Popat v. Levy
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Opinion
ELIZABETH A. WOLFORD, United States District Judge
INTRODUCTION
Plaintiff Saurin Popat, M.D. ("Plaintiff") asserts various claims arising out of his past and present employment relationships against five defendants: (1) Elad Levy, M.D. ("Dr. Levy"); (2) The State University of New York at Buffalo (the "University"); (3) University at Buffalo School of Medicine and Biomedical Sciences (the *113"Medical School"); (4) Kaleida Health ("Kaleida"); and (5) University at Buffalo Neurosurgery, Inc. ("UBNS") (collectively, "Defendants"). (Dkt. 60 at 3-5). Plaintiff alleges violations of Title VII of the Civil Rights Act of 1964 ("Title VII"), 42 U.S.C. §§ 2000e, et seq. ,
Presently before the Court are UBNS' and Dr. Levy's motion to dismiss all of Plaintiffs claims, except those arising under § 1981, pursuant to Federal Rule of Civil Procedure 12(b)(6) (Dkt. 63); the University and the Medical School's motion to dismiss all of Plaintiff's claims, except those arising under Title VII, pursuant to Rules 12(b)(1) and 12(b)(6) (Dkt. 65); and Kaleida's motion to dismiss all of Plaintiff's claims pursuant to Rule 41(b), and, in the alternative, its motion to dismiss Plaintiff's claims arising under § 1983 and New York common law (Dkt. 67). For the reasons set forth below, UBNS' and Dr. Levy's motion is granted in part and denied in part, the University and the Medical School's motion is granted, and Kaleida's motion is granted in part and denied in part.
BACKGROUND
The following facts are taken from the second amended complaint and assumed to be true for purposes of this motion.
I. Factual Background
The University controls and operates the Medical School and the University at Buffalo Neurosurgery Group ("UBNG"). (Dkt. 60 at ¶ 11). The UBNG is "an academic neurosurgical group comprised of physicians and other healthcare employees who are part of the University's 'UBMD Physicians Group,' which boasts more than 500 doctors ... practicing medicine and teaching medical students and residents at [the]... Medical School and in area hospitals, including Kaleida facilities."1 (Id. ). The UBMD Physicians Group, also known as UBMD, Inc., "provides marketing services to other physician practice groups associated with the University, including [UBNS]." (Id. at ¶ 12). "UBNS is a New York not-for-profit corporation associated with the University, providing academic support and is a clinician care component for the University." (Id. at ¶ 13). Like UBNG, UBNS is part of the UBMD Physicians Group. (Id. at ¶ 15). Kaleida "is a large healthcare provider in Western New York" that "operates several hospitals and surgical facilities." (Id. at ¶ 17). Kaleida's neurosurgeons are all associated with the University, and Kaleida publicly identifies Plaintiff as "a Kaleida Health physician." (Id. ).
With the exclusion of Dr. Levy, Defendants "have one or more agreements with each other defining their relationship and interrelation of operations." (Id. at ¶ 14). These agreements allegedly cover the management of "surgical training ... for University medical students and clinical medical treatment for their joint patients," which includes "billing and expenses." (Id. ). "UBNS never identified itself ... as an entity separate or distinct from the University[,]" and the University frequently "works cooperatively or in a parent relationship to UBNS in investigating [discrimination]
*114complaints." (Id. at ¶¶ 15-16). Dr. Levy is "a Caucasian individual ... employed by the University, UBNS, and Kaleida." (Id. at ¶ 18). He is a University professor, a physician with UBNG and UBNS, Chief of Neurosurgery at Kaleida, and Co-Director of Kaleida Health Stroke Center and Cerebrovascular surgery. (Id. ).
Plaintiff is of African and Southeast Asian origin and a doctor currently employed in Buffalo, New York, by the Delaware Medical Group, P.C., as its Director of Head and Neck/Skull Base Surgery. (Id. at ¶¶ 9, 32-33). He was previously employed by the University as a faculty member in the Departments of Neurosurgery and Otolaryngology at the Medical School. (Id. at ¶ 34). The University compensated him and had the power to terminate his employment. (Id. at ¶¶ 35-36). He was "also considered an employee of Kaleida" because Kaleida gave him certain privileges and asserted direction and control over his work performance. (Id. at ¶ 37). Plaintiff received patient referrals from doctors employed by the University, UBNS, and Kaleida. (Id. at ¶ 39).
Plaintiff alleges that Defendants should be considered his functional employers under the single integrated employer doctrine, the joint employer doctrine, or the interference liability doctrine. (Id. at ¶ 19). First, Plaintiff alleges that "the University, UBNS, and Kaleida, nominally separate entities, are actually part of a single integrated enterprise." (Id. at ¶ 21). These entities work together "to provide surgical services for medical training purposes," and they "jointly hired [Dr. Levy]" to fulfill this objective and delegated to him "the power and control to hire and fire other doctors and staff." (Id. ). Furthermore, UBNS "is under common ownership and management with the University," and is "organized as a separate not-for-profit corporation" only to comply with regulatory requirements. (Id. at ¶ 22).
Plaintiff points to one surgical training procedure as an example of the integrated activities of the University, UBNS, and Kaleida:
[Dr. Levy] directed the location for the surgery to be [at] Kaleida; [Dr. Levy] had the surgery scheduled at Kaleida; [Dr. Levy] selected the doctors to perform the surgery, including Plaintiff; [Dr. Levy] directed that medical students form [sic] the University and [M]edical [S]chool be present for training via the surgery; [Dr. Levy] directed a specific protocol for the surgery, including what each doctor and staff member and medical student present was or was not to do during the surgery and the order of events that would occur within the surgery; [Dr. Levy] controlled the process for billing for the surgery and how each doctor was to be compensated; and [Dr.
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ELIZABETH A. WOLFORD, United States District Judge
INTRODUCTION
Plaintiff Saurin Popat, M.D. ("Plaintiff") asserts various claims arising out of his past and present employment relationships against five defendants: (1) Elad Levy, M.D. ("Dr. Levy"); (2) The State University of New York at Buffalo (the "University"); (3) University at Buffalo School of Medicine and Biomedical Sciences (the *113"Medical School"); (4) Kaleida Health ("Kaleida"); and (5) University at Buffalo Neurosurgery, Inc. ("UBNS") (collectively, "Defendants"). (Dkt. 60 at 3-5). Plaintiff alleges violations of Title VII of the Civil Rights Act of 1964 ("Title VII"), 42 U.S.C. §§ 2000e, et seq. ,
Presently before the Court are UBNS' and Dr. Levy's motion to dismiss all of Plaintiffs claims, except those arising under § 1981, pursuant to Federal Rule of Civil Procedure 12(b)(6) (Dkt. 63); the University and the Medical School's motion to dismiss all of Plaintiff's claims, except those arising under Title VII, pursuant to Rules 12(b)(1) and 12(b)(6) (Dkt. 65); and Kaleida's motion to dismiss all of Plaintiff's claims pursuant to Rule 41(b), and, in the alternative, its motion to dismiss Plaintiff's claims arising under § 1983 and New York common law (Dkt. 67). For the reasons set forth below, UBNS' and Dr. Levy's motion is granted in part and denied in part, the University and the Medical School's motion is granted, and Kaleida's motion is granted in part and denied in part.
