Rasheen Smith v. the State of Texas

• Court: Court of Appeals of Texas
• Decided: May 4, 2023
• Docket: 03-21-00368-CR
• Status: Published

Opinion

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN

NO. 03-21-00368-CR

Rasheen Smith, Appellant

v.

The State of Texas, Appellee

FROM THE 424TH DISTRICT COURT OF BLANCO COUNTY NO. CR01732, THE HONORABLE EVAN C. STUBBS, JUDGE PRESIDING

MEMORANDUM OPINION

Appellant Rasheen Smith entered open guilty pleas to one count of engaging in

organized criminal activity (Count I) and two counts of forging financial instruments (Counts II

and III). See Tex. Penal Code §§ 32.21(d), 71.02(a). Following a punishment hearing, the trial

court sentenced him to 17 years’ confinement on Count I and two years’ confinement on Counts

II and III, with the sentences to run concurrently. 1 See id. § 3.03. In a single issue on appeal,

Smith contends that his sentence was illegally enhanced by a prior out-of-state conviction that

did not qualify as an enhancing conviction as a matter of law. We will affirm the trial court’s

judgment of conviction.

1 On the face of the judgment for Count I, the trial court also assessed a $3,000 fine and ordered Smith to pay $2,209.11 in restitution. BACKGROUND

Smith was charged in a 13-count indictment with one count of engaging in

organized criminal activity, a third-degree felony, and 12 counts of forging financial instruments.

In addition, the State filed notice of its intent to prove four prior Georgia felony convictions for

enhancement purposes. During the plea hearing, Smith pleaded guilty to Counts I through III.

He also pleaded true to the first enhancement paragraph—alleging a 1997 Georgia conviction for

the non-state jail felony offense of theft by receiving stolen property—and to the remaining

10 forgery counts. In exchange for his pleas, the State agreed to dismiss the remaining counts

and be barred from any further prosecution concerning them.

Following a punishment hearing at which Smith, his wife, and an employee of his

nonprofit testified, the trial court found Smith guilty of Counts I through III and found the

allegations in the enhancement paragraph to be true. The court assessed his punishment at

17 years’ confinement, a $3,000 fine, and $2,209.11 in restitution for Count I; two years’

confinement for Count II; and two years’ confinement for Count III and ordered that the

sentences run concurrently. This appeal followed.

DISCUSSION

In his only issue, Smith contends that his sentence was illegally enhanced because

his 1997 Georgia conviction for theft by receiving stolen property does not qualify as an

enhancing conviction under subsections 12.41(1) and 12.42(a) of the Texas Penal Code. See id.

§§ 12.41, .42. Consequently, he asserts that his assessed punishment of 17 years’ confinement

for Count I exceeded the statutorily permissible range for a third-degree felony and was therefore

2 unlawful. See id. § 12.34(a) (providing that individual adjudged guilty of third-degree felony

may not be punished by imprisonment for term of more than 10 years).

“An out-of-state prior final felony conviction can be used to enhance a sentence

imposed in Texas.” Ex parte Pue, 552 S.W.3d 226, 231 (Tex. Crim. App. 2018). The

Legislature enacted section 12.41 of the Penal Code “to deal specifically with the classification

for enhancement purposes of convictions obtained outside the Penal Code.” Ex parte Blume,

618 S.W.2d 373, 376 (Tex. Crim. App. 1981). Subsection 12.41(1) provides that a non-Penal

Code conviction, such as an out-of-state conviction, is classified as a third-degree felony if

imprisonment in a penitentiary is “affixed to the offense as a possible punishment.” Tex. Penal

Code § 12.41; see Robles v. State, 141 S.W.3d 250, 252 (Tex. App.—Austin 2004, pet. ref’d)

(observing that statute “has been held to apply to prior convictions obtained under Texas statutes

other than the current penal code, as well as to previous convictions obtained outside of Texas

under the laws of other states and the federal government”). Such a conviction “may be used for

enhancement of punishment pursuant to [section] 12.42,” Trotti v. State, 698 S.W.2d 245, 246

(Tex. App.—Austin 1985, pet. ref’d), which provides in relevant part:

Except as provided by Subsection (c)(2), if it is shown on the trial of a felony of the third degree that the defendant has previously been finally convicted of a felony other than a state jail felony punishable under Section 12.35(a), on conviction the defendant shall be punished for a felony of the second degree.

