Purcell v. District Attorney for Suffolk District

676 N.E.2d 436, 424 Mass. 109, 1997 Mass. LEXIS 11
CourtMassachusetts Supreme Judicial Court
DecidedJanuary 13, 1997
StatusPublished
Cited by54 cases

This text of 676 N.E.2d 436 (Purcell v. District Attorney for Suffolk District) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Purcell v. District Attorney for Suffolk District, 676 N.E.2d 436, 424 Mass. 109, 1997 Mass. LEXIS 11 (Mass. 1997).

Opinion

Welkins, C.J.

On June 21, 1994, Joseph Tyree, who had received a court order to vacate his apartment in the Allston section of Boston, consulted the plaintiff, Jeffrey W. Purcell, an attorney employed by Greater Boston Legal Services, which provides representation to low income individuals in civil matters. Tyree had recently been discharged as a maintenance man at the apartment building in which his apartment was located. On the day that Tyree consulted Purcell, Purcell decided, after extensive deliberation, that he should advise appropriate authorities that Tyree might engage in conduct harmful to others. He told a Boston police lieutenant that Tyree had made threats to bum the apartment building.

The next day, constables, accompanied by Boston police officers, went to evict Tyree. At the apartment building, they found incendiary materials, containers of gasoline, and several bottles with wicks attached. Smoke detectors had been disconnected, and gasoline had been poured on a hallway floor. Tyree was arrested and later indicted for attempted arson of a building.

In August, 1995, the district attorney for the Suffolk district subpoenaed Purcell to testify concerning the conversation Purcell had had with Tyree on June 21, 1994. A Superior Court judge granted Purcell’s motion to quash the subpoena. The trial ended in a mistrial because the jury were unable to reach a verdict.

The Commonwealth decided to try Tyree again and once more sought Purcell’s testimony. Another Superior Court judge concluded that Tyree’s statements to Purcell were not protected by the attorney-client privilege, denied Purcell’s motion to quash an anticipated subpoena, and ordered Purcell to testify. Purcell then commenced this action, pursuant to G. L. c. 211, § 3, in the single justice session of this court. The parties entered into a stipulation of facts, and a single justice reserved and reported the case to the full court.

There is no question before this court, directly or indirectly, concerning the ethical propriety of Purcell’s disclosure to the police that Tyree might engage in conduct that would be [111]*111harmful to others. As bar counsel agreed in a memorandum submitted to the single justice, this court’s disciplinary rules regulating the practice of law authorized Purcell to reveal to the police “[t]he intention of his client to commit a crime and the information necessary to prevent the crime.” S.J.C. Rule 3:07, Canon 4, DR 4-101 (C) (3), as appearing in 382 Mass. 778 (1981).1 The fact that the disciplinary code permitted Purcell to make the disclosure tells us nothing about the admissibility of the information that Purcell disclosed. See Kleinfeld v. State, 568 So. 2d 937, 939-940 (Fla. Dist. Ct. App. 1990).

The district attorney does not press the fact that Purcell may not be entitled to relief under G. L. c. 211, § 3, because he could resist testifying, be held in contempt, and then appeal. A single justice has reported this case, implicitly indicating that a discretionary exercise of authority under G. L. c. 211, § 3, in Purcell’s favor would be appropriate if his legal position is sound.

The attorney-client privilege is founded on the necessity that a client be free to reveal information to an attorney, without fear of its disclosure, in order to obtain informed legal advice. Matter of a John Doe Grand Jury Investigation, 408 Mass. 480, 481-482 (1990). It is a principle of long standing. See Foster v. Hall, 12 Pick. 89, 93 (1831). The debate here is whether Tyree is entitled to the protection of the attorney-client privilege in the circumstances.

The district attorney announces the issue in his brief to be whether a crime-fraud exception to the testimonial privilege applies in this case. He asserts that, even if Tyree’s communication with Purcell was made as part of his consultation [112]*112concerning the eviction proceeding, Tyree’s communication concerning his contemplated criminal conduct is not protected by the privilege. We shall first consider the case on the assumption that Tyree’s statements to Purcell are protected by the attorney-client privilege unless the crime-fraud exception applies.

“It is the purpose of the crime-fraud exception to the attorney-client privilege to assure that the ‘seal of secrecy,’ . . . between lawyer and client does not extend to communications ‘made for the purpose of getting advice for the commission of a fraud’ or crime” (citation omitted). United States v. Zolin, 491 U.S. 554, 563 (1989), quoting O’Rourke v. Darbishire, [1920] App. Cas. 581, 604 (P.C.). There is no public interest in the preservation of the secrecy of that kind of communication. See United States v. Zolin, supra at 562-563; Matter of a John Doe Grand Jury Investigation, supra at 486.

Our cases have not defined a crime-fraud exception to the attorney-client privilege with any precision. In Matter of a John Doe Grand Jury Investigation, supra at 486, the court stated that there was “no legitimate interest of a client and no public interest would be served by a rule that would preserve the secrecy of’ a conversation between attorney and client in a conference related to the possible future defrauding of an insurance company. We cited Commonwealth v. Dyer, 243 Mass. 472 (1922), cert. denied, 262 U.S. 751 (1923), in which we said that “[t]here is no privilege between attorney and client where the conferences concern the proposed commission of a crime by the client.” Id. at 505-506. The cases cited in our Dyer opinion and the facts of that case — the attorney was alleged to be part of the conspiracy — demonstrate that the exception asserted concerned conferences in which the attorney’s advice was sought in furtherance of a crime or to obtain advice or assistance with respect to criminal activity.

We, therefore, accept the general principle of a crime-fraud exception. The Proposed Massachusetts Rules of Evidence adequately define the crime-fraud exception to the lawyer-client privilege set forth in rule 502 (d) (1) as follows: “If the services of the lawyer were sought or obtained to enable or aid anyone to commit or plan to commit what the client knew or reasonably should have known to be a crime or fraud.” We need not at this time consider seemingly minor [113]*113variations of the exception expressed in various sources. See Restatement (Third) of the Law Governing Lawyers § 132, and authorities cited in Reporters’ Note at 465-466 (Proposed Final Draft No. 1 1996). The applicability of the exception, like the existence of the privilege, is a question of fact for the judge.

The district attorney rightly grants that he, as the opponent of the application of the testimonial privilege, has the burden of showing that the exception applies. See M.A. Larkin, Federal Testimonial Privileges § 2:07, at 2-150 (1995); P.R. Rice, Attorney-Client Privilege in the United States § 8:3, at 571-572 (1993); S.N. Stone & R.K. Taylor, Testimonial Privileges § 1.65, at 1-173 — 1-174 (2d ed. 1995). In its Zolin opinion, the Supreme Court did not have to decide what level of showing the opponent of the privilege must make to establish that the exception applies. See United States v. Zolin, supra at 563-564 n.7.

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Bluebook (online)
676 N.E.2d 436, 424 Mass. 109, 1997 Mass. LEXIS 11, Counsel Stack Legal Research, https://law.counselstack.com/opinion/purcell-v-district-attorney-for-suffolk-district-mass-1997.