JOHN R. BROWN, Chief Judge:
This is the second time around for these parties. This
in rem
libel by Longshoreman-strawboss Manning against the M/V Sea Road, owned by his employer, for
Yaka-Jackson
recovery was heard and decided in the fall of 1964. After initial affirmance the judgment of the District Court was vacated on rehearing and the cause remanded. Manning v. M/V Sea Road, 5 Cir., 1965, 358 F.2d 615, 1966 A.M.C. 591. With great tenacity the case now comes before us again on the employee’s appeal from a
final adverse judgment in the case on remand.
The question presented for our determination is whether Shipowner’s violation of a safety regulation for long-shoring which resulted in unseaworthiness of the vessel was the proximate cause of Manning’s injury. We hold that it clearly was and send the case back for redetermination.
The facts of the case are simple. The Sea Road, a converted Navy World War II stern ramp loader (a landing craft type vessel used during the war for invasion purposes), is a small one-hold vessel, and is loaded by driving vehicles up the ramp into the hold. Her cargo space is long and narrow, approximately 62 feet by 20 feet beam. The cause in fact —although so far determined to be no cause in law — for this case was a manhole approximately 3 feet in diameter the outboard edge of which was about 2 or 3 feet from the starboard side plates and 10 to 20 feet from the square stern. The manhole cover had rusted so that it would not seat properly to support weight.
On an evening in September, 1963 the longshore crew of which Manning was the strawboss was loading a cargo of cement blocks stowed on pallets. The pallets were carried aboard the vessel by fork-lift and stowed four abreast athwartships from port to starboard. The pallet load was 4 feet wide and about 4 to 5 feet high. The fork-lift was 12 feet long and was maneuvered by its tiller-like single rear wheel.
Sometime between 6:00 and 7:00 p. m. a longshoreman, with the unlikely name Sam Smith, stepped on the manhole cover but the rim was wasted away and Smith fell into the hole.
Fred Craft, one of the owners of the employer company and of M/V Sea Road, investigated the accident and went to find some plywood to provide a temporary cover, but he gave up on that sometime between the time Smith was injured and 8:00 p. m.
Sometime about 8:00 o’clock Manning was walking backwards directing a forklift over the ramp along the starboard side in the hold to fill out a line of pallets. There were three pallets stowed abreast and this load was to fit in the space of 4% to 5 feet remaining on the starboard side. There was approximately 15 to 20 feet between the forward lip of the manhole and the after side of the cargo. As he was holding the cement blocks, he stepped backwards onto the replaced rusted-rimmed manhole cover and fell into the manhole — obviously a misnomer because it is a hole where men don’t really belong. As a result of the fall Manning injured his left knee.
On the initial trial Shipowner conceded, with no real concession at all, that the defective manhole cover rendered M/V Sea Road unseaworthy. It took the bold course, which so far has maintained its buoyancy, that the whole thing was due to the flagrant carelessness of Manning so that the misfortune of the 100 percent contributorily negligent Manning was not proximately caused by this flagrant unseaworthiness.
This was the conclusion of the Trial Judge. It was based upon a permissible credibility choice, 52(a) F.R.Civ.P., that Manning knew of Sam Smith’s earlier injury and management’s abortive efforts toward temporary repair.
On the first appeal this Court affirmed the finding that Manning knew of the accident and of the unseaworthy condition on the basis that it was not clearly erroneous. The Court affirmed the finding that Manning was negligent in that there was a safe route available and there was more than mere knowledge on Manning’s part of the unseaworthy condition. After pointing out that assumption of risk concepts could not be applied to defeat recovery and that mitigation of damages for contributory negligence was the most that could result, we distinguished one case on the ground that “there was no alternative safe route available and the court specifically noted that this might have given rise to a contributory negligence situation.” We
then went on to characterize the instant case.
