Petition for review granted; order vacated and remanded with instructions by published opinion. Judge WIDENER wrote the majority opinion, in which Judge MOTZ concurred. Judge WILLIAMS wrote a dissenting opinion.
OPINION
WIDENER, Circuit Judge.
The issue in this case is whether George Perry, petitioner Martha Jane Perry’s hus[361]*361band, died due to pneumoconiosis (Black Lung disease). The Administrative Law Judge, rejecting Mrs. Perry’s evidence, held that Mr. Perry’s pneumoconiosis was not proven complicated and, therefore, a statute and regulation creating an irre-buttable presumption of causation did not apply. The Benefits Review Board affirmed. Mrs. Perry questions the ALJ’s reasons for rejecting the opinions of the doctors who testified that Mr. Perry had complicated pneumoconiosis that caused his death. The federal respondent, the Director of the Office of Workers’ Compensation Programs, joins Mrs. Perry, at least so far as vacation and remand go, arguing specifically that the doctors’ testimony was sufficient to trigger the irrebuttable presumption of causation codified in 20 C.F.R. § 718.304 and 30 U.S.C. § 921(c)(3). We grant the petition and remand for an award of benefits.
I.
A.
Our summary of the medical evidence and the ALJ’s holding will benefit from a general understanding of the difference between simple and complicated pneumo-coniosis.
In the explanation adopted by the ALJ, Dr. David Rosenberg, one of Mynu Coals’ witnesses, summarized the difference as follows:
[Sjimple coal workers’ pneumoconiosis ... is where you have micronodules that are discrete and that have not come together into a conglomerate mass. The micronodules, as a B reader, you categorize the various micronodules into different categories of “p,” “q” and “r,” and “r” would be up to 10 millimeters in diameter. In simple CWP ... one can see that these micronodules are discrete and have not come together in a conglomerate mass.
With complicated CWP, what happens is that these individual micronodules fuse together and the body forms an immunologic reaction where tissue is destroyed within these conglomerate masses. One gets necrosis or destruction, liquefaction of tissue. One loses all structure, and it becomes a completely destroyed homogeneous mass of tissue within. And this is quite common in complicated CWP. And one sees anthra-cotic pigment that’s dispersed throughout this necrotic mass of tissue. [Bjasically the difference between simple and complicated disease is the absence of discrete micronodules in the complicated disease as the micronodules come together.
Another of Mynu Coals’ experts, Dr. Richard Naeye, was of a slightly different view. He testified that complicated pneu-moconiosis is not a fusion of simple nodules, but a different etiology.
In either case, it is agreed that the size of the mass and the extent of tissue destruction are considerations. This leads us to the Supreme Court’s description of the two types of pneumoconiosis, which, of course, we follow: “[s]l pneumoconiosis ... is generally regarded by physicians as seldom productive of significant respiratory impairment” whereas “[cjomplicated pneumoconiosis, generally far more serious, involves progressive massive fibrosis [and] usually produces significant pulmonary impairment and marked respiratory disability, [which] may induce death by cardiac failure, and may contribute to other causes of death.” Usery v. Turner Elkhorn Mining Co., 428 U.S. 1, 7, 96 S.Ct. 2882, 49 L.Ed.2d 752 (1976) (citing Surgeon General’s report). Some doctors in this case — Drs. Naeye and Rosenberg — contradicted slightly this general[362]*362ization, for example by testifying that simple pneumoconiosis can impair lung function, but they concurred that complicated pneumoconiosis has “increased morbidity.”
With this background, we turn to the facts.
B.
George Perry worked primarily as a bulldozer operator at a strip mine, and in a few other mining positions, for 42 years. He was forced to retire in 1975 due to having failed a physical, which Mr. Perry attributed to his pneumoconiosis. In addition to his mining work, Mr. Perry smoked 1.5 to 2 packs of cigarettes per day for 35 or 40 years, though he stopped smoking at about the time he retired 30-some years ago. In 1992, Mr. Perry had a successful heart-bypass operation. At least one physician seeing Mr. Perry for a surgical follow-up in August 1992 noted a “history of coal workers pneumoconiosis,” though the basis for this notation is unstated.
In late 2000, in the months before he died, Mr. Perry was taken to the hospital several times after experiencing trouble breathing. Mrs. Perry testified before the ALJ that her husband was constantly on oxygen. On January 10, 2001, Mr. Perry was again taken by ambulance to the hospital for such breathing problems. There he received oxygen for his breathing problems, but he died a few days later, on January 13. The death certificate identifies acute cardiopulmonary renal failure as the immediate cause of his death; and it lists coronary artery disease, chronic obstructive pulmonary disease (COPD), and chronic renal failure as contributing causes.
