Phelps Dodge Corp. v. Federal Mine Safety & Health Review Commission

681 F.2d 1189, 1982 CCH OSHD 26,170
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 22, 1982
DocketNo. 81-7251
StatusPublished
Cited by1 cases

This text of 681 F.2d 1189 (Phelps Dodge Corp. v. Federal Mine Safety & Health Review Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Phelps Dodge Corp. v. Federal Mine Safety & Health Review Commission, 681 F.2d 1189, 1982 CCH OSHD 26,170 (9th Cir. 1982).

Opinions

SNEED, Circuit Judge:

Phelps Dodge Corporation (petitioner) petitions for review of a final order of the Federal Mine Safety and Health Review Commission (MSHRC). Our jurisdiction is under 30 U.S.C. § 816(a)(1). The sole question for decision is whether a mine safety regulation, 30 C.F.R. § 55.12-16, was properly applied to justify the issuance of a citation and levy of a fine. The regulation, in this particular factual setting, did not give fair warning that it was applicable to petitioner’s conduct. Accordingly, we reverse.

I.

FACTS

Petitioner operates an open-pit copper mine, a mill and a smelter at Morenci, Arizona. The copper production process commences with the loading of stones and rocks, which contain copper ore, into trucks for transportation to the mill. There, the ore is dumped into a chute which carries it downward into the mill. It then falls onto the “panfeeder,” an electrically powered steel conveyor belt which carries the ore forward for smelting. The panfeeder is an electrically powered mechanical device; the chute is not.

[1191]*1191The rocks and stones occasionally clog the drop chute, necessitating the use of manual labor to clear the path to the panfeeder. This might occur as often as twice a week or as infrequently as once a month. Sometimes the workers can clear up a jam with one or two thrusts of a crowbar. However, the panfeeder is sometimes used to assist in this process. The panfeeder is turned on, moved a little way and then turned off, thus moving loose stones out of the way and facilitating access to the rocks remaining lodged in the chute. The panfeeder is operated by a button in a nearby control panel which must be pushed with the finger into a sleeve. When the panfeeder is used to help clear ore jams, it is shut off at this control panel.

Occasionally, the panfeeder is inspected or requires maintenance or repair. In those instances, a special process is used, under which the panfeeder, in addition to being turned off at the control box as when jams are cleared, is locked out. This is done by locking out a switch located in a distant control room. To accomplish this, an electrician goes to the control room and manually locks out the power switch controlling the panfeeder. He also places warning tags on the switch to provide notice to anyone in the area that the equipment is intended to be locked out.

On June 6, 1979, a MSHA inspector walked into the panfeeder area at a time when ore was lodged in the drop chute. The' crusher operator and the foreman were dislodging the ore in the chute and were standing on the panfeeder at the time. The panfeeder was turned off at the control box; however, it was not locked out. The crusher operator and the foreman were the only personnel in the area. The MSHA inspector issued an Order predicated upon the failure to lock-out the panfeeder under 30 C.F.R. § 55.12-16.1

Petitioner contested the penalty assessed by MSHA. Thereafter, the Secretary of Labor (Secretary) filed a proposal for assessment of civil penalty with the Federal Mine Safety and Health Review Commission in accordance with Section 105(d) of the Mine Act, 30 U.S.C. § 815(d). A hearing was held on January 20, 1981, before an Administrative Law Judge (ALJ) who concluded that a violation of 30 C.F.R. 55.12-16 had occurred.

The ALJ found that removal of rocks from the chute was “mechanical work” within the meaning of 30 C.F.R. 55.12-16. He then addressed the issue whether such “mechanical work” was done on “electrically powered equipment.” He concluded that it was. While he recognized that the chute was not electrically powered, the fact that the panfeeder was supplied the “electrically powered equipment” requirement. The ALJ found that the movement of rock down the chute and onto the panfeeder was one integral process involving “electrically powered equipment,” viz., the panfeeder. He concluded that although the work being done pertained to the chute, the operation of the panfeeder and the chute was indivisible. In this way, work on the chute was equivalent to work on the panfeeder which required its locking out under 30 C.F.R. § 55.12-16.

On March 24, 1981, Phelps Dodge’s petition for discretionary review with the Commission pursuant to Section 113(d)(2)(A) of the Mine Act, 30 U.S.C. § 823(d)(2)(A), was denied. Phelps Dodge then filed a petition for review with this court pursuant to Section 106(a)(1) of the Mine Act, 30 U.S.C. § 816(a)(1).

II.

MEANING OF THE REGULATION

Phelps Dodge has not challenged the facial validity of the MSHA regulation, [1192]*119230 C.F.R. § 55.12-16, but, rather, whether MSHA properly applied the regulation in this specific factual setting. The Secretary 2 correctly notes that an agency’s interpretation of its own regulation is entitled to great deference. Udall v. Tallman, 380 U.S. 1, 16, 85 S.Ct. 792, 801, 13 L.Ed.2d 616 (1965); Magma Copper Co. v. Secretary of Labor, 645 F.2d 694, 696 (9th Cir.), cert. denied, 454 U.S. 940, 102 S.Ct. 475, 70 L.Ed.2d 247 (1981). However, the application of a regulation in a particular situation may be challenged on the ground that it does not give fair warning that the allegedly violative conduct was prohibited. See Daily v. Bond, 623 F.2d 624, 626-627 (9th Cir. 1980) (per curiam). In all events, we are required to make a careful inquiry to determine the reasonableness of the administrative interpretation and application of the regulation. Citizens to Preserve Overton Park, Inc. v. Volpe, 401 U.S. 402, 416, 91 S.Ct. 814, 823, 28 L.Ed.2d 136 (1971); Sierra Pacific Power Co. v. U. S. Environmental Protection Agency, 647 F.2d 60, 66 (9th Cir. 1981). Finally, our standard of review is whether the agency’s determination is arbitrary, capricious or an abuse of discretion. 5 U.S.C. § 706(2)(A).

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