“Here there was a safe route available, and there was more than mere knowledge of the unseaworthy condition. The employee was a part of management and was supervising the loading operation, and it is a fair inference that he could have avoided the danger by discontinuing the work, relocating it, or going around the danger.” 358 F.2d at 617.
This had led us earlier to declare in quite sweeping terms that the Governmental Safety Regulations for Longshor-ing did not change the result because, essentially, they were not applicable.
We phrased it this way:
“It is not clear that the safety regulation was called to the attention of the District Court; however, we do not think that it precludes the decision of the court. It is not geared to a situation such as was presented here where the seaworthiness went only to a small portion of the vessel. The regulation calls for a work stoppage only when the unseaworthy condition would jeopardize the safety of employees. Here the work could go on provided the longshoremen steered clear of the defective cover. The regulation was not applicable under the facts presented.” 358 F.2d at 617.
But all of this was markedly changed on rehearing and it is the fact that this was not discerned or we did not make ourselves clear that led to the error on remand. No longer adhering to the rigid reading of the Regulation that it applied only where the condition would jeopardize safety rather than the risk of likely injury or to the declaration that here “the work could go on provided the longshoremen steered clear of the * * * cover,” we announced this change of judicial heart: “Moreover, upon further consideration of the documentary evidence, it is not clear that the work could have safely proceeded in spite of the defective manhole cover.” 358 F.2d at 618.
Although charged by our mandate for full judicial-evidentiary inquiry into the Regulations,
the District Judge reduced
the whole thing to a very simple fact question:
“Did [Manning] have another available route or course to direct that fork lift in?”
To which he supplied a ready answer:
“If he did and didn’t take it, the safety regulation is not applicable and couldn’t possibly have been the proximate cause of his injury.”
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JOHN R. BROWN, Chief Judge:
This is the second time around for these parties. This
in rem
libel by Longshoreman-strawboss Manning against the M/V Sea Road, owned by his employer, for
Yaka-Jackson
recovery was heard and decided in the fall of 1964. After initial affirmance the judgment of the District Court was vacated on rehearing and the cause remanded. Manning v. M/V Sea Road, 5 Cir., 1965, 358 F.2d 615, 1966 A.M.C. 591. With great tenacity the case now comes before us again on the employee’s appeal from a
final adverse judgment in the case on remand.
The question presented for our determination is whether Shipowner’s violation of a safety regulation for long-shoring which resulted in unseaworthiness of the vessel was the proximate cause of Manning’s injury. We hold that it clearly was and send the case back for redetermination.
The facts of the case are simple. The Sea Road, a converted Navy World War II stern ramp loader (a landing craft type vessel used during the war for invasion purposes), is a small one-hold vessel, and is loaded by driving vehicles up the ramp into the hold. Her cargo space is long and narrow, approximately 62 feet by 20 feet beam. The cause in fact —although so far determined to be no cause in law — for this case was a manhole approximately 3 feet in diameter the outboard edge of which was about 2 or 3 feet from the starboard side plates and 10 to 20 feet from the square stern. The manhole cover had rusted so that it would not seat properly to support weight.
On an evening in September, 1963 the longshore crew of which Manning was the strawboss was loading a cargo of cement blocks stowed on pallets. The pallets were carried aboard the vessel by fork-lift and stowed four abreast athwartships from port to starboard. The pallet load was 4 feet wide and about 4 to 5 feet high. The fork-lift was 12 feet long and was maneuvered by its tiller-like single rear wheel.
Sometime between 6:00 and 7:00 p. m. a longshoreman, with the unlikely name Sam Smith, stepped on the manhole cover but the rim was wasted away and Smith fell into the hole.
Fred Craft, one of the owners of the employer company and of M/V Sea Road, investigated the accident and went to find some plywood to provide a temporary cover, but he gave up on that sometime between the time Smith was injured and 8:00 p. m.