C.
Mrs. Perry filed a timely claim for survivor’s benefits under the Black Lung Benefits Act, 30 U.S.C. § 901 et seq., and its implementing regulations, 20 C.F.R. Parts 410, 718, and 727. Following a proposed decision and award of benefits by the Director, Mynu Coals objected and requested a hearing, which was granted. The record principally consists of the reports and deposition testimony of various doctors, described below.
After Mr. Perry’s death, an autopsy was performed by Dr. Paul F. Mellen. Dr. Mellen is board certified in the anatomic, clinical, and forensic branches of pathology; he was at the time employed by the Charleston Area Medical Center and also served as a clinical professor of pathology at the University of West Virginia. Dr. Mellen testified that he had performed “a hundred or so” autopsies to evaluate for pneumoconiosis. Dr. Mellen’s description of how he diagnosed complicated pneumo-coniosis was consistent with its defining characteristics: he looked for “aggressive massive fibrosis or coal nodules,” relying on whether a gross exam revealed anthra-cosis (blackening), scarring, and “on dissection, black nodules measuring at least ... two centimeter[s]” in diameter. Dr. Mellen acknowledged that anthraeosis does not necessarily mean fibrosis, nor are pigmentation and size sufficient; rather, “the usual gross appearance” and “significant lung fibrosis” are necessary.
Dr. Mellen’s autopsy report concluded that Mr. Perry suffered from complicated pneumoconiosis in both lungs, mild COPD, and cancer in the right lung. The diagnosis of complicated pneumoconiosis rested on “marked anthraeosis with advanced associated scarring of both upper lobes.” This was confirmed by a gross viewing as well as microscopic. The nodules were not X-rayed. Consistent with his report, Dr. Mellen’s testimony suggested, though not in so many words, that Mr. Perry’s death
Free access — add to your briefcase to read the full text and ask questions with AI
Petition for review granted; order vacated and remanded with instructions by published opinion. Judge WIDENER wrote the majority opinion, in which Judge MOTZ concurred. Judge WILLIAMS wrote a dissenting opinion.
OPINION
WIDENER, Circuit Judge.
The issue in this case is whether George Perry, petitioner Martha Jane Perry’s hus[361]*361band, died due to pneumoconiosis (Black Lung disease). The Administrative Law Judge, rejecting Mrs. Perry’s evidence, held that Mr. Perry’s pneumoconiosis was not proven complicated and, therefore, a statute and regulation creating an irre-buttable presumption of causation did not apply. The Benefits Review Board affirmed. Mrs. Perry questions the ALJ’s reasons for rejecting the opinions of the doctors who testified that Mr. Perry had complicated pneumoconiosis that caused his death. The federal respondent, the Director of the Office of Workers’ Compensation Programs, joins Mrs. Perry, at least so far as vacation and remand go, arguing specifically that the doctors’ testimony was sufficient to trigger the irrebuttable presumption of causation codified in 20 C.F.R. § 718.304 and 30 U.S.C. § 921(c)(3). We grant the petition and remand for an award of benefits.
I.
A.
Our summary of the medical evidence and the ALJ’s holding will benefit from a general understanding of the difference between simple and complicated pneumo-coniosis.
In the explanation adopted by the ALJ, Dr. David Rosenberg, one of Mynu Coals’ witnesses, summarized the difference as follows:
[Sjimple coal workers’ pneumoconiosis ... is where you have micronodules that are discrete and that have not come together into a conglomerate mass. The micronodules, as a B reader, you categorize the various micronodules into different categories of “p,” “q” and “r,” and “r” would be up to 10 millimeters in diameter. In simple CWP ... one can see that these micronodules are discrete and have not come together in a conglomerate mass.
With complicated CWP, what happens is that these individual micronodules fuse together and the body forms an immunologic reaction where tissue is destroyed within these conglomerate masses. One gets necrosis or destruction, liquefaction of tissue. One loses all structure, and it becomes a completely destroyed homogeneous mass of tissue within. And this is quite common in complicated CWP. And one sees anthra-cotic pigment that’s dispersed throughout this necrotic mass of tissue. [Bjasically the difference between simple and complicated disease is the absence of discrete micronodules in the complicated disease as the micronodules come together.
Another of Mynu Coals’ experts, Dr. Richard Naeye, was of a slightly different view. He testified that complicated pneu-moconiosis is not a fusion of simple nodules, but a different etiology.