BACKGROUND
The following facts are taken from the second amended complaint and assumed to be true for purposes of this motion.
I. Factual Background
The University controls and operates the Medical School and the University at Buffalo Neurosurgery Group ("UBNG"). (Dkt. 60 at ¶ 11). The UBNG is "an academic neurosurgical group comprised of physicians and other healthcare employees who are part of the University's 'UBMD Physicians Group,' which boasts more than 500 doctors ... practicing medicine and teaching medical students and residents at [the]... Medical School and in area hospitals, including Kaleida facilities."1 (Id. ). The UBMD Physicians Group, also known as UBMD, Inc., "provides marketing services to other physician practice groups associated with the University, including [UBNS]." (Id. at ¶ 12). "UBNS is a New York not-for-profit corporation associated with the University, providing academic support and is a clinician care component for the University." (Id. at ¶ 13). Like UBNG, UBNS is part of the UBMD Physicians Group. (Id. at ¶ 15). Kaleida "is a large healthcare provider in Western New York" that "operates several hospitals and surgical facilities." (Id. at ¶ 17). Kaleida's neurosurgeons are all associated with the University, and Kaleida publicly identifies Plaintiff as "a Kaleida Health physician." (Id. ).
With the exclusion of Dr. Levy, Defendants "have one or more agreements with each other defining their relationship and interrelation of operations." (Id. at ¶ 14). These agreements allegedly cover the management of "surgical training ... for University medical students and clinical medical treatment for their joint patients," which includes "billing and expenses." (Id. ). "UBNS never identified itself ... as an entity separate or distinct from the University[,]" and the University frequently "works cooperatively or in a parent relationship to UBNS in investigating [discrimination]
*114complaints." (Id. at ¶¶ 15-16). Dr. Levy is "a Caucasian individual ... employed by the University, UBNS, and Kaleida." (Id. at ¶ 18). He is a University professor, a physician with UBNG and UBNS, Chief of Neurosurgery at Kaleida, and Co-Director of Kaleida Health Stroke Center and Cerebrovascular surgery. (Id. ).
Plaintiff is of African and Southeast Asian origin and a doctor currently employed in Buffalo, New York, by the Delaware Medical Group, P.C., as its Director of Head and Neck/Skull Base Surgery. (Id. at ¶¶ 9, 32-33). He was previously employed by the University as a faculty member in the Departments of Neurosurgery and Otolaryngology at the Medical School. (Id. at ¶ 34). The University compensated him and had the power to terminate his employment. (Id. at ¶¶ 35-36). He was "also considered an employee of Kaleida" because Kaleida gave him certain privileges and asserted direction and control over his work performance. (Id. at ¶ 37). Plaintiff received patient referrals from doctors employed by the University, UBNS, and Kaleida. (Id. at ¶ 39).
Plaintiff alleges that Defendants should be considered his functional employers under the single integrated employer doctrine, the joint employer doctrine, or the interference liability doctrine. (Id. at ¶ 19). First, Plaintiff alleges that "the University, UBNS, and Kaleida, nominally separate entities, are actually part of a single integrated enterprise." (Id. at ¶ 21). These entities work together "to provide surgical services for medical training purposes," and they "jointly hired [Dr. Levy]" to fulfill this objective and delegated to him "the power and control to hire and fire other doctors and staff." (Id. ). Furthermore, UBNS "is under common ownership and management with the University," and is "organized as a separate not-for-profit corporation" only to comply with regulatory requirements. (Id. at ¶ 22).
Plaintiff points to one surgical training procedure as an example of the integrated activities of the University, UBNS, and Kaleida:
[Dr. Levy] directed the location for the surgery to be [at] Kaleida; [Dr. Levy] had the surgery scheduled at Kaleida; [Dr. Levy] selected the doctors to perform the surgery, including Plaintiff; [Dr. Levy] directed that medical students form [sic] the University and [M]edical [S]chool be present for training via the surgery; [Dr. Levy] directed a specific protocol for the surgery, including what each doctor and staff member and medical student present was or was not to do during the surgery and the order of events that would occur within the surgery; [Dr. Levy] controlled the process for billing for the surgery and how each doctor was to be compensated; and [Dr. Levy] subsequently terminated Plaintiff's University faculty position.
(Id. at ¶ 23).
Alternatively, Plaintiff alleges that if the University, UBNS, and Kaleida are not a single integrated enterprise, then they should be considered his employers under the joint employer doctrine. (Id. at ¶ 24). Specifically, Plaintiff claims that Dr. Levy appointed him to a position in the University where he "was expected to train University medical students" at "Kaleida surgical operation facilities." (Id. at ¶ 25). These trainings occurred while Plaintiff engaged in surgeries alongside UBNS doctors, such as Dr. Levy, and were directed by UBNS and Dr. Levy. (Id. ). Dr. Levy terminated Plaintiff from his position for "allegedly not following [Dr. Levy's] surgery protocol for the operation and for allegedly attempting to reschedule that surgery." (Id. ). Dr. Levy controlled the operation "on behalf of UBNS and/or Kaleida," and "all billings and compensation *115for the operation had to be submitted and coordinated through UBNS and Kaleida." (Id. ). Finally, Plaintiff also alleges that the "interference liability theory" applies in this case because the University "delegated its responsibility and duty of selecting, hiring, firing, managing[,] and scheduling its faculty members for training and teaching experiences to UBNS." (Id. at ¶ 27).
Plaintiff alleges that the University, UBNS, and Kaleida allowed Dr. Levy "to engage in severe and pervasive discrimination against women and people of color," and "to retaliate against Plaintiff for having complained of these wrongful acts." (Id. at ¶ 40). He also alleges that those defendants "interfered with his employment with the University., Kaleida, and Delaware Medical Group." (Id. ). Plaintiff further alleges that "[Dr. Levy] engaged in severe and pervasive harassment toward Plaintiff due to his race and national origin, and he has otherwise created a hostile work environment for dark-skinned employees." (Id. at ¶ 41).
Plaintiff alleges two incidents in which Dr. Levy made inappropriate comments about race or national origin. First, Dr. Levy has referred to or allowed other individuals "to refer to UBNS as 'BUNS,' an acronym for 'Brown University Neurosurgery' because of the prevalence of physicians of color in that department." (Id. at ¶ 42). Second, on July 22, 2014, Dr. Levy "stated that he felt like he was at a 'UPS convention' " during an operation in which Plaintiff, Dr. Levy, and others participated. (Id. at ¶¶ 43-45). Plaintiff further alleged:
[Dr. Levy] was asked to repeat himself and he did so by stating, "A UPS convention. Do you know what the UPS slogan is?" He specifically turned to Plaintiff and directly asked, "Do you know?" to which Plaintiff replied that he did not. Next, [Dr. Levy] stated, "What can Brown do for you?" There were eight people, including Plaintiff, in the operating room that had brown skin tones and were of African-American, South-East Asian, or Middle Eastern descent or origin.
