Pugh v. Rainwater

483 F.2d 778
CourtCourt of Appeals for the Fifth Circuit
DecidedAugust 15, 1973
DocketNo. 72-1585
StatusPublished
Cited by40 cases

This text of 483 F.2d 778 (Pugh v. Rainwater) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pugh v. Rainwater, 483 F.2d 778 (5th Cir. 1973).

Opinion

TUTTLE, Circuit Judge:

We review here a District Court’s holding that each Dade County, Florida arrestee held for trial upon an information filed by the state attorney is entitled by the Fourth and Fourteenth Amendments to an expeditious hearing before a judicial officer on the question of probable cause for arrest.1 To implement this holding, the court later adopted a plan submitted by Sheriff E. Wilson Purdy (hereinafter the Purdy Plan), which required, inter alia, that persons arrested with or without warrants in Dade County, be accorded expeditious preliminary hearings before a magistrate and that those not accorded such hearings be released immediately.2 Implementation of the Purdy Plan was stayed by this court’s order of March 31, 1972, pending appeal, during which time Dade County’s judiciary moved voluntarily to establish its own plan for providing preliminary hearings. Following oral argument, on October 18, 1972, we vacated the stay order, directed the District Court to maké specific findings on the constitutional deficiencies, if any, of the then-current preliminary hearings practices, and authorized implementation of the Purdy Plan.

On December 6, 1972, the Florida Supreme Court issued its Amended Rules of Criminal Procedure. These rules, which took effect February 1, 1973, provide for a committing magistrate system. The differences between the Pur-dy Plan and these Amended Rules provided the focus for the District Court’s findings pursuant to our order, which were filed on March 12,1973.

In light of the aforementioned intervening developments, we must resolve [780]*780the following questions: (1) Should the District Court have abstained from ruling on the constitutionality of Dade County’s lack of preliminary hearings in cases proceeded upon by information filed by the state attorney? (2) Do arrestees prosecuted upon informations certifying probable cause for arrest by the state attorney have a constitutional right to preliminary hearings before a magistrate? and (3) In what respects, if any, are the Amended Rules constitutionally deficient in their provisions for preliminary hearings?

I. Background

Persons arrested for felonies and most misdemeanors in Dade County, Florida are routinely brought to the Metropolitan Dade County Jail. Aside from capital cases, which must be tried on indictment by a grand jury, all other criminal cases in Florida may be commenced by “information filed by the prosecuting attorney under oath.” Florida Statutes § 904.01. Although preliminary hearings on probable cause for arrest with or without warrant are mandated by statute,3 the Florida judiciary has consistently held that such hearings are not required where the state prosecutes by filing an information certifying probable cause for arrest.4 Though the Florida Supreme Court has not been insensitive to the constitutional ramifications of incarceration without any preliminary probable cause hearing, it has declined to hold these practices unconstitutional or to fashion relief for arrestees held upon informations.5 Amended Rule 3.-131, 33 F.S.A., which provides for a right to a preliminary, hearing on any felony charge “unless charged in an information or indictment,” (Emphasis added), preserves the previous practice of permitting the state attorney’s certification to obviate the need for a preliminary hearing.

Criminal actions in Dade County, therefore, often proceed upon information sworn to by the state attorney either before or after arrest without any judicial scrutiny prior to arraignment.6 If.jmable_or_unwilling to post bail, arresteesjceanain.in jail at least until arraignment. This incarceration may last as long as 30 days,7 and at least three [781]*781days must pass before an information is filed against an arrestee and the case is cdnendaYedr' Dimng' this period, the defendant sees no judicial officer other than the bad judge. Arraignment is the first opportunity for a magistrate to inspect^Thertsfate attorney’s information setting forth the cause upon which the defendant was arrested.8

• The plaintiffs in this action, charged with various offenses under Florida law,9 filed a class action in the federal court on behalf of themselves and all other Dade County arrestees detained solely upon direct informations in which the state attorney certified probable cause for arrest and detention. They alleged that their pre-trial detention was in violation of the Constitution, and sought declaratory and injunctive relief entitling them to preliminary hearings.

II. Abstention

Fully cognizant that “A federal lawsuit to stop a prosecution in a state court is a serious matter.” Younger v. Harris, 401 U.S. 37 at 42, 91 S.Ct. 746 at 749, 27 L.Ed.2d 669 (1971), we nevertheless find that the plaintiffs’ claim is not barred by considerations of federal-state comity.

This suit, a class action by arrestees contesting the quality of their present detention pending trial, sought no relief which would impede pending or future prosecutions on various charges in the state courts of Florida. Rather, while accepting that the state courts were the proper forum for consummation of criminal proceedings against them, the plaintiffs argued that the State was nevertheless obligated to submit them to preliminary probable cause hearings.

This court has declined to issue declaratory or injunctive relief interfering with pending or future state court prosecutions, Becker v. Thompson, 459 F.2d 919 (5 Cir. 1972), cert. granted, sub nom Steffel v. Thompson, 410 U.S. 593, 93 S.Ct. 1424, 35 L.Ed.2d 686 (1973), unless the state statute under which the plaintiffs were being prosecuted was allegedly unconstitutional on its face, Jones v. Wade and Dyson, 479 F.2d 1176, 5 Cir., decided May 30, 1973. However, to Jiave not declined .to adjudicate federal questions properly presented merely because resolution of these questions would affect state procedures for handling criminal cases. Where, as here, the relief sought is not “agairist""añy pending or future court proceedings as such.” Fuentes v. Shevin, 407 U.S. 67, [782]*78271, n. 3, 92 S.Ct. 1983, 1989, n. 3, 32 L.Ed.2d 556, n. 3, (1971), (Emphasis added), Younger is inapplicable.

The relief sought by these plaintiffs was not against any state prosecution as such but only against the state’s practice of considering the state attorney a sufficient judge of probable cause to hold arrestees until arraignment or trial. Simply declaring that the plaintiffs were entitled to pre-trial procedural rights, the District Court said that the plaintiffs should “immediately be given a preliminary hearing to determine probable cause by a committing magistrate unless their cases have been otherwise concluded.” 332 F.Supp. at 1115, (Emphasis added). By recognizing that some plaintiffs’ cases might have been con-eluded, the Court demonstrated that its declaration of pre-trial rights was not to impede the plaintiffs’ prosecutions.

Not every unconstitutional pre-trial procedure, of course, will entitle a state court defendant to relief in federal court.

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483 F.2d 778, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pugh-v-rainwater-ca5-1973.