Ramos v . Desmarais CV-89-214-M 02/27/96 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Jesus Ramos, Plaintiff, v. Civil N o . 89-214-M Madeline Desmarais; Robert LeBlanc; Paul Lemieux; and Hillsborough County Jail Superintendent, Defendants.
O R D E R
Plaintiff, Jesus Ramos, brings this pro se civil action
seeking damages pursuant to 42 U.S.C. §1983 for alleged
violations of his civil rights. When he began this proceeding,
Ramos was incarcerated at the New Hampshire State Prison.
However, the events which form the basis of his complaint
allegedly occurred during his relatively brief incarceration at
the Hillsborough County (New Hampshire) Jail, prior to his
transfer to the state prison.
The court has previously dismissed two of the four counts
set forth in the complaint. Defendants now move the court to
dismiss the remaining counts based on their alleged entitlement
to qualified immunity. While defendants' immunity defense might have more substance if presented (and appropriately supported) in
the form of a motion for summary judgment, because it is
presented as a motion to dismiss, the court must view all facts
alleged in the complaint in the light most favorable to
plaintiff. From that perspective, defendants' motion must be
denied.
Standard of Review
A motion to dismiss under Fed.R.Civ.P. 12(b)(6) is one of
limited inquiry, focusing not on "whether a plaintiff will
ultimately prevail but whether the claimant is entitled to offer
evidence to support the claims." Scheuer v . Rhodes, 416 U.S.
232, 236 (1974). In considering a motion to dismiss, "the
material facts alleged in the complaint are to be construed in
the light most favorable to the plaintiff and taken as admitted,
with dismissal to be ordered only if the plaintiff is not
entitled to relief under any set of facts he could prove."
Chasan v . Village District of Eastman, 572 F.Supp. 5 7 8 , 579
(D.N.H. 1983), aff'd without opinion, 745 F.2d 43 (1st Cir. 1984)
(citations omitted).
2 Discussion
The remaining counts of the complaint relate to two distinct
series of events. Viewed in the light most favorable to Ramos,
the material facts alleged in his complaint appear to be as
follows.
A. Unnecessary Force.
On September 1 6 , 1986, Ramos asked Correctional Officer
LeBlanc to move him to another cell. Ramos was apparently
concerned that the cell in which he was confined contained a
lighter on the wall and other inmates were gathering around i t ,
smoking cigarettes. Ramos claims that when he requested a
different cell and mentioned that there were other cells
available on the same tier, officer LeBlanc opened the cell door
and grabbed him by the throat. Ramos claims that officer LeBlanc
then called for assistance and officer Lemieux responded.
According to Ramos, Lemieux placed him in a head lock and threw
him against the wall and then down to the floor.
Defendants claim that the officers' conduct was a
reasonable, measured, and justified response to Ramos' refusal to
obey LeBlanc's order to return to his cell and subsequent
3 physical struggle with the officers. Defendants also point out that: (1) Ramos had a history of aggressive and assaultive behavior; and (2) he has not alleged that he sustained any specific injuries as a result of the incident. Finally, defendants claim their conduct was specifically authorized by N.H. RSA 627:6, V.1
Ramos claims that LeBlanc and Lemieux violated his constitutional right to be free from cruel and inhuman treatment. "[T]he Eighth Amendment . . . serves as the primary source of substantive protection to convicted prisoners in cases such as this one, where the deliberate use of force is challenged as excessive and unjustified." Whitley v . Albers, 475 U.S. 3 1 2 , 327 (1986). 2 Agents of the government violate the Eighth Amendment
1 N.H. RSA 627:6, V provides: A person authorized by law to maintain decorum or safety in a vessel, aircraft, vehicle, train or other carrier, or in a place where others are assembled may use non-deadly force when and to the extent that he reasonably believes it necessary for such purposes, but he may use deadly force only when he reasonably believes it necessary to prevent death or serious bodily injury. 2 The pleadings filed by the defendants and the nature of Ramos' claims imply that, at the time of the events in question, Ramos had already been convicted and sentenced to a term of incarceration. If that is the case, his claims are appropriately
4 when their conduct toward an inmate amounts to an "`unnecessary
and wanton infliction of pain.'" Id. at 319 (quotation omitted).
