Raymond Gallegos, Claimant-Appellee v. Anthony J. Principi, Secretary of Veterans Affairs

283 F.3d 1309, 2002 U.S. App. LEXIS 4245, 2002 WL 398758
CourtCourt of Appeals for the Federal Circuit
DecidedMarch 15, 2002
Docket01-7037
StatusPublished
Cited by42 cases

This text of 283 F.3d 1309 (Raymond Gallegos, Claimant-Appellee v. Anthony J. Principi, Secretary of Veterans Affairs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Raymond Gallegos, Claimant-Appellee v. Anthony J. Principi, Secretary of Veterans Affairs, 283 F.3d 1309, 2002 U.S. App. LEXIS 4245, 2002 WL 398758 (Fed. Cir. 2002).

Opinions

RADER, Circuit Judge.

The Court of Appeals for Veterans Claims determined that 88 C.F.R. § 20.201 (1998) — a Department of Veterans Affairs (VA) regulation setting minimum requirements for a notice of disagreement (NOD) — was invalid because the regulation required that an NOD express a desire for review by the Board of Veterans’ Appeals (Board). After invalidating the regulation, the Court of Appeals for Veterans Claims held that a letter submitted by Raymond Gallegos’s authorized representative to a regional office was a valid NOD even without any expression of a desire for review by the Board. Because the Court of Appeals for Veterans Claims did not properly defer under Chevron U.S.A., Inc. v. Natural Resources Def. Council, Inc., 467 U.S. 837, 844, 104 S.Ct. 2778, 2782, 81 L.Ed.2d 694 (1984), and because 38 C.F.R. § 20.201 is not procedurally defective, arbitrary or capricious in substance, or manifestly contrary to statute, this court reverses and remands.

I.

In March 1992, Raymond Gallegos applied for service connection for disability due to diabetes and chloracne (acne-like eruptions on the face, linked to dioxin exposure). In August 1993, Mr. Gallegos amended his claim to include a claim for service connection for Post Traumatic Stress Disorder (PTSD). In September 1994, the regional office (RO) denied his PTSD claim. Mr. Gallegos’s representative, the Disabled American Veterans (DAV), submitted a letter entitled “Memo to Rating Board” to the VA on October 11, 1994. This 1994 DAV letter stated: “[I]t is our opinion that denial of the veteran’s claim for [PTSD] was a little bit premature. Further development [i.e., a review of other documents] ... would prove beneficial to fair evaluation of this veteran’s claim.” The record does not indicate what action the VA took in response to that letter.

Mr. Gallegos took no further action on his claim until February 20, 1997, when he filed an application to reopen his disallowed claim for service connection for PTSD. In October 1997, the RO granted that claim effective February 20, 1997, the date of Mr. Gallegos’ application to reopen the claim. Soon after, Mr. Gallegos filed an NOD disagreeing with the 1997 effective date. In that NOD, Mr. Gallegos sought an effective date of August 31, 1993, the date on which he first claimed service connection for PTSD.

In December 1998, the Board held that Mr. Gallegos was not entitled to the earlier effective date. In re Gallegos, C 25 623 426, slip op. at 9 (Dec. 9, 1998). Applying 38 C.F.R. § 20.201, the Board reasoned that the 1994 DAV letter — although perhaps questioning the RO’s denial of PTSD — did not “indicate the appellant’s [1312]*1312desire for appellate review.” Id. at 8. Thus, the Board concluded that the 1994 DAV letter did not constitute a valid NOD appealing the September 1994 denial of the original PTSD claim. Because Mr. Gallegos did not submit a valid NOD in 1994, the Board made the September 1994 decision final. As a consequence, the Board sustained the effective date of February 20, 1997 for Mr. Gallegos’ PTSD benefits.

The Court of Appeals for Veterans Claims reversed the Board’s decision. Specifically, the Court of Appeals for Veterans Claims determined that 38 U.S.C. § 7105, the statutory NOD requirement, needed no interpretation or implementation by regulation. Gallegos v. Gober, 14 Vet.App. 50, 56 (2000). Thus, the Court of Appeals for Veterans Claims declined to apply Chevron deference to the VA’s regulatory implementation of the statute, namely 38 C.F.R. § 20.201. Relying on the language of § 7105, the prior decision of Tomlin v. Broum, 5 Vet.App. 355 (1993), and the pro-claimant nature of the veteran adjudication system, the veterans court struck from § 20.201 the requirement that an NOD express “a desire for appellate review.” The Secretary of Veterans Affairs now appeals.

