Lucero v. Kennard

2005 UT 79, 125 P.3d 917, 539 Utah Adv. Rep. 21, 2005 Utah LEXIS 125, 2005 WL 3044690
CourtUtah Supreme Court
DecidedNovember 15, 2005
Docket20040339
StatusPublished
Cited by11 cases

This text of 2005 UT 79 (Lucero v. Kennard) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lucero v. Kennard, 2005 UT 79, 125 P.3d 917, 539 Utah Adv. Rep. 21, 2005 Utah LEXIS 125, 2005 WL 3044690 (Utah 2005).

Opinion

DURRANT, Justice:

INTRODUCTION

¶ 1 In this case, we are asked to consider whether the PosMUonviction Remedies Act (“PCRA”) allows collateral attacks on a justice court conviction when the defendant has failed to seek a trial de novo. The court of appeals concluded that the failure to seek a trial de novo bars a justice court defendant from obtaining post-conviction relief. We granted certiorari to review the court of appeals’ opinion. We now affirm.

BACKGROUND

¶ 2 Petitioner Benjamin Frank Lucero was charged in the Murray City Municipal Justice Court with driving under the influence of alcohol, Utah Code Ann. § 41-6-44 (Supp. 2004), and improper usage of lanes, id. § 41-6-61 (1998). Although the pre-trial conference was continued twice so that Lucero could retain private counsel, Lucero ultimately represented himself throughout the proceedings at the justice court. At the justice court hearing, Lucero pleaded guilty to driving under the influence, and the court dismissed the charge of improper lane usage. The justice court subsequently fined Lucero $1,850 and sentenced him to 180 days in jail and eighteen months’ probation. After sentencing, the court found Lucero to be impecunious. 1

¶3 Lucero subsequently filed a “Petition for Post^Conviction Relief or, in the alternative, a Motion to Correct Illegally Imposed Sentence” in both the Murray Justice Court *921 and the Third District Court. 2 In his petition, Lucero argued that his sentence was imposed in violation of his Sixth Amendment right to counsel. The district court, acting in an appellate capacity, held a hearing to address Lucero’s claims and, after considering proffered testimony from the justice court judge, affidavits from the justice court clerks, and testimony from Lucero, concluded that no Sixth Amendment violation had occurred. Accordingly, the district court dismissed Lucero’s petition. Lucero filed a timely appeal with the court of appeals to review the district court’s order.

¶ 4 In reviewing the district court’s decision, the court of appeals did not examine whether Lucero had effectively waived his right to counsel at the justice court proceeding, but instead affirmed the district court on the ground that Lucero was ineligible for post-conviction relief because he failed to seek a trial de novo in the district court before seeking post-conviction relief. Lucero v. Kennard, 2004 UT App 94, ¶ 13, 89 P.3d 175. The court of appeals reasoned that any violation of Lucero’s constitutional right to counsel could have been remedied by a trial de novo and, by failing to pursue that remedy, Lucero was both proeedurally barred from receiving post-conviction relief and ineligible for the “unusual circumstances” exception to the procedural bar rules. Id. ¶ 12. We have jurisdiction pursuant to Utah Code section 78-2-2(3)(a) (2002).

STANDARD OF REVIEW

¶ 5 On certiorari, we review the court of appeals’ decision for correctness, giving its conclusions of law no deference. State v. Geukgeuzian, 2004 UT 16, ¶ 7, 86 P.3d 742.

ANALYSIS

¶ 6 The issue in this case is whether Luce-ro is eligible for post-conviction relief. To address this issue we must determine (1) whether the PCRA applies to justice court defendants and, if so, (2) whether Lucero is entitled to post-conviction relief despite his failure to seek a trial de novo to appeal his justice court sentence. We conclude that the PCRA applies to justice court defendants, but that Lucero is not entitled to post-conviction relief because he failed to seek a trial de novo.