Sometime about 8:00 o’clock Manning was walking backwards directing a forklift over the ramp along the starboard side in the hold to fill out a line of pallets. There were three pallets stowed abreast and this load was to fit in the space of 4% to 5 feet remaining on the starboard side. There was approximately 15 to 20 feet between the forward lip of the manhole and the after side of the cargo. As he was holding the cement blocks, he stepped backwards onto the replaced rusted-rimmed manhole cover and fell into the manhole — obviously a misnomer because it is a hole where men don’t really belong. As a result of the fall Manning injured his left knee.
On the initial trial Shipowner conceded, with no real concession at all, that the defective manhole cover rendered M/V Sea Road unseaworthy. It took the bold course, which so far has maintained its buoyancy, that the whole thing was due to the flagrant carelessness of Manning so that the misfortune of the 100 percent contributorily negligent Manning was not proximately caused by this flagrant unseaworthiness.
This was the conclusion of the Trial Judge. It was based upon a permissible credibility choice, 52(a) F.R.Civ.P., that Manning knew of Sam Smith’s earlier injury and management’s abortive efforts toward temporary repair.
On the first appeal this Court affirmed the finding that Manning knew of the accident and of the unseaworthy condition on the basis that it was not clearly erroneous. The Court affirmed the finding that Manning was negligent in that there was a safe route available and there was more than mere knowledge on Manning’s part of the unseaworthy condition. After pointing out that assumption of risk concepts could not be applied to defeat recovery and that mitigation of damages for contributory negligence was the most that could result, we distinguished one case on the ground that “there was no alternative safe route available and the court specifically noted that this might have given rise to a contributory negligence situation.” We
then went on to characterize the instant case.
“Here there was a safe route available, and there was more than mere knowledge of the unseaworthy condition. The employee was a part of management and was supervising the loading operation, and it is a fair inference that he could have avoided the danger by discontinuing the work, relocating it, or going around the danger.” 358 F.2d at 617.
This had led us earlier to declare in quite sweeping terms that the Governmental Safety Regulations for Longshor-ing did not change the result because, essentially, they were not applicable.
We phrased it this way:
“It is not clear that the safety regulation was called to the attention of the District Court; however, we do not think that it precludes the decision of the court. It is not geared to a situation such as was presented here where the seaworthiness went only to a small portion of the vessel. The regulation calls for a work stoppage only when the unseaworthy condition would jeopardize the safety of employees. Here the work could go on provided the longshoremen steered clear of the defective cover. The regulation was not applicable under the facts presented.” 358 F.2d at 617.
But all of this was markedly changed on rehearing and it is the fact that this was not discerned or we did not make ourselves clear that led to the error on remand. No longer adhering to the rigid reading of the Regulation that it applied only where the condition would jeopardize safety rather than the risk of likely injury or to the declaration that here “the work could go on provided the longshoremen steered clear of the * * * cover,” we announced this change of judicial heart: “Moreover, upon further consideration of the documentary evidence, it is not clear that the work could have safely proceeded in spite of the defective manhole cover.” 358 F.2d at 618.
Although charged by our mandate for full judicial-evidentiary inquiry into the Regulations,
the District Judge reduced
the whole thing to a very simple fact question:
“Did [Manning] have another available route or course to direct that fork lift in?”
To which he supplied a ready answer:
“If he did and didn’t take it, the safety regulation is not applicable and couldn’t possibly have been the proximate cause of his injury.”
