Streams Law, 35 Pa.Stat.Ann. §§ 691.1-.1001 (Purdon 1977 and Supp. 1988). Proffitt alleged that Rohm & Haas’ discharges between 1980 and 1985 from “Outfall 009” at its Bristol, Pennsylvania plant exceeded the limits imposed by the National Pollutant Discharge Elimination System (NPDES) permit issued to it by the Environmental Protection Agency (EPA) for Total Suspended Solids (TSS) (the amount of solid matter suspended in the water) and also fell outside the required range set for the pH of the discharge (its acidity or alkalinity) and that they were also in excess of state law limits. Rohm & Haas responded through a motion for summary judgment that it was not in violation of its NPDES permit as to TSS or pH because these limitations had been stayed by the EPA pursuant to a 1976 stipulation which had been incorporated into an amended NPDES permit issued to Rohm & Haas at that time. The district court granted Rohm & Haas’ motion for summary judgment on that ground. 668 F.Supp. 436.

Proffitt appeals, arguing alternatively that EPA’s stay of enforcement was not valid, or, if valid, was not effective to bar a citizen suit under the Clean Water Act. Proffitt also appeals from the district court’s adverse judgment on his pendent state law claims.

*1009 I.

Facts

Under the Federal Water Pollution Control Act Amendments of 1972, generally referred to as the Clean Water Act, 33 U.S.C.A. §§ 1251-1376, it is illegal to discharge pollutants into the navigable waters of the United States without a permit issued under the National Pollutant Discharge Elimination System (NPDES) unless one of the other statutory exceptions applies, 33 U.S.C.A. § 1311(a). As a condition to the NPDES permit, the statute requires “certification” by the state where the discharge originated that the discharge complies with applicable state and federal effluent limitations and water quality standards, 33 U.S.C.A. § 1341. The state may set additional limitations which are then included in the NPDES permit. 33 U.S.C. A. § 1341(d). Because the resolution of this case depends on the existence and effect of any limitations imposed by the NPDES permits issued to Rohm & Haas, a rather extended examination of the permits issued to it is required.

On September 30, 1974, Rohm & Haas was issued an NPDES permit by the EPA, effective October 30, 1974 (referred to hereafter as the 1974 permit). That 1974 permit set effluent limitations based on four general, commonly-used indicia of water quality, i.e., TSS, pH, chemical oxygen demand (COD), and biochemical oxygen demand (BOD). 1

The Pennsylvania Department of Environmental Regulation (PaDER) set additional effluent limitations in its certification for Rohm & Haas’ permit which included, inter alia, limitations on TSS and pH. 2 That certification was later amended by the state on August 22, 1975 to impose more stringent limitations on Rohm & Haas. 3

Rohm & Haas then appealed both the EPA limits in the NPDES permit and the PaDER limits set out in the certification; the appeal on the EPA limits was made in the form of a request for an adjudicatory hearing to that agency. See 40 C.F.R. § 125.36 (1975). The appeal of the state certification was taken to the Pennsylvania Environmental Hearing Board (EHB), because only the state may review the limits which it sets through the certification process. See Lake Erie Alliance for the Protection of the Coastal Corridor v. U.S. Army Corps of Engineers, 526 F.Supp. 1063, 1074 (W.D.Pa.1981), aff'd mem., 707 F.2d 1392 (3d Cir.), cert. denied, 464 U.S. 915, 104 S.Ct. 277, 78 L.Ed.2d 257 (1983); Roosevelt Campobello Int’l Park Comm’n v. United States E.P.A., 684 F.2d 1041, 1056 (1st Cir.1982).

The EPA adjudicatory hearing to contest the limits in the 1974 NPDES permit which was requested by Rohm & Haas was never held. 4 Instead, in 1976 the EPA, the PaD-ER, and Rohm & Haas stipulated to an agreement, certified by an administrative law judge, under which Rohm & Haas withdrew its request for such a hearing. Under the terms of this stipulation, the 1974 NPDES limitations on discharge of TSS at Outfall 009, expressed in terms of kilograms per day, were to be modified to incorporate those imposed in 1975 by the PaDER, that is, 20 mg per liter average per day not to exceed a 100 mg per liter daily maximum. The pH limitations of from 6.0 to 9.0 were to remain the same under the new permit. Under the stipulation, the limitations in the 1976 permit for *1010 both TSS and pH would be asterisked and made subject to a stay of the enforcement if certain conditions occurred:

(a) Upon the EPA’s receipt of documentation from the permittee that the per-mittee has commenced action in an appropriate state forum to obtain relief from the effluent limitations and conditions asterisked, the EPA shall stay enforcement of said limitations and conditions.
(b) After a final administrative determination and/or judicial determination, by the State of Pennsylvania with respect to the effluent limitations and conditions set forth in paragraph (2) above [the limitations on TSS and pH], said effluent limitations and conditions shall be modified by the EPA in accordance with such final determination.

App. at 44. These conditions also provided that if Rohm & Haas was still dissatisfied with the modified limitations set under this procedure, it could request an adjudicatory hearing before the EPA.

That 1976 stipulation also made other substantive changes in the terms of the 1974 permit, including the deletion of some of the requirements that had been imposed by the 1974 permit. 5 All of these stipulated provisions were then incorporated into an amendment to the original NPDES permit issued in 1974. This amended permit (referred to hereafter as the 1976 permit) was issued by the EPA in July 1976 and sent to Rohm & Haas with the provision that the amendment would become effective upon receipt.

The sequence of events contemplated in the asterisked provisions of the 1976 permit that provided for a stay of the TSS and pH limits pending redetermination of these limits by the state did not occur. Rohm & Haas did appeal these limitations to the state board and notified the EPA of the same.

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Cite This Page — Counsel Stack

Bluebook (online)
850 F.2d 1007, 1988 WL 65866, Counsel Stack Legal Research, https://law.counselstack.com/opinion/raymond-proffitt-v-rohm-haas-ca3-1988.