II.

When reviewing an agency’s construction of a statute that it administers, this court first determines “whether Congress has directly spoken to the precise question at issue.” Chevron, 467 U.S. at 842, 104 S.Ct. 2778. If the law governs the question under consideration, this court and the agency “must give effect to the unambiguously expressed intent of Congress.” Id. at 843, 104 S.Ct. 2778. If, however, the law does not speak to the issue, this court then asks whether the administering agency properly promulgated an interpretative regulation “based on a permissible construction of the statute.” Id.; Micron Tech., Inc. v. United States, 243 F.3d 1301, 1308 (Fed.Cir.2001).

In other words, this court defers to the VA’s reasonable interpretation of a statutory provision when the law does not directly address the precise question at issue, in other words, when the law leaves “a gap for an agency to fill.” Chevron, 467 U.S. at 843, 104 S.Ct. 2778 (“The power of an administrative agency to administer a congressionally created ... program necessarily requires the formulation of policy and the making of rules to fill any gap left, implicitly or explicitly, by Congress.” (quoting Morton v. Ruiz, 415 U.S. 199, 231, 94 S.Ct. 1055, 1072, 39 L.Ed.2d 270 (1974)) (emphasis added)); see also Immigration & Naturalization Serv. v. Aguirre-Aguirre, 526 U.S. 415, 424, 119 S.Ct. 1439, 1445, 143 L.Ed.2d 590 (1999). The Supreme Court chose to emphasize that Chevron deference applies unless the statute speaks “directly” “to the precise question.” Under Chevron deference, “any ensuing [agency] regulation is binding in the Courts unless procedurally defective, arbitrary or capricious in substance, or manifestly contrary to the statute.” United States v. Mead Corp., 533 U.S. 218, 121 S.Ct. 2164, 2171, 150 L.Ed.2d 292 (2001).

III.

Under 38 U.S.C. § 501, “[t]he Secretary has authority to prescribe all rules and regulations which are necessary or appropriate to carry out the laws administered by the Department and are consistent with those laws.” 38 U.S.C. § 501 [1313]*1313(1994) (emphasis added). The Secretary of Veterans Affairs asserts that the VA properly interpreted and implemented 38 U.S.C. § 7105 by promulgating 38 C.F.R. § 20.201. Specifically, the Secretary notes that title 38 does not define a “notice of disagreement.” The Secretary’s regulation seeks to define that undefined statutory term.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Wolfe v. McDonough
Federal Circuit, 2021
David P. Hill v. Robert A. McDonald
28 Vet. App. 243 (Veterans Claims, 2016)
Betzaida P. Jernigan v. Eric K. Shinseki
25 Vet. App. 220 (Veterans Claims, 2012)
08-08 978
Board of Veterans' Appeals, 2012
Roberto v. Ortiz v. Eric K. Shinseki
23 Vet. App. 353 (Veterans Claims, 2010)
M.C. Percy v. Eric K. Shinseki
23 Vet. App. 37 (Veterans Claims, 2009)
Gerald L. Palmer v. R. James Nicholson
21 Vet. App. 434 (Veterans Claims, 2007)
Vola M. Brown v. R. James Nicholson
21 Vet. App. 290 (Veterans Claims, 2007)
Stanley J. Palczewski v. R. James Nicholson
21 Vet. App. 174 (Veterans Claims, 2007)
Michael W. Canady v. R. James Nicholson
20 Vet. App. 393 (Veterans Claims, 2006)
John R. Ramsey Et Al. v. R. James Nicholson
20 Vet. App. 16 (Veterans Claims, 2006)
Dingess - Hartman v. Nicholson
19 Vet. App. 473 (Veterans Claims, 2006)
Keith D. Snyder v. R. James Nicholson
19 Vet. App. 445 (Veterans Claims, 2006)
German L. Matthews v. R. James Nicholson
19 Vet. App. 202 (Veterans Claims, 2005)
Merritt I. Anderson v. Anthony J. Principi
18 Vet. App. 371 (Veterans Claims, 2004)
PSI Energy, Inc. v. United States
59 Fed. Cl. 590 (Federal Claims, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
283 F.3d 1309, 2002 U.S. App. LEXIS 4245, 2002 WL 398758, Counsel Stack Legal Research, https://law.counselstack.com/opinion/raymond-gallegos-claimant-appellee-v-anthony-j-principi-secretary-of-cafc-2002.