Of course, whether defendants' conduct constituted an
"unnecessary and wanton infliction of pain" will depend upon the context in which it arose. "[W]henever prison officials stand
accused of using excessive force in violation of the Cruel and
Unusual Punishment Clause, the core judicial inquiry is . . .
whether force was applied in a good-faith effort to maintain or
restore discipline, or maliciously and sadistically to cause
harm." Hudson v . McMillian, 503 U.S. 1 , 7 (1992). The relevant
factors to be considered are: (1) the extent of the injury
suffered by the inmate, (2) the need for application of force,
(3) the relationship between that need and the amount of force
actually used, (4) the threat reasonably perceived by responsible
officials, and (5) any efforts made to temper the severity of a
forceful response. Whitley, 475 U.S. at 321.
analyzed under the Eighth Amendment. However, there are several suggestions in Ramos' pleadings that he was a pretrial detainee when those events transpired. If that is the case, his claims must be analyzed under the Fourteenth Amendment. Revere v . Massachusetts Gen. Hosp., 463 U.S. 239, 244 (1983). Obviously, the parties ought to clarify the pertinent facts, either in their motions for summary judgment (if they should elect to file them) or at trial.
5 In support of their assertion that they are entitled to
qualified immunity, defendants repeatedly point out that Ramos
has not alleged any specific injuries stemming from LeBlanc's and
Lemieux's alleged use of excessive force. However, while the
absence of serious injury is relevant to the Eighth Amendment
inquiry, it does not end i t . Hudson, 503 U.S. at 7 , 9 ("When
prison officials maliciously and sadistically use force to cause
harm, contemporary standards of decency always are violated.
This is true whether or not significant injury is evident.
Otherwise, the Eighth Amendment would permit any physical
punishment, no matter how diabolic or inhuman, inflicting less
than some arbitrary quantity of injury.").
Even in the face of Ramos's allegations that defendants
LeBlanc and Lemieux overreacted to his request to be moved to a
different cell and used force which was plainly unwarranted and
excessive, allegations which must be taken as true for purposes
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Ramos v . Desmarais CV-89-214-M 02/27/96 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Jesus Ramos, Plaintiff, v. Civil N o . 89-214-M Madeline Desmarais; Robert LeBlanc; Paul Lemieux; and Hillsborough County Jail Superintendent, Defendants.
O R D E R
Plaintiff, Jesus Ramos, brings this pro se civil action
seeking damages pursuant to 42 U.S.C. §1983 for alleged
violations of his civil rights. When he began this proceeding,
Ramos was incarcerated at the New Hampshire State Prison.
However, the events which form the basis of his complaint
allegedly occurred during his relatively brief incarceration at
the Hillsborough County (New Hampshire) Jail, prior to his
transfer to the state prison.
The court has previously dismissed two of the four counts
set forth in the complaint. Defendants now move the court to
dismiss the remaining counts based on their alleged entitlement
to qualified immunity. While defendants' immunity defense might have more substance if presented (and appropriately supported) in
the form of a motion for summary judgment, because it is
presented as a motion to dismiss, the court must view all facts
alleged in the complaint in the light most favorable to
plaintiff. From that perspective, defendants' motion must be
denied.
Standard of Review
A motion to dismiss under Fed.R.Civ.P. 12(b)(6) is one of
limited inquiry, focusing not on "whether a plaintiff will
ultimately prevail but whether the claimant is entitled to offer
evidence to support the claims." Scheuer v . Rhodes, 416 U.S.
232, 236 (1974). In considering a motion to dismiss, "the
material facts alleged in the complaint are to be construed in
the light most favorable to the plaintiff and taken as admitted,
with dismissal to be ordered only if the plaintiff is not
entitled to relief under any set of facts he could prove."
Chasan v . Village District of Eastman, 572 F.Supp. 5 7 8 , 579
(D.N.H. 1983), aff'd without opinion, 745 F.2d 43 (1st Cir. 1984)
(citations omitted).
2 Discussion
The remaining counts of the complaint relate to two distinct
series of events. Viewed in the light most favorable to Ramos,
the material facts alleged in his complaint appear to be as
follows.