Tex. Penal Code § 12.42(a).

The parties disagree about the applicable standard of review. “Whether an

out-of-state offense constitutes a felony for purposes of enhancement is a question of law that we

review de novo.” Newsome v. State, No. 09-17-00122-CR, 2018 WL 1097644, at *2 (Tex.

3 App.—Beaumont Feb. 28, 2018, no pet.) (mem. op., not designated for publication) 2 (citing

State v. Richardson, 439 S.W.3d 403 (Tex. App.—Fort Worth 2014, pet. ref’d); Lucio v. State,

128 S.W.3d 262, 263–64 (Tex. App.—Houston [1st Dist.] 2003, no pet.)); Jordan v. State,

No. 01-14-00721-CR, 2015 WL 6768497, at *7 (Tex. App.—Houston [1st Dist.] Nov. 5, 2015,

no pet.) (mem. op., not designated for publication) (citing Smith v. State, 309 S.W.3d 10, 13–14

(Tex. Crim. App. 2010)). But see Thomas v. State, 482 S.W.3d 235, 246 (Tex. App.—Eastland

2015, no pet.) (concluding that “[t]he trial court did not abuse its discretion when it permitted

the jury to consider [defendant]’s prior Louisiana felony convictions” where defendant

contended that State had failed to prove that convictions were not state jail felonies for

enhancement purposes).

The State’s contrary assertion that we should employ an abuse-of-discretion

standard results from its misconstruing Smith’s claim as a challenge to the sufficiency of the

evidence supporting the trial court’s finding that his enhancement allegation was true.

See Mosley v. State, No. 05-09-01315-CR, 2010 WL 5375968, at *5 n.2 (Tex. App.—Dallas

Dec. 29, 2010, pet. ref’d) (mem. op., not designated for publication) (“When a defendant

pleads ‘true’ to an enhancement paragraph, he cannot complain on appeal that the evidence

is insufficient to support the enhancement. Here, however, appellant challenges the

legal classification of his prior offense.” (internal citation omitted)); Andika v. State,

2 Although we are not bound by our sister courts’ determination of the proper standard of review, we find their implicit reasoning persuasive. Whether a prior conviction is a felony is a question of law, Andika v. State, No. 10-04-00278-CR, 2005 WL 1484050, at *4 (Tex. App.— Waco June 22, 2005, no pet.) (mem. op., not designated for publication), and the trial court is not in a better position to decide the issue, which does not involve matters of witness demeanor or credibility, see State v. Moff, 154 S.W.3d 599, 601 (Tex. Crim. App. 2004) (“When the resolution of a question of law does not turn on an evaluation of the credibility and demeanor of a witness, then the trial court is not in a better position to make the determination, so appellate courts should conduct a de novo review of the issue.”). 4 No. 10-04-00278-CR, 2005 WL 1484050, at *4 (Tex. App.—Waco June 22, 2005, no pet.)

(mem. op., not designated for publication) (“Whether a prior conviction is a felony is a question

of law; it is not subject to a ‘legal sufficiency’ review.”); see also Ex parte Rich, 194 S.W.3d 508,

515 (Tex. Crim. App. 2006) (“Applicant’s situation should be addressed as a claim of

illegal sentence because the mischaracterization of his prior offense affected his sentence,

rather than the trial court’s determination of guilt.”); Thomas v. State, No. 03-19-00471-CR,

2021 WL 2834716, at *3 (Tex. App.—Austin July 8, 2021, pet. ref’d) (mem. op., not designated

for publication) (treating as illegal-sentence complaint contention that “prior convictions in

Arizona and California were the equivalent of a state-jail felony or misdemeanor in Texas and

thus, could not have been used to enhance [defendant’s] sentence”).

