Phelps v. Mutual Reserve Fund Life Ass'n

112 F. 453, 61 L.R.A. 717, 1901 U.S. App. LEXIS 4115
CourtCourt of Appeals for the Sixth Circuit
DecidedDecember 3, 1901
DocketNo. 955
StatusPublished
Cited by27 cases

This text of 112 F. 453 (Phelps v. Mutual Reserve Fund Life Ass'n) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Phelps v. Mutual Reserve Fund Life Ass'n, 112 F. 453, 61 L.R.A. 717, 1901 U.S. App. LEXIS 4115 (6th Cir. 1901).

Opinion

BURTON, Circuit Judge,

after making the foregoing statement of the case, delivered the opinion of the court.

i. The judgment in favor of appellant James S. Phelps, and against the appellee, the Mutual Reserve Fund Bife Association, has been assailed because it is said that the Jefferson county circuit court did not obtain jurisdiction by the service of process upon Ben Frese as 'a local agent, or by the service upon the Kentucky commissioner of insurance. But the association appeared in the Jefferson court for the very purpose of putting in issue the sufficiency of that service. The determination of the issue thus .made up involved questions of law and fact. The judgment of the state court contains these recitations :

“This action having heretofore been submitted upon a motion to quash the service of process, upon which motion the court made the following find-, ings of law and facts, which are incorporated In and- made a part of this judgment, to wit: First. Upon proof induced by affidavits, the court was and is of the opinion that Ben Frese at the time of service of summons upon him in this action was the local treasurer of the defendant association in Jefferson county, Kentucky, and as such was an agent of the company upon whom summons might he served, and the defendant association thereby brought before the court. By the summons herein upon the said Ben Frese, the defendant association was brought before this court in this action, and the jurisdiction of this court to grant the relief prayed for in the petition became vested. Second. It appearing, from proof induced by affidavits, that the defendant association did, by resolution of its board of directors adopted prior to the service of summons in this action, consent that service of process upon commissioner of insurance of tills state, in any action brought or pending in this state, should and shall he a valid service upon said defendant association, and it further appearing to the court that the authority and power to receive service of process thus vested in the commissioner of insurance of Kentucky has never been revoked, canceled, or annulled, this court held and now holds that the summons served upon the commissioner of insurance of Kentucky in this action was a valid and sufficient service, and operated to bring the defendant association before ihe court, and subject said defendant association to the jurisdiction and decrees of this court in this action. This action having now been regularly set at rules and called by the court, and the necessary time for answer having elapsed without any action being taken by the defendant, the cause was regularly submitted for judgment. The court being advised by the uncontroverted allegations of the petition that the prayer of said petition should he granted, it is therefore ordered and adjudged that the plaintiff recover of the defendant the sum of nineteen hundred and ninety-four dollars ($1,994), with interest on the various amounts going to make up said sum from the dates of the payments of such various amounts to the defendant association, as shown by the itemized statement and account filed with the petition, amount-[458]*458tag in all to twenty-three hundred and sixty dollars ($2,360), with interest from this date, May 19, 1900, and that plaintiff further .recover of defendant his costs in this action expended, for all of which debt, interest, and costs the plaintiff may have immediate execution.”

Having appeared for the purpose of challenging'the jurisdiction of the court, the decision of the court upon that issue is conclusive, until annulled or reversed by some court having jurisdiction to revise and correct error. However erroneous the conclusions of the Jefferson circuit court ma}’- have been, and we intimate nothing in that respect, its judgment is certainly not void, and in a proceeding of this kind we must accept it as a valid and legal judgment; for neither the circuit court nor this court have any character of appellate or revisory jurisdiction oyer that court. The question is not one of waiver of personal jurisdiction by an appearance solely for the purpose of contesting that jurisdiction, but of the effect and force, in a collateral attack, of a judgment upon an issue involving the jurisdiction of the court over the person of a defendant, to which issue the present appellant was a party. The court below was therefore right in assuming the validity of the judgment, which was the foundation for the subsequent proceedings which led to the injunction here involved.

2. We are unable to agree with the opinion of the court below that the jurisdiction of the state circuit court was exhausted by the rendition of its judgment. The power to render that judgment included the power to issue all proper process to enforce its payment. The jurisdiction of the court over the controversy and over the parties, acquired in the primary case by service of process, continued until its judgment should be satisfied. This is a well-settled rule in respect to the jurisdiction of courts of record. Wayman v. Southard, 10 Wheat, 1, 22, 6 L. Ed. 253; Riggs v. Johnson Co., 6 Wall. 166, 187, 197, 18 L. Ed. 768; Covell v. Heyman, 111 U. S. 176, 183, 4 Sup. Ct. 355, 28 L. Ed. 390; Railroad Co. v. Gomila, 132 U. S. 478, 483, 10 Sup. Ct. 155, 33 L. Ed. 400. Riggs v. Johnson Co., cited above, ts much in point. In that case a judgment had been rendered against Johnson county upon bonds. An execution was returned unsatisfied. The plaintiff then applied for a writ of mandamus to compel the levy of a tax under a law in force when the bonds were issued. The officials against whom the writ was directed replied that prior to the application for the writ of mandamus they had been enjoined by a state court from making any levy. This raised a question as to which of the two courts sho.uld be obeyed, and the decision was made to turn upon priority of jurisdiction over the controversy. In respect to, the power of the circuit court to issue a writ of mandamus, after judgment, and in aid of its enforcement, the court said:

“Jurisdiction is defined to he the power to hear and determine the subject-matter in controversy in the suit before the court, and the rule is universal that, if the power is conferred to render the judgment or enter the decree, it also includes the power to issue proper process to enforce such judgment or decree. Express determination of this court is that the jurisdiction of a court is not exhausted by the rendition of the judgment, but continues until that judgment shall be satisfied. Consequently a writ of error will lie when a party is aggrieved in the foundation, proceedings, judgment, or execu[459]*459tion of a suit in a court of record. Process subsequent to judgment is as essential to jurisdiction as i)rocess antecedent to judgment, else the judicial power would be incomplete and entirely inadequate to the purposes for which, it was conferred by the constitution.”

In answer to the argument that the state court had first obtained possession of the controversy by issuing its injunction before application made for the writ of mandamus, the court said:

“Unless it he held that the application of" the plaintiff for the writ is a new suit, it is quite clear the proposition is wholly untenable.

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Bluebook (online)
112 F. 453, 61 L.R.A. 717, 1901 U.S. App. LEXIS 4115, Counsel Stack Legal Research, https://law.counselstack.com/opinion/phelps-v-mutual-reserve-fund-life-assn-ca6-1901.