Pierce v. How

153 Me. 180
CourtSupreme Judicial Court of Maine
DecidedOctober 17, 1957
StatusPublished
Cited by4 cases

This text of 153 Me. 180 (Pierce v. How) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pierce v. How, 153 Me. 180 (Me. 1957).

Opinion

Dubord, J.

This case is before us upon petition of Lillian S. Sturgis, trustee under the will of Joseph How, ask[182]*182ing for a new construction of the will and for instructions concerning the administering of the trust fund under the cy pres doctrine.

The administration of an estate is usually a prosaic procedure. However, the history of this case, throughout the eighty-seven years which have elapsed since the death of Joseph How, is most interesting and presents a set of facts, which one might expect to find in a romantic novel, rather than in the true story of an estate, the assets of which, at the outset and for more than forty years, were considered too small to be worth-while, and which have now grown to a value too large to permit of the administration of the trust in accordance with the seeming directions of the testator.

The testator, Joseph How, was a man of the sea. He was master of the bark known as the Ellen Stevens. Records indicate that he was commissioned master in 1862 and his name appears as captain of this bark in 1869. For the benefit of the uninitiated, a bark is described in Webster’s unabridged dictionary as a three-masted vessel having her foremast and mainmast, square-rigged, and her mizzenmast fore-and-aft rigged. Joseph How was born on July 22, 1820 and died on October 26, 1870. His home was in Portland and he is buried there.

On October 25, 1870, just the day before his death, he executed his last will and testament.

Under the first paragraph of this will he bequeathed the possession and use of all his personal property, including money, bonds, vessels, choses in action and furniture to his wife, Alice W. How. By the second paragraph he bequeathed to his wife the income from all of any real estate of which he may have been seized. Under the provisions of the third paragraph he directed that his real estate, as well as his interest in the bark, Eben Stevens be sold and that [183]*183the proceeds of said sale be invested and the income from said investment paid to his wife, for and during her natural life.

At this point it may be well to point out, that the record copy of the will as we have it, describes his ship as the Eben Stevens. This may be a typographical error. The correct name of the ship was the Ellen Stevens as indicated by records of the American Ship Masters’ Association. However, this discrepancy is of no moment at this particular time.

Under the provisions of the fourth paragraph of his will, he directed that at the decease of his wife, his executor should pay the entire income to his mother, Eliza How, if she should then be living, for and during her life, and in case his mother should not be living, then the income was to be paid to his brother, James L. How, for and during his natural life.

The record in the case does not give us the information, but it is assumed that these directions on the part of the testator were carried out.

The controversy now before us, arises under the fifth paragraph of the will which reads as follows:

“I request and direct that after the decease of my said wife, mother and brother, my said estate, real and personal shall be appropriated to the founding of a home for indigent seamen, and I authorize and empower my executor to invest the said property and the income thereof and to use and employ the same in such manner as will do the most good to the class of indigent seamen.”

The will was filed in the Probate Court within and for the County of Cumberland and on the third Tuesday of November 1870 duly allowed. The executor named in the will, James P. Baxter, was appointed. He later resigned, and on June 15, 1875, Lewis Pierce was appointed administrator de bonis non with the will annexed.

[184]*184The inventory shows that the entire value of the estate was only about $1500.00. There is nothing in the record to indicate how long the widow lived, nor when the mother or the brother named in the will, as contingent beneficiaries, died. All we know is that the matter remained in abeyance until at the April Term 1912 of the Supreme Judicial Court for Cumberland County, a bill in equity was filed by Lewis Pierce, the administrator, asking the court to construe the fifth paragraph of the will and to determine the ownership of the assets in the estate. This bill was reported to the Law Court for determination upon bill and answer.

It was contended by the heirs at law, that the attempted trust under consideration had failed, both for indefiniteness and because the amount available was so small as to render it impossible to carry out the provisions of the trust even if one were created.

In an opinion dated November 15, 1912, written by then Associate Justice Cornish, later to become Chief Justice, this court held that the bequest constituted a good public charitable trust. The opinion provided that a trustee appointed to administer this trust was to invest the residuum of the estate and employ the income for the benefit of indigent seamen. It was stated that the trustee could do this directly, or he could turn over the income to some worthy society or association organized for that purpose. The manner in which the money was to be expended was left to the sitting justice who was to determine to whom the income should be paid and through what channel this kindly gift could be made most effective. This case is reported in 109 Me. 509.

Although the mandate of the Law Court directed that a decree should be entered in accordance with its opinion, no such decree was written and again the matter remained in abeyance for a long period of years. Eventually this case was dismissed from the docket. For twenty-five years the [185]*185estate was apparently forgotten, probably because the available amount was too small to really be worth-while.

Now we come to a very interesting part of the story. It appears that a short time before his death, Captain How had invested the reported amount of three thousand dollars in a new corporation, which was then being organized by a friend of his in Chicago. Subsequent developments indicate that the captain probably did not place much value upon this investment, and if the certificate representing his stock ownership in this corporation ever came into the possession of the executor, administrator or trustee, they too probably felt there was little value attached to this item, as such poor care was given to the certificate that it became lost, misplaced or destroyed. However, the corporation which was engaged in the leather business prospered to an extent never dreamed of by its founder, and through a series of stock dividends and accretions in value, the estate of Captain How now amounts to more than three hundred thousand dollars, with more than one hundred thousand dollars of income ready to be expended for the purposes provided for in his will.

When the court was apprised as to the situation, the case was restored to the docket and a decree, pursuant to the opinion of the Law Court in the Pierce case, to be found in 109 Me. 509, was entered nunc pro tunc

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Bluebook (online)
153 Me. 180, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pierce-v-how-me-1957.