Pittston Coal Group v. Sebben

488 U.S. 105, 109 S. Ct. 414, 102 L. Ed. 2d 408, 1988 U.S. LEXIS 5533, 57 U.S.L.W. 4029
Supreme Court of the United States·Decided December 6, 1988·No. 87-821·Published·Cited by 349 cases

Opinions

Justice Scalia

delivered the opinion of the Court.

These consolidated cases call into question the Secretary of Labor’s interpretation of 30 U. S. C. § 902(f)(2), which, for specified categories of black lung benefit claimants, provides that “[cjriteria applied by the Secretary of Labor in the case of . . . any claim . . . shall not be more restrictive than the criteria applicable to a claim filed on June 30, 1973.” Respondents contend that interim regulations applied by the Secretary in adjudicating their claims, see 20 CFR pt. 727 (1988), did not comply with this provision. In Broyles v. Director, OWCP, 824 F. 2d 327 (CA4 1987) (No. 87-1095), the Court of Appeals for the Fourth Circuit agreed, and directed the Secretary to adjudicate the claims pursued by respondents Broyles and Colley under the less restrictive standards in force on June 30, 1973. See 20 CFR § 410.490 (1973). In In re Sebben, 815 F. 2d 475 (CA8 1987) (Nos. 87-821 and 87-827), the Court of Appeals for the Eighth Circuit similarly found the interim Labor regulation invalid under § 902(f)(2), and reversed the District Court’s refusal to issue a writ of mandamus compelling the Secretary to readjudicate a class of claims previously considered under the interim regulation, notwithstanding that the Secretary’s decision in those cases had become final. We granted certiorari, 484 U. S. 1058 (1988), to decide the statutory issue, which is the subject of` [108]*108a Circuit conflict,1 and further to decide, in the event we find the Secretary’s interpretation of the statute unlawful, whether mandamus will lie to compel the readjudication of claims decided under erroneous standards but not directly appealed to the courts within the time prescribed.

I

The black lung benefits program provides benefits to those who have become totally disabled because of pneumoconiosis, a chronic respiratory and pulmonary disease arising from coal mine employment. See Mullins Coal Co. v. Director, OWCP, 484 U. S. 135, 141 (1987). Originally enacted as Title IV of the Federal Coal Mine Health and Safety Act of 1969 (FCMHSA), Pub. L. 91-173, 83 Stat. 792-798, the program has consisted of two separate parts. Under the original legislation, part B constituted a temporary program of federally financed benefits to be administered by the Secretary of Health, Education, and Welfare (HEW), and part C envisioned a more permanent program operating under the auspices of the Secretary of Labor and relying on state workers’ compensation programs where possible.

For part B claims, the FCMHSA provided that the Secretary of HEW “shall by regulation prescribe standards for determining . . . whether a miner is totally disabled due to pneumoconiosis.” FCMHSA § 411(b). The regulations relevant here consisted of “permanent” and “interim” components. The permanent HEW regulations generally prescribed methods and standards for establishing elements of statutory entitlement. See 20 CFR §§410.401-410.476 (1973). In addition, following (and in response to) the Black Lung Benefits Act of 1972, Pub. L. 92-303, 86 Stat. 150, the [109]*109Secretary of HEW adopted an interim regulation designed to “permit prompt and vigorous processing of the large backlog of claims” that had developed during the early phases of administering part B. See 20 CFR § 410.490(a) (1973). To deal with a perceived inadequacy in facilities and medical tests, this interim HEW regulation established two classes of presumptions. First, under the presumption at issue here, a claimant could establish presumptive entitlement by showing that “[a] chest roentgenogram (X-ray), biopsy, or autopsy establishes the existence of pneumoconiosis” and that “[t]he impairment . . . arose out of coal mine employment.” §§410.490(b)(l)(i), (b)(2). The proof of causality required for this first presumption was to be established under §410.416 or §410.456, both of which accorded a rebuttable presumption of causality to claimants with 10 years of mining service and also permitted claimants to prove causality by direct evidence. See § 410.490(b)(2). The second presumption (drafted in a most confusing manner) enables a claimant to obtain presumptive entitlement by establishing specified scores on ventilatory tests if the miner had “at least 10 years of the requisite coal mine employment.” §§ 410.490(b)(l)(ii), (b)(3). Both presumptions were rebuttable by a showing that the miner was working or could work at his former mine employment or the equivalent. § 410.490(c). Miners unable to obtain either presumption had to proceed under the permanent HEW regulations. § 410.490(e). The term of the interim regulation coincided with the term of the part B program, and expired after June 30, 1973, for claims filed by living miners and after December 31, 1973, for survivors’ claims. § 410.490(b).

The FCMHSA provided that after part B ceased, part C would shift black lung benefits claims into state workers’ compensation programs approved by the Secretary of Labor as “adequate” under statutory standards. FCMHSA §421. If no statutorily approved program existed in a given State, the Secretary of Labor was to handle the benefits claims aris[110]*110ing in that State directly, and was to prescribe regulations for assigning liability to responsible mine owners. See FCMHSA § 422(a). Events did not unfold as expected, however. The Secretary of Labor approved no state workers’ compensation program during the relevant period, see Lopatto, The Federal Black Lung Program: A 1983 Primer, 85 W. Va. L. Rev. 677, 688 (1983), and part C became exclusively a federally run workers’ compensation program administered by the Secretary of Labor. Significantly, the FCMHSA provided that “[t]he regulations of the Secretary of Health, Education, and Welfare under section 411(a) of this title shall also be applicable to claims [processed by the Secretary of Labor] under [part C].” FCMHSA § 422(h). Thus, because the interim HEW regulation expired as part C began, the Secretary of Labor adjudicated part C claims exclusively under the permanent HEW regulations.

This state of affairs persisted until Congress passed the Black Lung Benefits Reform Act of 1977 (BLBRA), Pub. L. 95-239, 92 Stat. 95. The BLBRA amended 30 U. S. C. § 902(f) to give the Secretary of Labor authority to establish total disability regulations for part C cases. § 902(f)(1). Pending issuance of the new Labor Department regulations, the BLBRA provided for an interim administrative regime applying standards different from (and more generous than) those of the permanent HEW regulations. Moreover, the BLBRA provided not only that these interim standards would be applied to cases filed or pending during the interim period, but also that claims previously denied would, upon the claimant’s request, be reopened and readjudicated under the interim standards. 30 U. S. C. § 945.

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Pittston Coal Group v. Sebben, 488 U.S. 105, 109 S. Ct. 414, 102 L. Ed. 2d 408, 1988 U.S. LEXIS 5533, 57 U.S.L.W. 4029 (1988).

488 U.S. 105 (Pittston Coal Group v. Sebben) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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