In either case, it is agreed that the size of the mass and the extent of tissue destruction are considerations. This leads us to the Supreme Court’s description of the two types of pneumoconiosis, which, of course, we follow: “[s]l pneumoconiosis ... is generally regarded by physicians as seldom productive of significant respiratory impairment” whereas “[cjomplicated pneumoconiosis, generally far more serious, involves progressive massive fibrosis [and] usually produces significant pulmonary impairment and marked respiratory disability, [which] may induce death by cardiac failure, and may contribute to other causes of death.” Usery v. Turner Elkhorn Mining Co., 428 U.S. 1, 7, 96 S.Ct. 2882, 49 L.Ed.2d 752 (1976) (citing Surgeon General’s report). Some doctors in this case — Drs. Naeye and Rosenberg — contradicted slightly this general[362]*362ization, for example by testifying that simple pneumoconiosis can impair lung function, but they concurred that complicated pneumoconiosis has “increased morbidity.”
With this background, we turn to the facts.
B.
George Perry worked primarily as a bulldozer operator at a strip mine, and in a few other mining positions, for 42 years. He was forced to retire in 1975 due to having failed a physical, which Mr. Perry attributed to his pneumoconiosis. In addition to his mining work, Mr. Perry smoked 1.5 to 2 packs of cigarettes per day for 35 or 40 years, though he stopped smoking at about the time he retired 30-some years ago. In 1992, Mr. Perry had a successful heart-bypass operation. At least one physician seeing Mr. Perry for a surgical follow-up in August 1992 noted a “history of coal workers pneumoconiosis,” though the basis for this notation is unstated.
In late 2000, in the months before he died, Mr. Perry was taken to the hospital several times after experiencing trouble breathing. Mrs. Perry testified before the ALJ that her husband was constantly on oxygen. On January 10, 2001, Mr. Perry was again taken by ambulance to the hospital for such breathing problems. There he received oxygen for his breathing problems, but he died a few days later, on January 13. The death certificate identifies acute cardiopulmonary renal failure as the immediate cause of his death; and it lists coronary artery disease, chronic obstructive pulmonary disease (COPD), and chronic renal failure as contributing causes.
C.
Mrs. Perry filed a timely claim for survivor’s benefits under the Black Lung Benefits Act, 30 U.S.C. § 901 et seq., and its implementing regulations, 20 C.F.R. Parts 410, 718, and 727. Following a proposed decision and award of benefits by the Director, Mynu Coals objected and requested a hearing, which was granted. The record principally consists of the reports and deposition testimony of various doctors, described below.
After Mr. Perry’s death, an autopsy was performed by Dr. Paul F. Mellen. Dr. Mellen is board certified in the anatomic, clinical, and forensic branches of pathology; he was at the time employed by the Charleston Area Medical Center and also served as a clinical professor of pathology at the University of West Virginia. Dr. Mellen testified that he had performed “a hundred or so” autopsies to evaluate for pneumoconiosis. Dr. Mellen’s description of how he diagnosed complicated pneumo-coniosis was consistent with its defining characteristics: he looked for “aggressive massive fibrosis or coal nodules,” relying on whether a gross exam revealed anthra-cosis (blackening), scarring, and “on dissection, black nodules measuring at least ... two centimeter[s]” in diameter. Dr. Mellen acknowledged that anthraeosis does not necessarily mean fibrosis, nor are pigmentation and size sufficient; rather, “the usual gross appearance” and “significant lung fibrosis” are necessary.