(Id. at ¶¶ 46-48).
On August 14, 2014, Plaintiff complained, by letter, about Dr. Levy to Dr. Michael E. Cain, Dean of the Medical School ("Dean Cain"), and Jody Lomeo, CEO of Kaleida, and requested an investigation into Dr. Levy's discrimination based on these comments and his "other abusive and harassing conduct that ... creat[ed] the hostile work environment." (Id. at ¶¶ 51-52). Plaintiff alleges that Dean Cain (or his representative) released Plaintiff's letter to Dr. Levy on or before August 19, 2014, despite the University's policy of confidentiality in such matters. (Id. at ¶ 53). Ten days later, on August 29, 2014, Dr. Levy terminated Plaintiff's faculty position. (Id. at ¶ 50).
Plaintiff alleges that Kaleida failed to investigate Dr. Levy and Plaintiff's letter complaint (id. at ¶ 54), and that the University, "[d]espite ... issuing a report that strongly suggests that Plaintiff's complaints are accurate and that Dr. Levy committed wrongful acts," has not taken "definitive action," other than to require Dr. Levy to participate in anti-discrimination training (id. at ¶ 55). Plaintiff further alleges that, as retaliation for complaining about Dr. Levy, Defendants each "have interfered with the employment relationship between Plaintiff and Delaware Medical Group"-his current employer-by, inter alia , ceasing referrals to Plaintiff or the Delaware Medical Group, and by conspiring to interfere with his employment. (Id. at ¶ 56).
Plaintiff also alleges that, for several years, he had been building a specialized, shared practice-called the "Specialty Practice Group"-with employees of the *116University, UBNS, and Kaleida. (Id. at ¶ 57). According to Plaintiff, "the University, Kaleida, UBNS, and [Dr. Levy] ... are unlawfully and improperly exerting pressure on the other doctors in their employ and under their control to retaliate against and punish Plaintiff for having made complaints about [Dr. Levy] and to interfere with his employment relationship with the Delaware Medical Group." (Id. at ¶ 58). Plaintiff contends that Defendants, inter alia , "acted with a discriminatory animus toward [him] and retaliated against him for complaining of the discrimination and hostile work environment by interfering with his compensation and employment with Delaware Medical Group and interfering with his economic advantage and contracts with other doctors employed and/or controlled by Defendants." (Id. ).
II. Procedural History
Plaintiff alleges that he "filed a timely charge of discrimination against Defendants" with the Equal Employment Opportunity Commission ("EEOC"). (Id. at ¶ 7). Plaintiff's second amended complaint does not specify the respondents named in the EEOC charge, nor is the identity of the respondents apparent from two right-to-sue letters that are attached to the amended complaint. (Dkt. 60-1 at 2-3). Those right-to-sue letters were dated September 16, 2015. (Id. ).
Plaintiff commenced this action on December 15, 2015, by filing a complaint. (Dkt. 1). On March 15, 2016, Plaintiff filed his first amended complaint. (Dkt. 21). On April 15, 2016, UBNS and Dr. Levy moved to dismiss the first amended complaint. (Dkt. 32). A motion hearing was held before the undersigned on October 28, 2016, at which time the Court requested additional briefing from both parties and reserved decision. (Dkt. 38). The parties submitted additional briefing on November 14 and 15, 2016. (Dkt. 39; Dkt. 40; Dkt. 41).
On May 19, 2017, the Court issued its Decision and Order regarding UBNS' and Dr. Levy's motion. (Dkt. 42). The Court dismissed Plaintiff's Title VII claims asserted against UBNS and Dr. Levy, in his individual capacity, the NYSHRL claims asserted against UBNS, the § 1983 claims asserted against UBNS and Dr. Levy, and the New York common law claims asserted against UBNS and Dr. Levy, all without prejudice. (Id. at 31-32). The Court also denied that portion of the motion seeking to dismiss the NYSHRL claims asserted against Dr. Levy. (Id. ).
On October 19, 2017, Plaintiff filed his second amended complaint, which is the operative pleading in this case. (Dkt. 60). On November 2, 2017, UBNS and Dr. Levy, the University and the Medical School, and Kaleida filed three separate motions to dismiss. (Dkt. 63; Dkt. 65; Dkt. 67). Plaintiff has opposed each motion. (Dkt. 72; Dkt. 73). Oral argument was held on May 23, 2018, at which time the Court reserved decision. (Dkt. 84).
DISCUSSION
I. UBNS' and Dr. Levy's Motion to Dismiss
A. Legal Standard
In considering a Rule 12(b)(6) motion to dismiss, a court generally may only consider "facts stated in the complaint or documents attached to the complaint as exhibits or incorporated by reference." Nechis v. Oxford Health Plans, Inc. ,
*117Bell Atl. Corp. v. Twombly ,
"While a complaint attacked by a Rule 12(b)(6) motion to dismiss does not need detailed factual allegations, a plaintiff's obligation to provide the 'grounds' of his 'entitlement to relief' requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do." Twombly ,
B. Plaintiff's Title VII Causes of Action
1. Whether UBNS is a Covered Employer under Title VII
a. Single Employer Doctrine
Title VII prohibits discriminatory employment practices by an "employer." 42 U.S.C. § 2000e-2(a). "Consequently, the existence of an employer-employee relationship is a primary element of Title VII claims." Gulino v. N.Y. State Educ. Dep't ,
the hiring party's right to control the manner and means by which the product is accomplished .... [;] the skill required; the source of the instrumentalities and tools; the location of the work; the duration of the relationship between the parties; whether the hiring party has the right to assign additional projects to the hired party; the extent of the hired party's discretion over when and how long to work; the method of payment; the hired party's role in hiring and paying assistants; whether the work is part of the regular business of the hiring party; whether the hiring party is in business; the provision of employee benefits; and the tax treatment of the hired party.
Gulino ,
An entity that is not formally the plaintiff's direct employer may also be liable under Title VII. Kology v. My Space NYC Corp. ,
"In the context of Title VII, there are two 'recognized doctrines that enable an employee in certain circumstances to assert employer liability against an entity that is not formally his or her employer.' "
*118Shiflett v. Scores Holding Co. ,
The second doctrine is the "joint employer" doctrine, which, by contrast, does not involve a single integrated enterprise. Arculeo ,
Where this doctrine is operative, an employee, formally employed by one entity, who has been assigned to work in circumstances that justify the conclusion that the employee is at the same time constructively employed by another entity, may impose liability for violations of employment law on the constructive employer, on the theory that this other entity is the employee's joint employer.
