Pettit v. Smith

45 F. Supp. 3d 1099, 2014 U.S. Dist. LEXIS 125727, 2014 WL 4425779
CourtDistrict Court, D. Arizona
DecidedSeptember 9, 2014
DocketNo. CV-11-02139-PHX-DGC
StatusPublished
Cited by34 cases

This text of 45 F. Supp. 3d 1099 (Pettit v. Smith) is published on Counsel Stack Legal Research, covering District Court, D. Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pettit v. Smith, 45 F. Supp. 3d 1099, 2014 U.S. Dist. LEXIS 125727, 2014 WL 4425779 (D. Ariz. 2014).

Opinion

ORDER

DAVID G. CAMPBELL, District Judge.

Plaintiff Ron Zachary Pettit filed a motion for spoliation sanctions in January 2014. Doc. 163. The Court held a hearing on March 26, 2014, at which it heard oral argument on Plaintiffs motion. Doc. 195. Based on the argument, the Court allowed Plaintiff to conduct additional discovery and file a renewed motion for sanctions. Id. Plaintiff has now filed the renewed motion against Defendants Torrey Smith, Scott Mueller, Jose Luque, and Amy Morrow. Doc. 219. The motion is fully briefed and the Court heard oral argument on August 13, 2014. For the reasons that follow, the Court will grant the motion in part and deny it in part.

I. Background.

Plaintiff is a prisoner at the Arizona State Prison Complex—Eyman, Special Management Unit I, in Florence, Arizona. The Eyman facility is operated by the Arizona Department of Corrections (“ADC”). Defendants are correctional officers employed by ADC and assigned to Eyman. Plaintiff alleges that on April 16, 2011, Defendant Smith violated Plaintiffs Eighth Amendment rights by using excessive force during an escort of Plaintiff from the shower to his cell. In his renewed motion for sanctions, Plaintiff asserts that several items of evidence relevant to his claim are now missing.

At the time of the alleged unlawful use of force, Plaintiff had been returned by Defendants from the shower and was standing inside his cell “facing away from the closed door.” Doc. 163 at 5. His arms were behind him and extended through the [1103]*1103“food trap” in order to be uncuffed by Defendants. Id. Plaintiff claims that Smith “pulled on the chain hard, snatching [his] wrist through the food trap[.]” Doc. 142-1 at 2. He states that after he pulled back on the chain, his “arm’s (sic) were almost pulled out of socket,” and that he had to turn “toward the door to relieve the amount of pressure on [his] shoulders and wrist.” Id. He claims that Smith pressed down on his wrist and held it against the trap, then hit Plaintiffs arm with his closed hand and “administered strikes.” Doc. 163 at 5. The sergeant in charge of the transfer, Defendant Morrow, allegedly intervened and told Smith to stop. Id.

Defendants allege that Plaintiff is “notorious for assaulting staff, disobeying orders, starting fires, and was designated ‘high risk.’ ” Doc. 167 at 2. They argue that Plaintiff attempted to grab Smith’s “stab vest” and repeatedly yanked his lead chain, and that Smith’s conduct was necessary to “compel [Plaintiff] to be properly uncuffed.” Id. at 5-6. Defendants do not dispute that Smith used “some modicum of force, up to and including pressing down on and/or striking [Plaintiffl’s hand/wrist/ arm[.]” Id. at 6.

Defendants also do not dispute the following facts: (1) Defendant Mueller recorded the incident on a video camera and Sergeant Morrow immediately took the video recording to her supervisor, Lieutenant Littleton; (2) Morrow reported to Lit-tleton that Smith had behaved unprofessionally, which caused Littleton to order her to write a personnel notation (“PACE report”) for Smith; and (3) Plaintiff went to medical on April 20, 2011, where he was interviewed about the incident and his hand was photographed. Doc. 149 at 3-8.

At some point on the day of the alleged assault, Morrow, Mueller, and Sergeant Navarrette (Smith’s supervisor) spoke to Plaintiff about the incident. Doc. 163 at 6. The accounts of this conversation vary, but it apparently caused Navarette to report to Littleton that the issue was resolved. Doc. 219-4 at 17 (“I had been notified by Sergeant Navarrette .... Everything was resolved. No issues.”). Plaintiff was also visited by a nurse on the day of the incident. The nurse noted injuries to his hands and gave him ibuprofen. Doc. 163 at 6.

Later that night, Plaintiff wrote an inmate letter to “CO III McClellan” which stated several times that he had been assaulted by Smith, that he “was repeatedly grilled by Sgt. Navarrette to resolve the issue,” and that he “started to feel threatened by [Navarette’s] words, so [he] just gave in” to make it back to his cell safely. Doc. 142-1 at 2.

Plaintiff was taken to medical on April 20, 2011—four days after the alleged assault—where an investigative report was completed by Sergeant Reyes and a photograph was taken of Plaintiffs hand. Doc. 149 at 8. Reyes’s report notes that on the date of the incident Navarette asked Plaintiff multiple times if he was going to “pursue” the incident and Plaintiff said he would not pursue anything as long as he was taken back to his cell. See Doc. 219-2 at 2.

At issue in this motion are several pieces of evidence that are missing. The first is the escort video. Littleton testified to several facts in his deposition: (1) he reviewed the video, (2) it showed Plaintiff acting belligerently, (3) it did not show Smith doing anything wrong, and (4) the camera’s view at the moment where Smith is accused of using excessive force was obscured by other Defendants who were standing between the camera and Plaintiffs cell door. Doc. 219 at 8. Littleton testified that he ordered the video to be erased three to five days after the incident. Id. at 9; Doc. 219-4 at 21, 26.

[1104]*1104Morrow’s PACE report about Smith’s unprofessional conduct is also missing. Defendants previously asserted that the report was discarded by Littleton, but Lit-tleton testified that he forwarded it to ADC’s central office. Doc. 219 at 10. Na-varrette testified that two copies are usually made. Doc. 219-5 at 19. No explanation has been offered as to what happened to the PACE report or whether a second copy was made.

Plaintiff initially alleged that two investigative reports were missing: a report by the Criminal Investigation Unit (“CIU”), and an internal investigation report based on the April 20, 2011 interview of Plaintiff by Reyes (“SSU report”). Doc. 219 at 5. Following discovery, there is some uncertainty as to whether this incident was ever actually referred to the CIU. Plaintiff alleges that Deputy Warden Curran “asked the [CIU] to investigate the incident, which per ADC policy should have triggered the creation of a CIU report.” Id. at 5. But no CIU report exists, and Curran stated in a declaration that his signature on the CIU referral form was “scribbled out” and he does not know whether it was ever actually submitted to CIU for action. Id. at 11.

As to the SSU report, during discovery Defendants produced a one-page SSU memorandum, written by Reyes, which had not been produced at the time of Plaintiffs initial spoliation motion. Doc. 219-2 at 2. At oral argument, Plaintiffs counsel argued that the final sentence of the memorandum, which states that “[a]U information has been forwarded to administration for review and further action if needed,” indicates that the report was accompanied by supporting documentation which has not been produced. It is unclear whether any such documentation exists, but defense counsel stated that if it does, it may be available for production.

The April 20, 2011 photograph of Plaintiffs hand is also missing. No new information was uncovered in discovery regarding the location of the photo. Defendants cannot explain its disappearance. Plaintiff asserts that Captain Ping took the photo, but she testified that she does not recall taking the photograph and does not know what happened to it. Doc. 219-6 at 10.

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Bluebook (online)
45 F. Supp. 3d 1099, 2014 U.S. Dist. LEXIS 125727, 2014 WL 4425779, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pettit-v-smith-azd-2014.