Dr. Mellen’s autopsy report concluded that Mr. Perry suffered from complicated pneumoconiosis in both lungs, mild COPD, and cancer in the right lung. The diagnosis of complicated pneumoconiosis rested on “marked anthraeosis with advanced associated scarring of both upper lobes.” This was confirmed by a gross viewing as well as microscopic. The nodules were not X-rayed. Consistent with his report, Dr. Mellen’s testimony suggested, though not in so many words, that Mr. Perry’s death [363]*363was caused by complicated pneumoconio-sis. More specifically as to the diagnosis, Dr. Mellen determined that a 4-centimeter nodule in the right lung was a mixture of pneumoconiosis and cancer, and a 6-cen-timeter nodule in the left lung was complicated pneumoconiosis, or as he otherwise characterized it, “coal dust with fibrosis.” Dr. Mellen’s conclusions were based on his gross viewing of the lungs and confirmed by microscopic slides. This was the testimony in support of Mrs. Perry.1
Several doctors testified or issued reports contrary to Dr. Mellen’s to the effect that pneumoconiosis did not cause Mr. Perry’s death. Since the claim of error in this case concerns the ALJ’s reasons for rejecting Dr. Mellen’s conclusions, which did not rest on these doctors’ views, we briefly summarize this evidence. Dr. Everett Oesterling, Jr., and Dr. Richard Naeye opined that pneumoconiosis did not contribute to the decedent’s death, but that death was attributable respectively to arteriosclerosis and cancer. Dr. Oester-ling found moderately severe pneumoconi-osis but determined that it did not impair Mr. Perry’s pulmonary function. Dr. Naeye opined that the silica crystals in Mr. Perry’s lungs — at least as reflected on the slides he reviewed — were not toxic and that there was insufficient black pigmentation and necrosis for a diagnosis of complicated pneumoconiosis. Dr. David Rosenberg and Dr. W.K.C. Morgan, both board-certified specialists and B-readers, also attributed death to a cause other than pneu-moconiosis, variously pulmonary edema with coronary artery disease, renal failure, and cancer. Dr. Morgan thought it significant that Mr. Perry had worked most of his career above-ground, meaning that the dust he was exposed to would not have been coal dust.2
The ALJ summarized this evidence and found Mynu Coals’ experts to be more credible than Dr. Perper, though he “ranked equally” the various physicians. But, apparently owing to Dr. Mellen’s status as the autopsy prosector, he treated and rejected Dr. Mellen’s views on three grounds unrelated to Mynu Coals’ doctors: (1) that Dr. Mellen’s statements with respect to the composition of the 4-and 6-centimeter nodules and with respect to what size they would have been on an X-ray were “equivocal”; (2) Dr. Mellen’s unfamiliarity with Mr. Perry’s smoking history; and (3) Dr. Mellen’s failure to identify pneumoconiosis as a cause of death.
Mrs. Perry appealed to the Benefits Review Board, which affirmed the denial of benefits on the same grounds as did the ALJ.
II.
We review the findings of fact to determine whether they are supported by substantial evidence, and the legal conclusions de novo. See Island Creek Coal Co. v. Compton, 211 F.3d 203, 207-08 (4th Cir.2000). As fact-finder, the ALJ must consider and weigh all the evidence presented. See 211 F.3d at 208-09. And the ALJ must explain which evidence is relevant and why he credited the evidence he did. See Sterling Smokeless Coal Co. v. Akers, 131 F.3d 438, 439 (4th Cir.1997).
[364]*364In addition to these familiar standards, our decision is framed by the Black Lung Benefits Act’s implementing regulations. A pneumoconiosis death benefits claimant must prove that a decedent died as a result of the disease. See 20 C.F.R. §§ 718.1 & 718.205(a).3 This means that the claimant must establish that the decedent had coal workers’ pneumoconiosis as defined by the Act, 20 C.F.R. § 718.202, that the disease arose from coal mine employment, 20 C.F.R. § 718.203, and that death was due to pneumoconiosis, 20 C.F.R. § 718.205. See Shuff v. Cedar Coal Co., 967 F.2d 977, 980 (4th Cir.1992).
As the ALJ observed, all the physicians in this case agreed that Mr. Perry had some form of pneumoconiosis, so Mrs. Perry satisfied her burden of proof on the existence of the disease. The ALJ also held that Mr. Perry’s pneumoconiosis was presumptively caused by his mine employment, a finding not challenged by Mynu Coals. Accordingly, the first two elements of recovery are not at issue.
What is contested is the element of causation. By regulation, there are three ways to prove it. See 20 C.F.R. § 718.205(c). The first two are if (1) “competent medical evidence establishes that pneumoconiosis was the cause of the miner’s death,” or (2) “pneumoconiosis was a substantially contributing cause or factor leading to the miner’s death or where the death was caused by complications of pneumoconiosis.” 20 C.F.R. § 718.205(c)(l & 2) (emphasis added). These are essentially codifications of ordinary standards of proof, though the latter shifts the burden somewhat in that pneumoconiosis qualifies if “it hastens the miner’s death.” Id. § 718.205(c)(5). In light of the medical differences between the two forms of pneumoconiosis, which form afflicted Mr. Perry is relevant to whether the disease was capable of causing, and whether it actually caused, his death under either method.