In determining the classification of a prior conviction under section 12.41, an

appellate court may take judicial notice of the laws of another state, even where the text of those

laws does not appear in the trial record. See Tex. R. Evid. 202 (allowing court, “at any stage of

the proceeding,” to “take judicial notice on its own” of another state’s public statutes); Cain

v. State, 721 S.W.2d 493, 494 (Tex. App.—Houston [1st Dist.] 1986, no pet.) (“A Texas

appellate court may take judicial notice of the laws of another state.”); Tate v. State,

120 S.W.3d 886, 889 (Tex. App.—Fort Worth 2003, no pet.) (“We may take judicial notice of

another state’s law for the first time on appeal.” (citing Tompkins v. State, 774 S.W.2d 195, 215

(Tex. Crim. App. 1987); Ex parte Mason, 656 S.W.2d 470, 471 (Tex. Crim. App. 1983); Gaffney

v. State, 812 S.W.2d 439, 440 (Tex. App.—Texarkana 1991, pet. ref’d); Nubine v. State,

721 S.W.2d 430, 434 (Tex. App.—Houston [1st Dist.] 1986, pet. ref’d))); Jones v. State,

758 S.W.2d 356, 356 (Tex. App.—Houston [14th Dist.] 1988, pet. ref’d) (“[W]e are not limited

to the record made in the trial court as to law of a sister state. We may take judicial notice of the

5 laws of Maryland.”). As the Court of Criminal Appeals explained in Mason prior to the

enactment of Rule 202, “[W]e reject the notion that an appellate court must look solely to the

record made in the trial court for ‘evidence’ of statutory provisions in the law of a sister state.”

656 S.W.2d at 471; see also Willis v. State, 589 S.W.3d 221, 225 (Tex. App.—Texarkana 2019,

no pet.) (observing that content of another state’s law is not subject to reasonable dispute because

it can be accurately and readily determined from sources whose accuracy cannot reasonably

be questioned).

Here, the enhancement paragraph to which Smith pleaded true alleged:

It is presented in and to said [c]ourt that, on or about August[] 25, 1997, in Cause Number 97CR2460, in the Superior Court of Dekalb County, Geo[r]gia, the Defendant was finally convicted of the non-state jail felony offense of THEFT RECEIVING STOLEN PROPERTY.

During the plea hearing, both Smith and his counsel stated that they understood

that by pleading true to the enhancement, Smith’s “range of punishment on Count 1 would be

anywhere from two to 20 years in prison.” Smith also testified that he had read and understood

Count I, for which the trial judge explained “the range of punishment . . . is actually that of a

second degree felony, just as I discussed, of 2 to 20 years in prison, 2 to 10 years of probation,

and up to a $10,000 fine.” Smith subsequently pleaded guilty to Counts I through III and true to

the enhancement paragraph “simply because [he is] guilty and because the allegations are true

and for no other reason.”

Under Georgia law, “[a] person commits the offense of theft by receiving stolen

property when he receives, disposes of, or retains stolen property which he knows or should

know was stolen unless the property is received, disposed of, or retained with intent to restore it

to the owner.” Ga. Code Ann. § 16-8-7(a) (1997). The offense is punished as a misdemeanor 6 except, in relevant part: “if the property which was the subject of the theft exceeded $500.00 in

value, by imprisonment for not less than one nor more than ten years or, in the discretion of the

trial judge, as for a misdemeanor.” Id. § 16-8-12(a)(1). A “felony” is defined under Georgia law

as “a crime punishable by death, by imprisonment for life, or by imprisonment for more than

12 months.” Id. § 16-1-3(5).

Because the out-of-state offense for which Smith was convicted carried

imprisonment in a penitentiary as a possible punishment, it is a third-degree felony for

enhancement purposes under subsection 12.42(a). See Tex. Penal Code §§ 12.41(1), .42(a).

Thus, his sentence was properly enhanced, and, as it did not exceed the statutory maximum for a

second-degree felony, see id. § 12.33(a) (providing that second-degree felony is punishable by

imprisonment “for any term of not more than 20 years or less than 2 years”), was not illegal, see

Ex parte Pue, 552 S.W.3d at 228 (“An illegal sentence is one that is not authorized by law;

therefore, a sentence that is outside the range of punishment authorized by law is considered

illegal.” (citing Mizell v. State, 119 S.W.3d 804, 806 (Tex. Crim. App. 2003); Ex parte Beck,

922 S.W.2d 181, 182 (Tex. Crim. App. 1996))).

Smith argues, conversely, that the issue is decided by the Court of Criminal

Appeals’ decision in Ex parte White, 211 S.W.3d 316, 319 (Tex. Crim. App. 2007). He asserts

that the Georgia offense of theft by receiving stolen property is “substantially similar” to the

Texas offense of theft, which is classified as a misdemeanor or state jail felony unless the value

of the stolen property exceeds $30,000 or meets certain categorical exceptions inapplicable here.