A. Unnecessary Force.
On September 1 6 , 1986, Ramos asked Correctional Officer
LeBlanc to move him to another cell. Ramos was apparently
concerned that the cell in which he was confined contained a
lighter on the wall and other inmates were gathering around i t ,
smoking cigarettes. Ramos claims that when he requested a
different cell and mentioned that there were other cells
available on the same tier, officer LeBlanc opened the cell door
and grabbed him by the throat. Ramos claims that officer LeBlanc
then called for assistance and officer Lemieux responded.
According to Ramos, Lemieux placed him in a head lock and threw
him against the wall and then down to the floor.
Defendants claim that the officers' conduct was a
reasonable, measured, and justified response to Ramos' refusal to
obey LeBlanc's order to return to his cell and subsequent
3 physical struggle with the officers. Defendants also point out that: (1) Ramos had a history of aggressive and assaultive behavior; and (2) he has not alleged that he sustained any specific injuries as a result of the incident. Finally, defendants claim their conduct was specifically authorized by N.H. RSA 627:6, V.1
Ramos claims that LeBlanc and Lemieux violated his constitutional right to be free from cruel and inhuman treatment. "[T]he Eighth Amendment . . . serves as the primary source of substantive protection to convicted prisoners in cases such as this one, where the deliberate use of force is challenged as excessive and unjustified." Whitley v . Albers, 475 U.S. 3 1 2 , 327 (1986). 2 Agents of the government violate the Eighth Amendment
1 N.H. RSA 627:6, V provides: A person authorized by law to maintain decorum or safety in a vessel, aircraft, vehicle, train or other carrier, or in a place where others are assembled may use non-deadly force when and to the extent that he reasonably believes it necessary for such purposes, but he may use deadly force only when he reasonably believes it necessary to prevent death or serious bodily injury. 2 The pleadings filed by the defendants and the nature of Ramos' claims imply that, at the time of the events in question, Ramos had already been convicted and sentenced to a term of incarceration. If that is the case, his claims are appropriately
4 when their conduct toward an inmate amounts to an "`unnecessary
and wanton infliction of pain.'" Id. at 319 (quotation omitted).
Of course, whether defendants' conduct constituted an
"unnecessary and wanton infliction of pain" will depend upon the context in which it arose. "[W]henever prison officials stand
accused of using excessive force in violation of the Cruel and
Unusual Punishment Clause, the core judicial inquiry is . . .
whether force was applied in a good-faith effort to maintain or
restore discipline, or maliciously and sadistically to cause
harm." Hudson v . McMillian, 503 U.S. 1 , 7 (1992). The relevant
factors to be considered are: (1) the extent of the injury
suffered by the inmate, (2) the need for application of force,
(3) the relationship between that need and the amount of force
actually used, (4) the threat reasonably perceived by responsible
officials, and (5) any efforts made to temper the severity of a
forceful response. Whitley, 475 U.S. at 321.
analyzed under the Eighth Amendment. However, there are several suggestions in Ramos' pleadings that he was a pretrial detainee when those events transpired. If that is the case, his claims must be analyzed under the Fourteenth Amendment. Revere v . Massachusetts Gen. Hosp., 463 U.S. 239, 244 (1983). Obviously, the parties ought to clarify the pertinent facts, either in their motions for summary judgment (if they should elect to file them) or at trial.
5 In support of their assertion that they are entitled to
qualified immunity, defendants repeatedly point out that Ramos
has not alleged any specific injuries stemming from LeBlanc's and
Lemieux's alleged use of excessive force. However, while the
absence of serious injury is relevant to the Eighth Amendment
inquiry, it does not end i t . Hudson, 503 U.S. at 7 , 9 ("When
prison officials maliciously and sadistically use force to cause
harm, contemporary standards of decency always are violated.
This is true whether or not significant injury is evident.
Otherwise, the Eighth Amendment would permit any physical
punishment, no matter how diabolic or inhuman, inflicting less
than some arbitrary quantity of injury.").