There are several things wrong with this conclusion. First, it misread our mandate. Second, declaring that this choice of unsafe over safe route “precluded recovery” (note 5,
supra)
brought back into the case assumption of risk concepts that we had declared to be proscribed, (see 358 F.2d at 617). Third, this was an erroneous view of the law. Contributory negligence is more than an inquiry into safe versus unsafe routes. It is doubly so where comparative fault ameliorates this type of misconduct. This greatly simplifies our task, for fact, or fact-legal, conclusions induced by an erroneuos legal standard do not have the F.R.Civ.P. 52(a) clearly erroneous insulation. United States v. Singer Mfg. Co., 1963, 374 U.S. 174 (note 9, page 194), 83 S.Ct. 1773, 1784, 10 L.Ed.2d 823, 838; Fulton National Bank v. Tate, 5 Cir., 1966, 363 F.2d 562; Fromberg, Inc. v. Thornhill, 5 Cir., 1963, 315 F.2d 407; Davis v. Parkhill-Goodloe Co., 5 Cir., 1962, 302 F.2d 489; MacMullen v. South Carolina Elec. and Gas Co., 4 Cir., 1963, 312 F.2d 662, cert. denied 373 U.S. 912, 83 S.Ct. 1302, 10 L.Ed.2d 413.
We must, therefore, examine what this record demands concerning the regulations, and the significance of any violation.
There can be no doubt that the Regulations are applicable in a general sense. They bind all employers, such as shipowner here, of longshoring employees. And, promulgated by the Department of Labor with their genesis in the Longshoremen’s and Harbor Workers’ Compensation Act, 33 U.S.C.A. § 901 et seq., imposing stringent sanctions, civil and criminal, they are geared directly to the safety of men, safety of working conditions, elimination of hazards that have long made longshoring one of industry’s most crippling vocations.
This brings into play Marshall v. Isthmian Lines, Inc., 5 Cir., 1964, 334 F.2d 131, 1964 A.M.C. 1686, which dealt with regulations issued by the Coast Guard under 46 U.S.C.A. § 170(7). The applicability and impact of regulations was summed up this way:
“The law is well established that violation of a statute which is intended to protect the class of persons to which a plaintiff belongs against the risk of the type of harm which has in fact occurred is negligence in itself. Pros-ser, Torts § 34, at 161 (2d ed. 1955); Restatement, Torts § 286 (1934). Inherent in this statement of the legal principle are three questions which must be resolved before liability could be imposed * * * on a negligence per se theory. What proof makes out a violation of the regulations? Were the regulations designed to protect longshoremen? Were they intended to protect against the risk of the kind of harm that occurred here * * * ?”
334 F.2d at 134.
But, unlike
Marshall,
where we held that although Longshoremen were within the class of intended beneficiaries, the Regulation was not designed to protect against the kind of hazard there encountered, it is plain here that both the specific regulation
asserted and the
whole statutory-regulatory structure are aimed directly at avoiding personal injuries from hazardous conditions. On accepted principles violation of these safety regulations constitutes negligence
per
se.
We need not pause long over violation of the specific or related regulations (see notes 6 and 7,
supra).
Longshoring is a hazardous business. It will always be so. Part of the hazard comes from unavoidable necessity of working around tween deck hatch openings or the edge of built-up deck cargoes during loading or discharging operations. But the risk of falling into or through deck openings which are not essential to current operations is one the regulations sought to stamp out. Everywhere the regulations recognize the risk from openings in holds, decks or hatches and undertake to eliminate or minimize it. Everywhere there is a requirement for suitable stanchions, guard rails or life lines (see note 7,
supra).
This is a recognition of experience-proved results that these are dangers having devastating consequences to life and limb even to those who, from working in the area, are bound to know of them.
All of this has a powerful bearing on causation. The aim of Congress in this legislation and the regulations carrying Congessional imprimatur is to prevent the risk of injury. The regulations forbid the employer to do or not do the thing specified. Severe administrative, civil and criminal sanctions are imposed to eliminate the conditions prohibited. The burden is on the employer, not the employee. The aim of the structure is to eliminate the risk of injury to all longshoremen, not just longshoremen who are 100%-plus prudent. Any notion that a flagrant violation of a regulation by the employer shifts the whole loss onto the victim would thwart the entire objective of Congress. Unless an employer bears a considerable portion of the loss, the sought after safety will not be achieved. Indeed, this case illustrates the irony of a holding that the more flagrant the violation the less money risk the employer runs.
