Phillips, William Ray

362 S.W.3d 606, 2011 Tex. Crim. App. LEXIS 825, 2011 WL 2409307
Court of Criminal Appeals of Texas·Decided June 15, 2011·No. PD-1402-09·Published·Cited by 55 cases

Opinions

OPINION

COCHRAN, J.,

delivered the opinion of the Court

in which PRICE, WOMACK, JOHNSON and ALCALA, JJ., joined.

Appellant was convicted of twelve counts of sexual offenses against his daughter that occurred in 1982 and 1983. But prosecution under the 2007 indictment charging appellant was absolutely barred by the statute of limitations in 1993. These charges could not be resurrected by a 1997 statute extending the statute of limitations for sexual offenses. No one — not the trial judge, the prosecutor, the defense, or the court of appeals — recognized this constitutional ex post facto violation. Because this is an important constitutional issue that will undoubtedly recur given the even [608] more recent statutory elimination of the statute of limitations for some sexual offenses, we granted appellant’s petition for discretionary review.1 Although the State Prosecuting Attorney (SPA) agrees that the statute of limitations had run before appellant’s indictment, she argues that appellant failed to preserve this issue for appeal because he did not object in the trial court. We reaffirm our prior opinions that have stated that an absolute statute-of-limitations bar is not forfeited by the failure to raise it in the trial court. We reverse the court of appeals, which held that appellant’s prosecution was not barred.2

I.

S.P. ran into her father, appellant, in 2005 when she was 26 and going to school in Waco. He, too, was living in Waco. She was scared because appellant had sexually abused her when she was a toddler, and she had thought she was rid of him. She did not know what to do. She had gone to the FBI with allegations of abuse before, but she was told that it was too late — that the statute of limitations had run on any offenses occurring in 1982 or 1983, when she was two to four years old. S.P. called the Waco police to find out where her father lived so she “would know where to stay away. I wanted to finish school, but I wanted to feel safe. I didn’t know if I could get a protective order.” The police suggested that she go to the Advocacy Center in Waco for counseling. She did. One thing led to another, and in 2007 appellant was charged with various sexual offenses against S.P. occurring “on or about” specified dates from September 30, 1982, to November 1,1983.3

[609] It was the State’s theory at trial that, because the offenses alleged occurred within three years (the original statute of limitations) of the 1985 amendments to the statute of limitations, the offenses could be carried forward under each successive amendment to the 1997 limitations period of ten years after the victim’s eighteenth birthday. The January 10, 2007 indictment was filed just weeks before S.P.’s twenty-eighth birthday.

At voir dire, the State explained to potential jurors its theory of why prosecution of appellant’s twenty-five-year-old crimes was not barred:

The law used to be, back when I started this, that if we didn’t get them indicted within five years after the event occurred that the statute of limitations ran and we couldn’t charge them. So that meant the kid had to report it, the investigation had to take place, and we had to get the case to the Grand Jury within five years after it happened or they— they walk. They never get caught.
And then it switched to where it was ten years. We had to get it investigated, the kid had to report it, we had to go to the Grand Jury, and we had to get the charges filed within ten years after the 18th birthday of the victim. Well, do the math, 18 plus ten, you get until they turn 28.
Well, this last fall guess what they did? There’s no statute of limitations anymore. It’s whenever we want to. And so ... that’s part of the reason why we end up in situations like this because the legislature had continued to make the statute of limitations longer and longer.

At trial, S.P. testified that she had lived with her mother, but, until she was five years old, she regularly visited her father. She recounted several episodes during these visits in which he, and sometimes his friends, would sexually assault her and take pornographic photos of her. The earliest such episode occurred when she was two. The abuse subsided when, at age four, she moved to East Texas.

In her closing argument, the prosecutor argued that any offense occurring before September 1, 1982, was barred by the statute of limitations, but those committed after that date would not be barred because “limitations changed.... [I]t changed so anything after that is not barred by the statute of limitations as long as the indictment was returned before [S.P.] turned 28. And that was January the 26th of 2007.”

In his written charge, the trial judge instructed the jury that “the Court has taken judicial notice that the date in the indictment in this case ... was January 10, 2007, and that the statute of limitations for the offense charged in the indictment is not more than ten years beyond the 18th birthday of [S.P.].” Appellant made no objection to the charge and did not otherwise raise a complaint based on limitations. The jury found appellant guilty on all counts, and sentenced him to the maximum punishment on each.

On direct appeal appellant argued, for the first time, that the ex post facto provisions of the Texas and federal constitutions were violated because the applicable [610] limitations period had expired before the 1997 limitations statute became effective. The court of appeals assumed, without deciding, that the ex post facto issue was not forfeited and agreed with the State’s theory: Because the charged offenses were committed within three years (the original limitations period) of the limitations amendment that took effect in 1985, they could be carried forward under each successive amendment to the 1997 limitations period of ten years after the victim’s eighteenth birthday.4 Appellant petitioned this Court for review, arguing that his offenses had been extinguished by the running of limitations and could not be revived by the 1997 version of the statute of limitations without violating the Ex Post Facto Clause of both the federal and Texas constitutions.

Before this Court, the SPA candidly admits that the State was mistaken at trial and on direct appeal and agrees with appellant that the statute of limitations had run by 1993.5 The SPA argues, however, that because appellant did not object to the limitations bar at trial, he cannot raise it now.

II.

A. The “Absolute” Right to Be Free from the Application of Ex Post Facto Laws.

1. The four Calder v. Bull categories.

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Phillips, William Ray, 362 S.W.3d 606, 2011 Tex. Crim. App. LEXIS 825, 2011 WL 2409307 (Tex. 2011).

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