The single employer test "has been confined to two corporate contexts: first, where the plaintiff is an employee of a wholly-owned corporate subsidiary; and second, where the plaintiff's employment is subcontracted by one employer to another, formally distinct, entity." Gulino ,
Plaintiff argues that UBNS, a non-profit corporation, should be considered a single integrated enterprise along with the University. As in Zhao , this Court is loath to extend the "single employer" doctrine outside of its well-defined limits, especially where, as here, a government entity is involved. See Zhao ,
b. Joint Employer Doctrine
"The Second Circuit has 'not yet fully analyzed or described a test for what constitutes joint employment in the context of Title VII.... The indicia suggesting a conclusion of joint employment may vary depending on the purpose of the inquiry.' " McFarlane v. Iron Mountain Inc. , No. 17CV3311(DLC),
UBNS argues that Plaintiff fails to state sufficient facts to plausibly infer that it is Plaintiff's employer under Title VII. Specifically, UBNS contends that Plaintiff's emphasis on Dr. Levy's actions during a single surgical procedural does not supply adequate factual support to implicate UBNS as a Title VII employer. (See Dkt. 63-2 at 8-9). However, Plaintiff's second amended complaint alleges that Dr. Levy-a professor at the University and a physician at UBNS-appointed Plaintiff to a faculty position with the University. (Dkt. 60 at ¶¶ 18, 25); see Green v. Jacob & Co. Watches, Inc. ,
Dr. Levy also allegedly terminated Plaintiff's position because Plaintiff failed to follow certain protocols during one such surgery. (Dkt. 60 at ¶ 25). In addition, "all billings and compensation for the operation had to be submitted and coordinated through UBNS and Kaleida," and the records of those surgeries were maintained by these entities. (Id. ); see Gainer v. United Auto. Aerospace Agric. Implement Workers (UAW) Region 9 , No. 08-CV-0501-WMS-MJR,
Indeed, Plaintiff also alleges that UBNS determined who participated in the surgical training procedures, how compensation and billing for the surgeries would be managed and facilitated, and, ultimately, "which faculty members may be terminated." (Dkt. 60 at ¶ 27); see St. Jean v. Orient-Express Hotels Inc. ,
Based upon these facts, Plaintiff has plausibly alleged that UBNS and its employees maintained at least some control over the supervision, discipline, hiring, and firing of the University's employees, including Plaintiff. See Daniel v. T & M Prot. Res., Inc. ,
"Even where two companies are deemed a joint employer, however, it is not necessarily the case that both are liable for discriminatory conduct in violation of Title VII." Goodman v. Port Auth. of N.Y. & N.J. ,
Plaintiff may ultimately be unable to establish that UBNS was, in fact, his joint employer that should be held liable for any alleged misconduct. However, whether UBNS should be considered a joint employer for purposes of Title VII cannot be determined at the pleading stage. See St. Jean ,
Therefore, the Court denies UBNS's motion to the extent UBNS requests that Plaintiff's first and second causes of action be dismissed on the ground that Plaintiff failed to sufficiently allege that UBNS was his "employer" for purposes of Title VII liability.
2. Whether Plaintiff Exhausted His Administrative Remedies as Against UBNS
UBNS also argues that Plaintiff's Title VII causes of action should be dismissed as against it because Plaintiff failed to name UBNS as a respondent in any charge filed with the EEOC or complaint filed with the New York State Division of Human Rights, and thus, he failed to exhaust his administrative remedies. ( *122See Dkt. 63-2 at 9-12). Plaintiff argues that the "law of the case" doctrine should apply because the Court already addressed this very issue in its May 19, 2017, Decision and Order, and determined that at this stage of the proceedings, it was unclear whether the "identity of interest" exception to the exhaustion requirement had been satisfied. (Dkt. 73 at 17-18; see Dkt. 42 at 8-12).
As a precondition to bringing a Title VII suit against a defendant in federal court, a plaintiff must file with the EEOC (or an authorized state agency) a charge of employment discrimination that names that defendant. See 42 U.S.C. § 2000e-5 ; Strine v. Marion Cent. Sch. Dist. ,
A district court should consider four factors in determining whether an identity of interest exists between the unnamed defendant and the named party:
1) whether the role of the unnamed party could through reasonable effort by the complainant be ascertained at the time of the filing of the EEOC complaint; 2) whether, under the circumstances, the interests of a named [party] are so similar as the unnamed party's that for the purpose of obtaining voluntary conciliation and compliance it would be unnecessary to include the unnamed party in the EEOC proceedings; 3) whether its absence from the EEOC proceedings resulted in actual prejudice to the interests of the unnamed party; [and] 4) whether the unnamed party has in some way represented to the complainant that its relationship with the complainant is to be through the named party.
In its May 19, 2017, Decision and Order, the Court analyzed the allegations in the first amended complaint in light of this four-factor test. (Dkt. 42 at 11). While acknowledging that Plaintiff had been represented by counsel during the EEOC proceedings, the Court also found that the allegations regarding how UBNS related to the other Defendants was unclear, and thus, the second factor could not yet be resolved. (Id. ). Ultimately, the Court was unable to determine whether the exception applied to the first amended complaint based on the limited allegations set forth in that pleading at the motion to dismiss stage of this litigation. (See id. at 11-12 ("Because the amended complaint contains only limited allegations concerning the relationships between UBNS and the named respondents, and because of the procedural posture of this case-a motion to dismiss, before any discovery has occurred-the *123limited record does not permit a determination as to whether the identity of interest exception applies.") ).
UBNS does not explain why the Court should reach a different conclusion in light of Plaintiff's second amended complaint. In fact, UBNS makes largely the same arguments that were presented in its first motion to dismiss on this issue. (Compare Dkt. 32-3 at 9-12, with Dkt. 63-2 at 9-12). By contrast, Plaintiff's new allegations only reinforce the apparent overlap between UBNS and the other named respondents. (See, e.g. , Dkt. 60 at ¶¶ 15 ("At all times, [UBNS] presented itself to Plaintiff as part of the UBMD Physician's Group and that it was therefore one-in-the-same as UBNG, a part of the University and the Medical School."), 16 ("The University routinely and as a practice passes copies of discrimination complaints to UBNS and works cooperatively or in a parent relationship to UBNS in investigating complaints."), 27 (alleging that the "University delegated its responsibility and duty of selecting, hiring, firing, managing and scheduling its faculty members for training and teaching experiences to UBNS") ). If anything, these new allegations strengthen any "identity of interest" that may exist between UBNS and the parties named in the administrative charge. Indeed, if UBNS presented itself to Plaintiff as a component entity of the University and the Medical School, this factor may weigh in favor of a finding that the identity of interest exception has been met. See Johnson ,
Plaintiff's second amended complaint still does not contain any allegations relating to whether UBNS was prejudiced by its absence from the EEOC proceedings (see Dkt. 42 at 11 ("The amended complaint lacks any allegations relevant to the third [factor] ....") ), and UBNS, for its part, argues that it was "clearly prejudiced by being prevented from initiating steps toward conciliation or resolution under the EEOC process" (Dkt. 63-2 at 11). Moreover, even considering Plaintiff's additional allegations that suggest a stronger relationship between UBNS and the University, the degree of overlap between these two entities is still unclear at this stage of the proceedings.