¶ 7 By filing a post-conviction petition, a defendant seeks to collaterally attack a conviction or sentence. Rudolph v. Galetka, 2002 UT 7, ¶ 5, 43 P.3d 467. In 1996, the legislature enacted the PCRA to “establish[ ] a substantive legal remedy for any person who challenges a conviction or sentence for a criminal offense,” 3 Utah Code Ann. § 78-35a-102 (1) (2002), has a valid ground for relief, 4 id. § 78-35a-104, and is not procedur *922 ally barred from bringing a claim for relief, id. § 78-35a-106.

¶ 8 The State argues that Lucero is precluded from receiving post-conviction relief for two reasons: (1) the PCRA does not apply to justice court defendants and, even if it does, (2) Lucero is procedurally barred from receiving post-conviction relief due to his failure to seek de novo review in the district court. Lucero responds that the PCRA does not limit post-conviction relief to district court defendants and, because he could not argue at a trial de novo that the justice court had violated his right to counsel, his failure to pursue a trial de novo does not procedurally bar him from seeking post-conviction relief. We will address each of the arguments in the order presented.

I. THE PCRA APPLIES TO JUSTICE COURT DECISIONS

¶ 9 We first address the State’s contention that justice court defendants are not eligible to receive post-conviction relief under the PCRA. We conclude that the PCRA does not preclude justice court defendants from receiving post-conviction relief.

¶ 10 Justice courts are distinct from traditional district courts in a number of respects. For example, justice courts are created by municipalities or counties, Utah Code Ann. § 78-5-101.5 (2002); have jurisdiction over only certain small claims cases, class B and C misdemeanors, and other minor offenses, id. § 78-5-104; and do not maintain a record of the proceedings before them, id. § 78-5-101.

¶ 11 Because justice courts do not maintain a record of their proceedings, “the appeals process from a justice court decision is unique.” Bernat v. Allphin, 2005 UT 1, ¶ 8, 106 P.3d 707. To appeal a sentence or conviction, a justice court defendant must undergo a trial de novo in the district court, instead of having an appellate court examine the record of the proceedings below to review the lower courts’ decision. See id.; Utah Code Ann. § 78-5-120(1); cf. Dean v. Henriod, 1999 UT App 50, ¶ 9 n. 1, 975 P.2d 946 (“In the traditional appeal, a court ... reviews the trial court’s record and either affirms or reverses the judgment entered therein.”). This trial de novo to appeal from a justice court decision is similar to other trials de novo in the sense that the defendant has the opportunity to “relitigate the facts as to his guilt or innocence” as if the case had originated there. Bernt, 2005 UT 1, ¶31, 106 P.3d 707.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Modes v. State
2023 UT App 104 (Court of Appeals of Utah, 2023)
Socolov v. State
2022 UT App 40 (Court of Appeals of Utah, 2022)
Truman v. Orem City
D. Utah, 2022
Valenzuela-Lozoya v. West Valley City
2015 UT App 122 (Court of Appeals of Utah, 2015)
State v. Taufui
2015 UT App 118 (Court of Appeals of Utah, 2015)
State v. Jimenez-Wiss
2015 UT App 36 (Court of Appeals of Utah, 2015)
State v. Mardoniz-Rosado
2014 UT App 128 (Court of Appeals of Utah, 2014)
State v. Collins
2013 UT App 41 (Court of Appeals of Utah, 2013)
Peterson v. Kennard
2008 UT 90 (Utah Supreme Court, 2008)
Peterson v. Kennard
2007 UT App 26 (Court of Appeals of Utah, 2007)
State v. Von Ferguson
2007 UT 1 (Utah Supreme Court, 2007)

Cite This Page — Counsel Stack

Bluebook (online)
2005 UT 79, 125 P.3d 917, 539 Utah Adv. Rep. 21, 2005 Utah LEXIS 125, 2005 WL 3044690, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lucero-v-kennard-utah-2005.