Peterson v. Kennard

2008 UT 90, 201 P.3d 956, 620 Utah Adv. Rep. 46, 2008 Utah LEXIS 203, 2008 WL 5396713
CourtUtah Supreme Court
DecidedDecember 30, 2008
Docket20070238
StatusPublished
Cited by14 cases

This text of 2008 UT 90 (Peterson v. Kennard) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Peterson v. Kennard, 2008 UT 90, 201 P.3d 956, 620 Utah Adv. Rep. 46, 2008 Utah LEXIS 203, 2008 WL 5396713 (Utah 2008).

Opinion

NEHRING, Justice:

T1 We agreed to answer three questions in our writ of certiorari. First, whether Justin Peterson's asserted lack of representation by counsel during the period he could appeal his conviction constitutes a special cireum-stance permitting him to seek post-conviction relief. We hold that there were no unusual cireumstances or other common law excep *958 tions that would allow Mr. Peterson to petition for post-conviction relief. Next, we consider whether the court of appeals applied the wrong burden of proof in its review of Mr. Peterson's challenge to the district court's denial of his post-conviction petition. We hold that the court of appeals correctly assigned Mr. Peterson the burden of proving that he did not waive his right to counsel, but we clarify the burden-shifting framework and the level of proof required when a defendant claims a deprivation of the right to counsel. Finally, we agreed to consider whether Mr. Peterson's signed plea affidavit was sufficient, standing alone, to establish that he had waived his right to counsel. We hold that the signed plea affidavit, by itself, was sufficient to allow a presumption of regularity to attach to the proceedings in the justice court. The burden was then on Mr. Peterson to overcome that presumption by presenting some evidence that his plea was not knowing and voluntary.

BACKGROUND

[ 2 Petitioner Justin Peterson was charged by Taylorsville City with one count each of possession of a controlled substance and possession of drug paraphernalia. Mr. Peterson agreed to be admitted to the Taylorsville Substance Abuse Court Program. A plea of guilty is a condition to acceptance into the program. The plea is then held in abeyance until the applicant successfully completes the program. At such time, the plea is withdrawn and the charges dismissed. To be eligible for the program, a defendant must consent to waive particular rights, including the right to counsel. Regarding the right to counsel, the program's application states,

Counsel. I have the right to consult with and be represented by an attorney. If the judge were to determine that I am too poor to be able to hire a lawyer, then the judge could appoint one to represent me. I might later, if the judge determined I was able, be required to pay for the appointed lawyer's service to me.

Other waived rights include the right to a jury trial, the presumption of innocence, and the right to have the elements of the charged crime proven beyond a reasonable doubt. The waiver also pointed out that the conviction could be used to enhance penalties for any future convictions. Mr. Peterson initialed each of the application forms in a manner that indicated his desire to waive these rights.

I 3 Despite completing the application, Mr. Peterson was not accepted into the program and his case was set for trial Two days before the trial date, Mr. Peterson appeared in Judge Michael Kwan's courtroom at the Taylorsville Justice Court and stated that he wanted to resolve his case then and there. Judge Kwan asked him if he wanted to plead guilty, and Mr. Peterson responded that he did. The judge then told Mr. Peterson to take a waiver form and sit down and read it. Mr. Peterson did so.

1 4 The waiver form is similar to the waiver form used in the substance abuse program and requires a defendant to initial each right to be waived and then sign the form. Mr. Peterson initialed each of the listed rights and then signed the form. The waived rights included the right to counsel, to a jury trial, and to the presumption of innocence. Judge Kwan then conducted the obligatory rule 11 colloquy 1 with Mr. Peterson regarding the waiver of rights.

1 5 Judge Kwan testified in a later hearing that his standard colloquy includes the following: (1) asking if the defendant has read the waiver; (2) asking if the defendant reads and understands the English language; (8) asking if the defendant understands that by pleading guilty he or she is waiving all the rights listed on the waiver; (4) informing the defendant that he or she could go to jail; (5) informing the defendant that if he or she wanted an attorney and could not afford one, one could be appointed; and (6) asking the defendant if anyone had promised him or her something for entering a guilty plea or if anyone had threatened him or her into enter *959 ing a guilty plea. Because Mr. Peterson was facing two separate charges that day, Judge Kwan went through the colloquy twice, onee for each charge. Mr. Peterson had appeared before Judge Kwan several times in the past on other charges, and based on his experience with Mr. Peterson, Judge Kwan felt comfortable that Mr. Peterson knew and understood what he was doing. 2

16 Judge Kwan noted the following in the court docket, "[Defendant] entered guilty plea to all charges. [Defendant] advised of Rule 11 and signed waiver[.]" The judge then sentenced Mr. Peterson to jail for 860 days but then suspended the jail term, placed him on probation, and imposed a number of penalties and conditions. A week later, Judge Kwan revoked Mr. Peterson's probation, and Mr. Peterson served thirty-six days of his sentence before having it suspended once more. Nineteen months later, Mr. Peterson's probation was again revoked, and he was ordered to jail for the remaining 324 days. Mr. Peterson, however, was already serving time in jail for other crimes. Six months later, Mr. Peterson filed a petition for post-conviction relief, claiming that he did not waive his right to counsel and that his sentence was a violation of his Sixth Amendment right to counsel.

17 Taylorsville Justice Court responded by moving to dismiss the petition. The district court held a hearing on the motion that included testimony from both Mr. Peterson and Judge Kwan. Mr. Peterson claimed that his waiver of counsel was not knowing and voluntary because he did not read the waiver form but merely "grabbed it and signatured and then signed it." Mr. Peterson further claimed that the judge's colloquy was not extensive enough to inform him about the rules of procedure and evidence or the disadvantages of proceeding without counsel or of his right to a trial de novo. Cross-examination of Mr. Peterson by Taylorsville's counsel included the following testimony:

Q Now, at the time you signed Defendant's Exhibit 7, the waiver in this case-let me make sure I understand your testimony, you've testified that Judge Kwan asked you if you wanted a lawyer, correct?
A Yes.
Q And he asked you if you understood that you had a right to a lawyer, correct?
A Yes.
Q And you indicated that you didn't want a lawyer, correct?
A Yeah. I signed the waiver.
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Q And Judge Kwan asked you if you understood each of the rights that were listed on the form that you signed, ... didn't he?
A Probably, yes.
Q And he asked you if you understood that by entering a guilty plea, you were giving up those rights, didn't he?
A Yes.

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Cite This Page — Counsel Stack

Bluebook (online)
2008 UT 90, 201 P.3d 956, 620 Utah Adv. Rep. 46, 2008 Utah LEXIS 203, 2008 WL 5396713, Counsel Stack Legal Research, https://law.counselstack.com/opinion/peterson-v-kennard-utah-2008.