The "identity of interest" question is not always easily resolved in the context of a motion to dismiss, and when that is so, courts generally permit the case to proceed against the unnamed party. See, e.g. , Jackson v. N.Y.C. Transit , No. 05-CV-1763 (FBLB),
"The law of the case doctrine commands that when a court has ruled on an issue, that decision should generally be adhered to by that court in subsequent stages in the same case unless cogent and compelling reasons militate otherwise." Johnson v. Holder ,
C. Plaintiff's Third Cause of Action Under the NYSHRL
1. Whether UBNS is a Covered Employer Under the NYSHRL
To sufficiently plead that a plaintiff is an employee of a particular entity under [the] NYSHRL, a plaintiff must allege that the proposed employer: had the power of selection and engagement of the employee; made the payment of salary and wages to the employee; had the power of dismissal over the employee; and had the power to control the employee's conduct.
Kearney v. Kessler Family LLC , No. 11-CV-06016,
It is well established that "[t]he NYSHRL mirrors the[ ] federal obligations" under Title VII. Brown v. Daikin Am. Inc. ,
However, as the Court noted in its May 19, 2017, Decision and Order, whether the joint employer doctrine applies when determining if an entity is an employer under a theory of indirect employer liability in the context of the NYSHRL remains unresolved. (See Dkt. 42 at 22-24); see Griffin v. Sirva Inc. ,
At oral argument, Plaintiff's counsel and counsel for UBNS and Dr. Levy confirmed that it was their position that the "joint employer" analysis applies to claims brought pursuant to both the NYSHRL and Title VII. In light of this agreement and the absence of any additional guidance from the Second Circuit or New York State courts, for purposes of determining the issues raised in the instant motion, the Court assumes that the "joint employer" doctrine applies with equal force to claims asserted under the NYSHRL. This assumption is consistent with Griffin 's instruction that, in determining whether an entity is an employer under the NYSHRL, "the really essential element of the relationship is the right of control, that is, the right of one person, the master, to order and control another, the servant, in the performance of work by the latter."
Accordingly, the Court finds that Plaintiff has raised a plausible inference that UBNS is Plaintiff's "joint employer" under the NYSHRL for the same reasons relating to Plaintiff's Title VII claims as discussed above. See Smith v. Xerox Corp. ,
2. Whether Dr. Levy is a Covered Employer under the NYSHRL
Dr. Levy contends that Plaintiff's third cause of action should be dismissed as against him because the second amended complaint does not sufficiently state facts supporting his status as a covered employer under the NYSHRL. (Dkt. 63-2 at 13-14). Plaintiff responds that Dr. Levy ignores this Court's May 19, 2017, Decision and Order in which the Court determined-based upon the allegations in the first amended complaint-that Plaintiff sufficiently alleged that Dr. Levy fell within the NYSHRL's "aider and abettor" theory of liability. (Dkt. 42 at 19-21; see Dkt. 73 at 20-21).
Under the NYSHRL, an individual may be liable for employment discrimination in two ways. Sutera v. Rochester City Sch. Dist. , No. 11-CV-6057-FPG,
Second, an individual may be liable under New York Executive Law § 296(6) as an aider or abettor of the discriminatory conduct.
Plaintiff correctly notes that the Court previously decided this issue in resolving UBNS' and Dr. Levy's previous motion to dismiss in its May 19, 2017, Decision and Order. (Dkt. 42 at 19-21). Plaintiff urges the Court to adhere to its prior decision, which found that Plaintiff sufficiently stated a claim against Dr. Levy, as an individual, under the NYSHRL pursuant to that statute's "aider and abettor" provision. (Id. at 20-21; see Dkt. 73 at 20-21). Although Plaintiff has added additional allegations to his amended pleading, the same allegations relied upon by this Court in determining that Plaintiff sufficiently stated a claim against Dr. Levy in his first amended complaint are again asserted in his second amended complaint. (See Dkt. 60 at ¶¶ 41-42, 56). UBNS and Dr. Levy do not point to a change in the law, supply additional evidence, or state any other "cogent" or "compelling" reason for this Court to diverge from its previous determination that these allegations bring Dr. Levy within the scope of the NYSHRL. See, e.g , Johnson ,
*127Therefore, the Court again concludes that, in construing these allegations in the light most favorable to Plaintiff, Plaintiff has adequately stated a claim of discrimination and retaliation against Dr. Levy as an aider and abettor under the NYSHRL.
D. Plaintiff's Fifth Cause of Action under § 1983
1. The "State Action" Requirement
"An action under § 1983 has two elements: the defendant must (1) act under 'color of state law' to (2) deprive the plaintiff of a statutory or constitutional right." Kennedy v. New York ,
2. Dr. Levy as a "State Actor"
Plaintiff does not expressly allege that Dr. Levy is "state actor." Nor does he directly argue this point in his opposition papers, even though he references Dr. Levy's purported conduct and employment responsibilities. (See Dkt. 73 at 22; see also Dkt. 42 at 25 ("Plaintiff does not allege that UBNS and Dr. Levy are state actors ....") ). Even still, Plaintiff alleges that Dr. Levy was employed as "a Professor and Chair of Neurosurgery and a Professor of Radiology for the University among other titles." (Dkt. 60 at ¶ 18). At oral argument, Plaintiff's counsel contended that the allegations in the second amended complaint also allege that Dr. Levy is a "state actor."
The law in this Circuit is "clear that a professor employed at a state university is a state actor." Hayut v. State Univ. of N.Y. ,
3. UBNS as a Private Entity "Acting Under Color of State Law"
UBNS contends that Plaintiff has failed to set forth sufficient factual allegations to support a plausible inference that it is either a state actor or a private entity acting under color of state law. (Dkt. 63-2 at 14-17). Plaintiff responds that his additional allegations create an inference that UBNS acted pursuant to "an unwritten policy" that permitted discrimination, harassment, a hostile workplace environment, and retaliation. (Dkt. 73 at 23). Plaintiff also argues that he "sufficiently alleges that there is joint activity, joint employer-status, a conspiracy, domination and control by Defendants over other Defendants and action under the color of law." (Id. ).
For the purposes of section 1983, the actions of a nominally private entity are attributable to the state when: (1) the entity acts pursuant to the "coercive power" of the state or is "controlled" by the state ("the compulsion test"); (2) when the state provides "significant encouragement" to the entity, the entity is a "willful participant in joint activity with the [s]tate," or the entity's functions are "entwined" with state policies ("the joint action test" or "close nexus test"); or (3) when the entity "has been delegated a public function by the [s]tate" ("the public function test").