See Tex. Penal Code § 31.03(a), (e)(1)–(5). Because the record is silent as to the value of the

stolen property in the Georgia case, he contends, the State failed to demonstrate that the

7 conviction in that case was for a felony and could therefore be used to enhance his sentence

under subsection 12.42(a).

His reliance on White is, however, misplaced. White concerned enhancement

under subsection 12.42(c)(2), not 12.42(a). 211 S.W.3d at 318; see Tex. Penal Code

§ 12.42(c)(2) (addressing enhancement when charged offense and previous felony offenses were

sexual assault or human trafficking-related offenses). Subsection 12.42(g)(2) provides, “For the

purposes of Subsection (c)(2): . . . a conviction under the laws of another state for an offense

containing elements that are substantially similar to the elements of an offense listed under

Subsection (c)(2)(B) is a conviction of an offense listed under Subsection (c)(2)(B).” Tex. Penal

Code § 12.42(g)(2) (emphasis added). For purposes of subsection 12.42(a), on the other hand,

“the relevant inquiry is whether another state chose to classify the offense as a felony.” Williams

v. State, 356 S.W.3d 508, 517 (Tex. App.—Texarkana 2011, pet. ref’d) (distinguishing between

standards under subsections 12.42(a) and 12.42(c)(2)); see Cook v. State, 256 S.W.3d 846, 851

(Tex. App.—Texarkana 2008, no pet.) (explaining that defendant’s reliance on subsection

12.42(c)(2) was misplaced because “‘substantially similar’ requirement is not applicable to

enhancements under Section 12.42(d)”).

Smith also argues that although he pleaded true to the enhancement allegation—

which as a “general rule . . . relieves the state of its burden to prove a prior conviction alleged for

enhancement and forfeits the right to appeal the insufficiency of evidence to prove the prior

conviction”—his case falls within the exception “when the record affirmatively reflects that the

enhancement itself was improper.” Roberson v. State, 420 S.W.3d 832, 838 (Tex. Crim. App.

2013) (citing Sanders v. State, 785 S.W.2d 445, 448 (Tex. App.—San Antonio 1990, no pet.)).

We first note that his argument conflates an illegal-sentence claim, a question of law, with an

8 evidentiary-sufficiency challenge. Cf. Flowers v. State, 220 S.W.3d 919, 921 (Tex. Crim. App.

2007) (explaining that to prove prior conviction, State must only establish that (1) conviction

exists, and (2) defendant is linked to conviction”). But see Lugo v. State, 299 S.W.3d 445, 455

(Tex. App.—Fort Worth 2009, pet. ref’d) (“[F]or the State to show that Lugo was subject to

punishment as a two-time habitual offender, it was required to show beyond a reasonable doubt

that before commission of the primary offense—murder—Lugo had been finally convicted of

felonies in cause numbers 0573866D and 0484031D and that they were committed in the proper

sequence.”). Second, to the extent that Smith raises such a challenge, the enhancement

paragraph does not show on its face that his conviction was for a misdemeanor, and there

is nothing in the record before us to indicate that the allegation was of an offense for

which imprisonment in a penitentiary was not a possible punishment. See Axelrod v. State,

764 S.W.2d 296, 301–02 (Tex. App.—Houston [1st Dist.] 1988, pet. dism’d 789 S.W.2d 594

(Tex. Crim. App. 1989)) (“[W]e have before us a silent record, a plea of true, and a facially valid

enhancement allegation. No reversible error is apparent in this record.”). Any such argument is

therefore without merit.

For these reasons, we overrule Smith’s single issue on appeal.

CONCLUSION

Having overruled Smith’s sole issue, we affirm the judgment of the trial court.

9 __________________________________________ Rosa Lopez Theofanis, Justice

Before Justices Baker, Theofanis, and Jones*

Affirmed

Filed: May 4, 2023

Do Not Publish

*Before J. Woodfin Jones, Chief Justice (Retired), Third Court of Appeals, sitting by assignment. See Tex. Gov’t Code § 74.003(b).