Even in the face of Ramos's allegations that defendants
LeBlanc and Lemieux overreacted to his request to be moved to a
different cell and used force which was plainly unwarranted and
excessive, allegations which must be taken as true for purposes
of ruling on a motion to dismiss, defendants still assert that
they are entitled to qualified immunity. The Supreme Court has
held that, "government officials performing discretionary
functions, generally are shielded from liability for civil
damages insofar as their conduct does not violate clearly
6 established statutory or constitutional rights of which a
reasonable person would have known." Harlow v . Fitzgerald, 457
U.S. 8 0 0 , 818 (1982). The court of appeals for this circuit has
noted that, "the operative inquiry on qualified immunity is not
whether the defendants actually abridged the plaintiffs'
constitutional rights, but whether defendants' conduct was
objectively unreasonable, given the constitutional understandings
then current." Crooker v . Metallo, 5 F.3d 583, 585 (1st Cir.
1993).
Assuming the facts alleged to be true, as the court must do
at this juncture, there is a sufficient basis upon which to
conclude that defendants LeBlanc and Lemieux acted unreasonably
in light of the constitutional understandings then current and
used excessive force when they attempted to subdue the plaintiff.
Accordingly, defendants' attempt to interpose the shield of
qualified immunity via a motion to dismiss must, at this early
stage of the proceedings, be rejected. See Consolo v . George, 58
F.3d 7 9 1 , 795 (1st Cir.) (evidence of defendants' unreasonable
failure to seek medical attention for plaintiff warranted denial
of qualified immunity claim and supported submission of issue to
jury), cert. denied, 116 S.Ct. 520 (1995). While "prison
7 administrators . . . should be accorded wide-ranging deference in
the adoption and execution of policies and practices that in
their judgment are needed to preserve internal order and
discipline and to maintain institutional security," Bell v .
Wolfish, 441 U.S. 5 2 0 , 547 (1979), the core factual issue
identified in Whitley, supra, remains unresolved: Did defendants
LeBlanc and Lemieux apply necessary and reasonable force against
Ramos in a good faith effort to maintain or restore discipline,
or did they maliciously and sadistically seek to cause harm?
B. Deliberate Indifference to Medical Needs.
In count four, Ramos alleges that between September 1 8 , 1986
and April 1 0 , 1987 (when he was transferred to the New Hampshire
State Prison), defendants Cleveland and Desmarais were
deliberately indifferent to his serious medical needs. Ramos
claims that he became ill and, when a correctional officer found
Ramos's toilet filled with blood, he was brought to see a nurse.
Ramos claims that the nurse, defendant Desmarais, refused to
allow him to see a doctor. Subsequently, Ramos was taken to a
dentist who prescribed medication and a periodontal rinse. Ramos
says this treatment was ineffective and, despite having notified
defendant Cleveland of his physical condition and need for
8 treatment, his subsequent requests for medical attention were
ignored. Ramos claims that, as a result of defendants'
deliberate indifference to his serious medical needs and their
failure to properly treat his dental problems, he suffered a
prolonged period of substantial pain and, ultimately, lost
several teeth.
Defendants deny Ramos' allegations and counter that during
the seven months of his incarceration at the Hillsborough County
facility, medical personnel examined Ramos 24 times and provided
him with medical advice, treatment, and medications. In support
of their claims, defendants have submitted Ramos's medical
records and notes from the nursing staff. However, as noted
above, defendants have moved to dismiss plaintiff's claims for
failure to state a cognizable claim. Fed.R.Civ.P. 12(b)(6).
They have not moved for summary judgment and, therefore, the
court will not consider the materials which they have appended to
their pleadings. If the defendants wish the court to consider
matters outside the pleadings, they should file a properly
supported motion for summary judgment.
9 As with Ramos's claims of excessive force, his assertions
that defendants Cleveland and Desmarais were deliberately
indifferent to his serious medical needs are, when viewed in the
light most favorable to him, sufficient to preclude the granting
of defendants' motion to dismiss. See generally Estelle v .
Gamble, 429 U.S. 9 7 , 104-106 (1976).
Defendants' motion to dismiss (document n o . 61) is denied.
The parties are granted leave to file motions for summary
judgment or other dispositive motions on or before April 1 , 1996,
objections may be filed within thirty (30) days of filing, o r , on
or before May 1 , 1996, whichever is earlier.
SO ORDERED.
Steven J. McAuliffe United States District Judge
February 7 , 1996
cc: Carolyn M . Kirby, Esq. Jesus Ramos