Sybalski v. Indep. Grp. Home Living Program, Inc. ,
Plaintiff's assertion of state action relies upon the second of these doctrines: the "joint action" or "close nexus" test. (See Dkt. 73 at 22-23). As Sybalski and Brentwood Academy demonstrate, the "joint action" or "close nexus" test can be established upon one of several different theories. "[N]o one criterion must necessarily be applied," and if relevant facts support a finding of state action under one theory, "the implication of state action is not affected by pointing out that the facts might not loom large under a different test." Brentwood Acad. ,
"In certain circumstances, a private organization may be so entwined with government that its conduct may be deemed per se state action." Lown v. Salvation Army, Inc. ,
The Second Circuit has noted the "nebulous character of the state action test," as well as the "expansive view of state action" suggested by the Supreme Court in Brentwood Academy , where the Court "effectively broadened the state action test to include 'entwinement' for the first time." Tancredi v. Metro. Life Ins. Co. ,
A sufficiently "close nexus" between the State and the challenged action is required "to assure that constitutional standards are invoked only when it can be said that the State is responsible for the specific conduct of which the plaintiff complains." Blum v. Yaretsky ,
Here, Plaintiff alleges that UBNS "presented itself to Plaintiff as part of the UBMD Physician's Group and that it was *130therefore one-in-the-same as UBNG, a part of the University and the Medical School." (Dkt. 60 at ¶ 15). In fact, "UBNS never identified itself to Plaintiff or to the public at large as an entity separate or distinct from the University and its medical school." (Id. ). Plaintiff also claims that the University "controls and operates" UBNG. (Id. at ¶ 11). Furthermore, Plaintiff alleges that UBNS "is under common ownership and management with the University," and is "organized as a separate not-for-profit corporation" only to comply with regulatory requirements. (Id. at ¶ 22).
Based on Plaintiff's allegations, it appears that UBNS would be unrecognizable in its present capacity without the University. See Brentwood Acad. ,
Giving Plaintiff the benefit of every reasonable inference at this stage of this litigation, Plaintiff's allegations indicate that the State is "pervasively entwined" within the operation and management of UBNS so as to cloak UBNS' management decisions with state authority. See Galicki v. New Jersey , No. CV 14-169 (JLL),
In sum, the allegations in the second amended complaint sufficiently establish Dr. Levy as a "state actor" and UBNS as a private entity acting "under color of state law." Accordingly, to the extent that Dr. Levy and UBNS move to dismiss Plaintiff's fifth cause of action on the grounds that the second amended complaint fails to sufficiently allege "state action" necessary to support a claim under § 1983, their motion is denied.
E. Plaintiff's Tortious Interference with Contract Claim
Preliminarily, while UBNS and Dr. Levy request that the Court dismiss the sixth cause of action in its entirety, they only challenge Plaintiff's claim for tortious interference with contract (Dkt. 63-2 at 17-18); however, Plaintiff's sixth cause of action also includes a separate and independent claim5 for tortious interference with business relations and prospective economic advantage (see Dkt. 60 at ¶¶ 104, 106). Because UBNS and Dr. Levy failed to adequately brief any argument regarding the sufficiency of Plaintiff's allegations regarding his claim for tortious interference with business relations and prospective economic advantage, the Court does not opine upon the sufficiency of this claim as against these defendants, and those claims survive UBNS' and Dr. Levy's motion to dismiss.
"To plead a claim of tortious interference with a contract under New York law, a plaintiff must allege '(1) the existence of a valid contract between a third party and plaintiff, (2) that defendant had knowledge of that contract, (3) that defendant intentionally procured a breach, and (4) damages.' " Katz , 241 F.Supp.3d at 404 (quoting Finley v. Giacobbe ,
*132"Plaintiffs must allege each of these elements in a non-conclusory fashion in their complaint." Flash Elecs., Inc. v. Universal Music & Video Distribution Corp. ,
UBNS and Dr. Levy argue that Plaintiff's allegations are too conclusory to support a cause of action for tortious interference with contractual relations. (Dkt. 63-2 at 17-18). Specifically, they contend that Plaintiff failed to describe the terms of any oral agreement or allege that he is the "rightful party" to the fruits of any such contract. (Id. at 18). Plaintiff responds that he has sufficiently alleged the existence of two oral agreements-one between himself and UBNS, and another between himself and a UBNS physician, Dr. Jody Leonardo ("Dr. Leonardo")-and that the benefits derived from each have been lost to Plaintiff. (See Dkt. 73 at 24-25).
Although Plaintiff alleged that "the actions by the respective Defendants procured the breach of these contracts and agreements" (Dkt. 60 at ¶ 101), Plaintiff has not sufficiently pled that there was an "actual breach" of Dr. Leonardo's agreement. See Baylis v. Marriott Corp. ,
Plaintiff does not allege that Dr. Leonardo, in particular, breached the alleged oral contracts as a result of any purported misconduct by Dr. Levy or UBNS. See Kirch ,
Therefore, because Plaintiff's claim for tortious interference with contract against UBNS is based upon its alleged interference with Plaintiff and Dr. Leonardo's oral agreement, this claim is dismissed as against UBNS to the extent it is based upon an alleged breach of Dr. Leonardo's oral agreement. However, Plaintiff has also alleged that Dr. Levy interfered with Plaintiff and UBNS' contract to develop a specialty practice group. (Dkt. 60 at ¶ 99; see id. at ¶ 96).6
Plaintiff's second amended complaint alleges that Dr. Levy terminated Plaintiff's University faculty position after Plaintiff submitted a letter complaint responding to, among other things, Dr. Levy's alleged use of racially-charged comments. (See Dkt. 60 at ¶¶ 50-52, 58). Plaintiff further alleges that the University "delegated its responsibility and duty of selecting, hiring, firing, managing and scheduling its faculty members for training and teaching experiences to UBNS." (Id. at ¶ 27). Indeed, Dr. Levy is employed by UBNS, (id. at ¶ 33), and it was Dr. Levy who terminated Plaintiff's University faculty position (id. at ¶ 50). In addition, Dr. Levy was also aware of Plaintiff's letter complaint several days before Plaintiff was terminated, (id. at ¶ 53), and, according to Plaintiff, UBNS routinely investigates complaints of discrimination alongside the University (id. at ¶ 16).
In light of Dr. Levy's employment relationship with UBNS and UBNS's alleged receipt of Plaintiff's discrimination complaints, Plaintiff has plausibly alleged that UBNS was aware of Dr. Levy's purported discriminatory behavior, and yet still condoned, assented to, or otherwise failed to prevent Dr. Levy from terminating Plaintiff's position in an allegedly retaliatory manner. Counsel for UBNS and Dr. Levy urges the Court to find that Plaintiff has failed to allege that the viability of the *134contract between UBNS and Plaintiff was tied to Plaintiff's continued status as a University faculty member. The Court acknowledges that Plaintiff does not expressly allege that the fulfillment of this contract was dependent upon his position with the University. However, given Plaintiff's alleged association with University and UBNS employees in developing a shared, specialty practice, (id. at ¶ 57), as well as UBNS's alleged responsibility under the agreement to contribute financial resources and specialty physicians toward developing the specialty practice group, (id. at ¶ 96), it is not unreasonable to infer-in light of UBNS's close relationship with the University-that Plaintiff's status as a University faculty member was essential to the establishment of the specialty practice group. Under the circumstances presented, and in giving Plaintiff the benefit of every reasonable inference, the Court cannot say, at this stage of the litigation, that Dr. Levy's allegedly wrongful termination of Plaintiff's University faculty position did not "intentionally induce[ ]" UBNS "to breach or otherwise render performance of [the] contract with ... [P]laintiff impossible." Wash. Ave. Assocs., Inc. v. Euclid Equip., Inc. ,
Accordingly, viewing the operative pleading as a whole, and in the light most favorable to Plaintiff, the Court concludes that Plaintiff's second amended complaint sufficiently alleges a claim for tortious interference with contractual relations against Dr. Levy based upon an alleged breach of the oral agreement between UBNS and Plaintiff to develop a specialty practice group. Therefore, UBNS' and Dr. Levy's motion to dismiss the sixth cause of action is granted only insofar as Plaintiff has attempted to allege a tortious interference with contract claim against UBNS based upon the alleged interference with the contract between Plaintiff and Dr. Leonardo, but the motion is in all other respects denied.