On the specifics of this record, violation is plain. Granted that there
was deck space over which Manning could have guided the fork lift to avoid his letting the fork lift and himself get too close to the manhole, this is not the whole answer. The fork lift filled up 12 feet of the 20 foot interval. The pallet had to, be spotted in a space little wider than the pallet. The operation was a continuous movement in close quarters calling for some direction by Manning. Congress meant to protect workers against injuries, many of which occur in an industrial surrounding of momentary thoughtlessness, imprudence or carelessness. This was a hole in a deck surface over and on which men were working but which did not have to be uncovered for operations. The risk was that of stepping or falling into the hole. The means to avoid it was a secure cover, stanchions, or suspension of work until repairs had been made. The risk became a fact. The resulting fact was directly due to a violation by shipowner so flagrant that even its counsel could not defend it. What could not — the word is
could not
— have occurred without breach of the regulation by the employer surely must meet all the tests anyone has ever contrived — metaphysical or otherwise— on legal causation.
This conclusion is not a departure from either our former decision or the rule of the law of the case.
On
the contrary, by our former decision the court recognized that the applicability and significance of the regulations called for further judicial inquiry, evaluation and determination. It was another way of saying that on that record and in that posture the court was not able with requisite assurance to rule as a matter of law that the trial court’s conclusions were acceptable. By the plain terms of the mandate (see note 4,
supra)
a further trial was contemplated and by the nature of the court’s doubts leading to the remand, it equally contemplated an appeal anew on the remanded issues. What— and all — we have done is just that.
With this conclusion on causation all else falls. We make these further comments because of a basic misconception running through Shipowner’s briefs. It stresses and restresses that this action is a libel
in rem
and that consequently violation of the regulations is of no significance since this would constitute negligence for which a shipowner-employer is not liable, and certainly not in a libel
in rem.
There are a number of things wrong with that approach.
At the outset, if there is unseaworthiness, it no longer matters whether the claim is asserted
in rem or in personam.
By
Jackson
(note 1,
supra)
the shipowner-employer has a
Yaka
liability in both forms of action.
And from a substantive point of view Shipowner misconceives the significance of the violation of the regulations. True, violation here is negligence, and negligence for which the employer is not liable because of the exclusive liability provision of the Longshoremen’s Act, 33 U.S.C.A. § 905. But what Shipowner overlooks is that the negligent violation of the regulations simultaneously makes the vessel unseaworthy. The Fourth Circuit has expounded this forcefully in Provenza,
an opinion we approved in
Marshall
supra, at 135 and n.9, as have others
expressly or by implication.
If negligence arising from breach of the regulations by an independent stevedore’s creating a condition can make the vessel unseaworthy,
then it is doubly so where the violator is both the employer and the owner of the vessel. All the more is it so when, on general principles so well recognized that even knowledgeable salt water counsel could find no basis for contending otherwise, Shipowner conceded and the Court found the vessel un-seaworthy for this defective cover. Violation of the statutory regulations only makes it worse since this brings into play congressional objectives which, as we have discussed, bear on causation.
Thus the case must go back again for proper evaluation in terms of mitigation in the light of the policies we have outlined. Obviously the reduction cannot be 100%. The share to be borne by the Shipowner-employer must be substantial to effectuate these policies. (See The Max Morris, note 9 supra). Hopefully the travail of two trials and two appeals, with the unlikelihood that this small case can generate more problems worthy of a third appeal will lead the parties to find a way to bring this case to an end before it takes its place alongside some other persistent one.
E. g.,
Williams v. United States, 5 Cir., 1968, 405 F.2d 234; 1967, 379 F.2d 719; 1965, 352 F.2d 477. Oil Screw Noah’s Ark v. Bentley & Felton Corp., 5 Cir., 1963, 322 F.2d 3, 1964 A.M.C. 59; 1961, 292 F.2d 437, 1961 A.M.C. 1641.
Reversed and remanded.