II. The University and the Medical School's Motion to Dismiss is Granted in its Entirety
A. The Eleventh Amendment
"The Eleventh Amendment bars a suit in federal court against a state or one of its agencies in the absence of the state's explicit consent to be sued or Congress's unequivocal abrogation of immunity." Chinn v. City Univ. of N.Y. Sch. of Law at Queens Coll. ,
B. Plaintiff's Third and Sixth Causes of Action are Dismissed as Against the University and the Medical School
Plaintiff's third cause of action alleges a violation of the NYSHRL, and Plaintiff's sixth cause of action asserts New York common law torts. (Dkt. 60 at 15, 18-21). The University and the Medical School argue that these claims must be dismissed pursuant to the Eleventh Amendment. (Dkt. 65-1 at 4-5). "The district courts in this Circuit have repeatedly held that the [NYSHRL] 'does not include *135a waiver of the State's sovereign immunity to suit in federal court.' " Moshenko v. State Univ. of N.Y. at Buffalo , No. 07-CV-0116(A)(M),
In addition, "the State of New York has not waived its Eleventh Amendment immunity to suit in federal court for state common law [torts]." Hayut v. State Univ. of N.Y. ,
C. Plaintiff's Fourth Cause of Action is Dismissed as Against the University and the Medical School
Plaintiff also alleges a cause of action for discriminatory and retaliatory conduct against the University and the Medical School pursuant to § 1981. (Dkt. 60 at 15-17). The University and the Medical School argue that Plaintiff is barred from asserting this claim against them in federal court pursuant to the Eleventh Amendment as well. (Dkt. 65-1 at 5-6). " Section 1981 does not abrogate states' Eleventh Amendment immunity." Chinn ,
D. Plaintiff's Fifth Cause of Action is Dismissed as Against the University and the Medical School
Plaintiff further alleges a § 1983 cause of action for discriminatory and retaliatory conduct against the University and the Medical School. (Dkt. 60 at 17). The University and the Medical School contend that "States and their administrative units are not a 'person' within the meaning of § 1983." (Dkt. 65-1 at 6). "Civil liability is imposed under
Therefore, Plaintiff's fifth cause of action under § 1983 is dismissed as against the University and the Medical School.
III. Kaleida's Motion to Dismiss is Granted in Part and Denied in Part
A. Motion to Dismiss Pursuant to Rule 41(b)
Kaleida argues that Plaintiff's second amended complaint should be dismissed in its entirety because Plaintiff did not comply with the Local Rules of this District. (Dkt. 67-3 at 7-8). Specifically, Kaleida notes that Plaintiff filed the operative complaint three days after the timeframe permitted by the Local Rules. (Id. at 8). Pursuant to Local Rule 15(c), a party seeking to file an amended pleading "must file and serve the amended pleading upon the existing parties within fourteen (14) days of entry of the order granting the motion." L.R. Civ. P. 15(c). On October 2, 2017, United States Magistrate Judge H. Kenneth Schroeder, Jr. granted Plaintiff's motion to amend his first amended complaint. (Dkt. 59). However, Plaintiff did not file and serve his amended pleading until October 19, 2017 (Dkt. 60), 17 days after Judge Schroeder's order. Furthermore, Kaleida submits a copy of what appears to be an email conversation between the parties' attorneys-occurring on October 18, 2017-at which time Kaleida's counsel notified Plaintiffs counsel that the deadline for timely filing the amended pleading had passed on Monday, October 16, 2017. (Dkt. 67-2). Plaintiff filed and served his amended pleading the next day. (Dkt. 60). Plaintiff argues that he should be excused from any negative consequences of this untimely submission because his untimeliness was not due to bad faith, resulted in no prejudice to Kaleida, and was merely "due to an errant docketing date." (Dkt. 72 at 9-10).
"[T]he Second Circuit has held that while district courts lack the authority to enlarge statutory filing limits, they do have the discretion to excuse non-compliance with the Local Rules, which are not statutes, in the interest of justice." Total Energy Corp. v. Stolt ,
Kaleida has not asserted that it suffered any prejudice from Plaintiff's three-day delay in filing and serving the amended pleading. (See Dkt. 67-3 at 7-8; Dkt. 82 at 4). For his part, Plaintiff's counsel appears *137to blame an "errant docketing date" for his untimeliness. (Dkt. 72-1 at ¶ 8 ("I responded to her email the same day indicating that we would file the Second Amended Complaint immediately and that my office had a different calculation of its due date.") ).
Although this oversight is attributable to a miscalculation by Plaintiff's counsel's office, there is no assertion, let alone any evidence, that this was a product of bad faith conduct or that it resulted in any prejudice to Kaleida. See Charles v. Young Life Lake Champion , No. 11 CV 401 VB,
B. Kaleida's Motion to Dismiss Pursuant to Rule 12(b)(6)
Alternatively, Kaleida requests that the Court dismiss Plaintiff's fifth and sixth causes of action on the ground that Plaintiff has failed to state a claim for relief. (Dkt. 67-3). In regards to Plaintiff's fifth cause of action, Kaleida argues that the second amended complaint fails to sufficiently allege that it was acting "under color of state law," as required by § 1983. (Dkt. 67-3 at 9). Plaintiffs response reprises many of the same arguments made in opposition to UBNS' and Dr. Levy's motion to dismiss. (See Dkt. 72 at 10-12).
Plaintiff does not allege that Kaleida is a state actor. Instead, he alleges that all Defendants, "acting under color of state law, infringed upon and deprived [Plaintiff] of his Constitutional rights ...." (Dkt. 60 at ¶ 89). In opposition to Kaleida's motion, Plaintiff again argues that the allegations in the second amended complaint raise a plausible inference that "there is an unwritten policy that permits ... unlawful discrimination, harassment, [a] hostile work environment[,] and retaliation" at the work place. (Dkt. 72 at 12). Apparently relying upon his most recent allegations that all Defendants should be considered his direct and/or functional employers, Plaintiff also argues that he has sufficiently alleged the existence of "joint activity, joint employer-status, a conspiracy, domination and control by Defendants over other Defendants and action under the color of law." (Id. ).
For similar reasons outlined above relating to UBNS' status as a private entity acting "under color of state law," Plaintiff plausibly alleges that Kaleida is a private entity acting "under color of state law" pursuant to the "entwinement theory." Plaintiff alleges that all of Kaleida's neurosurgeons *138are associated with the University. (Dkt. 60 at ¶ 17). In addition, Dr. Levy, who is a state actor employed by the University, is the "Chief of Neurosurgery" and the "Co-Director of Kaleida Health Stroke Center and Cerebrovascular surgery" at Kaleida. (Id. at ¶ 18). Indeed, while Plaintiff was employed as a faculty member in the Departments of Neurosurgery and Otolaryngology at the Medical School, he was "also considered an employee of Kaleida." (Id. at ¶¶ 34, 37). Plaintiff further alleges that Dr. Levy appointed him to a position at the University where he "was expected to train University medical students" at "Kaleida surgical operation facilities." (Id. at ¶ 25). Plaintiff also alleges that Dr. Levy "controls the staffing of [neurosurgery ] operations by ... Kaleida staff." (Id. at ¶ 18). Furthermore, Dr. Levy directed at least one such surgery to be performed at Kaleida, where students enrolled at the University and the Medical School were expected to attend for training purposes, (id. at ¶ 23), and it was this surgical procedure that gave rise to the instant action (see id. at ¶¶ 25, 44-53). Dr. Levy was responsible for directing similar training procedures for the University and the Medical School's students at Kaleida facilities. (Id. at ¶ 25).
Giving Plaintiff the benefit of all reasonable inferences at this stage of this litigation, the Court finds that Plaintiff has set forth sufficient factual allegations that permit the Court to infer that Kaleida was pervasively entwined with the State due to the substantial overlap between Kaleida's neurosurgeons and those associated with the University, the University's extensive use of Kaleida's facilities, and Dr. Levy's direct control over Kaleida's operations and personnel management. See Lynch v. Southampton Animal Shelter Found. Inc. ,
Therefore, to the extent Kaleida requests that Plaintiff's fifth cause of action be dismissed in the absence of sufficient allegations of "state action," Kaleida's motion is denied.
C. Plaintiff's Sixth Cause of Action is Dismissed as Against Kaleida
1. Tortious Interference with Contract
Kaleida also argues that Plaintiff's sixth cause of action should be dismissed because Plaintiff has failed to allege that Delaware Medical Group, P.C. breached its contract with Plaintiff. (Dkt. 67-3 at 10). Plaintiff's opposition papers recite a litany of allegations establishing the existence of oral agreements between himself and UBNS, Dr. Leonardo, and Delaware Medical Group, P.C. (See Dkt. 72 at 13-14). However, Plaintiff's responsive papers fail to point out any allegations that Kaleida procured an actual breach of any contract by Delaware Medical Group, P.C. In fact, the only paragraph in the second amended complaint that alleges Kaleida's specific interference with a contract is paragraph *139106, where Plaintiff alleges that Kaleida "interfered with [Plaintiff]'s employment agreement with the Delaware Medical Group, P.C." (Dkt. 60 at ¶ 106). However, this paragraph does not allege that any wrongful action by Kaleida caused Delaware Medical Group, P.C. to breach its employment agreement with Plaintiff-indeed, Plaintiff was still employed by Delaware Medical Group, P.C. at the time he filed the second amended complaint. (Id. at ¶ 33); see, e.g., Kirch ,
While several paragraphs in the second amended complaint refer to the University's, Dr. Levy's, and UBNS' wrongful interference with the contracts held between Plaintiff and UBNS and Plaintiff and Dr. Leonardo, respectively, these allegations do not refer to Kaleida's alleged misconduct. (See Dkt. 60 at ¶¶ 99-100; see also id. at ¶ 101 ("[T]he actions by the respective Defendants procured the breach of these contracts and agreements ...." (emphasis added) ) ). Plaintiff's limited and general allegations of interference by Kaleida are insufficient to sustain a cause of action for tortious interference with contract. See, e.g. , Skyline Travel, Inc. (NJ) ,
2. Tortious Interference with Business Relations and Prospective Economic Advantage
Kaleida also requests that this Court dismiss Plaintiff's claim for tortious interference with business relations or prospective economic advantage because Plaintiff has not alleged that Kaleida used "wrongful means" by engaging in any such interference, or that the relevant business relationship was injured as a result. (Dkt. 67-3 at 11-13). Plaintiff responds that "all Defendants interfered with his business opportunities without justification and by wrongful means, including the ceasing of referrals to [himself] and Delaware Medical and pressuring other doctors under their supervision to do the same with malicious intent." (Dkt. 72 at 14).
To state a claim for [tortious interference with business relations] under New York law, four conditions must be met: (1) the plaintiff had business relations with a third party; (2) the defendant interfered with those business relations; (3) the defendant acted for a wrongful purpose or used dishonest, unfair, or improper means; and (4) the defendant's acts injured the relationship.
Catskill Dev., L.L.C. v. Park Place Entm't Corp. ,
"In order to recover damages for tortious interference with prospective business relations, a plaintiff must demonstrate both 'wrongful means' and 'that the wrongful acts were the proximate cause of the rejection of the plaintiff's proposed contractual relations.' " Pacheco v. United Med. Assocs., P.C. ,
At least one state trial court has held, in what it described as a case of first impression under New York law, that "unlawful discrimination is sufficiently culpable to support a claim of interference with prospective economic relations." 30 CPS, LLC v. Bd. of Managers of Cent. Park S. Med. Condo. ,
While the Court is inclined to agree that discriminatory, retaliatory, or hostile conduct on the basis of one's race or national origin is sufficiently reprehensible so as to constitute a "wrongful means," the Court is mindful that "the wrongful conduct that is relevant [is] that which was directed not at the plaintiff, but at the third party with whom the plaintiff has or seeks to have a relationship." Memnon v. Clifford Chance US, LLP ,
In any event, Plaintiff has not adequately responded to Kaleida's argument that he failed to plead sufficient factual allegations suggesting that his business relationship with Delaware Medical Group, P.C. was injured as a result of any alleged misconduct. See, e.g. , RFP LLC ,
CONCLUSION
For the foregoing reasons, UBNS' and Dr. Levy's motion to dismiss (Dkt. 63) is granted to the extent it seeks dismissal of Plaintiff's sixth cause of action against UBNS for tortious interference with contractual relations based upon the alleged interference with the contract between Plaintiff and Dr. Leonardo, but it is otherwise denied; the University and the Medical School's motion to dismiss (Dkt. 65) is granted in its entirety (so that the only remaining claims against those defendants are Plaintiff's Title VII claims); and Kaleida's motion to dismiss (Dkt. 67) is granted to the extent it requests dismissal of Plaintiff's sixth cause of action, but it is otherwise denied.
SO ORDERED.
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