The third method, our main concern here, is the irrebuttable presumption of causation created by statute and regulation. See 30 U.S.C. § 921(c)(3) and 20 C.F.R. § 718.205(c)(3); see also E. Assoc. Coal Co. v. Dir., OWCP, 220 F.3d 250, 255 n. 1 (4th Cir.2000) (noting virtual identity between the statute and regulation). Specifically, the presumption attaches if pneu-moconiosis,
(a) When diagnosed by chest X-ray ... yields one or more large opacities (greater than 1 centimeter in diameter) and would be classified in Category A, B, or C in [one of 3 classification systems] ... [or]
(b) When diagnosed by biopsy or autopsy, yields massive lesions in the lung; or
(c) When diagnosed by [other] means ... would be a condition which could reasonably be expected to yield the results described in paragraph (a) or (b) of this section had diagnosis been made as therein described....
20 C.F.R. § 718.304. Thus, by statute or regulation, an opacity of sufficient size — if X-rayed, one centimeter; if not, one that is “massive” — becomes a proxy for the tissue mass characteristic of complicated pneu-moconiosis. See E. Assoc. Coal Corp., 220 F.3d at 255 (referring to this as “statutory complicated pneumoconiosis”).
III.
The ALJ’s failure to apply the presumption of causation on the basis of Dr. Mellen’s testimony wrongly confused the [365]*365presumption with the other methods of proving death due to complicated pneumo-coniosis. The ALJ’s single-sentence rejection of the presumption illustrates this conceptual error: “Because I find that complicated pneumoconiosis was not established, criterion (3) is not met.” (JA 439) Criterion (3) refers to the presumption of complicated pneumoconiosis. This same mistake is repeated in the opinion of the Board, as it affirms the ALJ’s finding that Mrs. Perry has not established the evidence of complicated pneumoconiosis. Of course, the decision of the ALJ, as repeated by the Board, is simply wrong. It does not address the necessary premises of the statutory presumption but only finds that since the conclusion was not otherwise proven, the presumption is not effective. The Director of Workers’ Compensation has caught this error. He takes the position that the evidence in this case is sufficient to prove that opacities greater than 1 cm in diameter would have been shown by X-ray had X-rays been made so that the presumption in 30 U.S.C. § 921(c)(3) would apply. Also, we note, without contradiction, that the pro-sector of the autopsy, Dr. Mellen, described massive lesions in both lungs, another statutory ground for application of the presumption. Specifically, Dr. Mel-len’s autopsy report contains a notation of “multiple jet black nodules measuring up to 4 cm” in the upper part of the miner’s right lung. Dr. Mellen further describes a similar nodule measuring 6 cm in the upper left lung. Dr. Mellen contrasts these findings with the follow-up observation that the lower portions of the miner’s lungs are “densely anthracotic without mass lesions.” (Emphasis added.) These determinations by the prosector are relevant evidence which may only lead one to conclude that massive lesions were present in the upper part of the lungs sufficient to trigger the presumption under (b) of 20 C.F.R. § 718.304.4
Put simply, both the ALJ and the Board have required the plaintiff to otherwise prove that the miner suffered from complicated pneumoconiosis. And for that reason, they find that the statutory presumption would not apply. Correctly what the plaintiff needed to prove were the premises of the presumption and, if proven, the statute provides the irrebuttable presumption of complicated pneumoconiosis.
Furthermore, Dr. Mellen’s testimony supports the irrebuttable presumption under (a) of 20 C.F.R. § 718.304 on the basis of the size of the nodules found in the miner’s lungs. Dr. Mellen testified that the fibrous masses were four and six centimeters wide, in the right and left lobe, respectively, and that they therefore would have been greater than one centimeter had they been X-rayed. The ALJ’s basis for rejecting Dr. Mellen’s testimony as equivocal was Dr. Mellen’s statement that he was not “one-hundred percent sure” of his con-[366]*366elusion. We disagree. Read in context, Dr. Mellen’s qualification was at most an acknowledgment that uncertainty is part of medicine. A refusal to express a diagnosis in categorical terms is candor, not equivocation, and we are of opinion that it enhances rather than undermines Dr. Mel-len’s credibility. In contrast, the other doctors’ adamancy that their opponents were incorrect in all or nearly all respects detracts from credibility.
More importantly, Dr. Mellen was the only doctor to assess the size of the nodules in gross and under a microscope. Even Mynu Coals’ doctors agreed that this gave him additional perspective they lacked. For instance, Dr. Rosenberg acknowledged that conducting the autopsy is the “gold standard” for diagnosing disease. Dr. Mellen also testified that the microscopic slides, which he created, on which the other doctors relied exclusively, and which were said to be of excellent technical quality, were too small to encompass a cross-section of the tissue and therefore were of limited utility. So, while Dr. Naeye claimed that the slides did not support the gross diagnosis, which testimony the ALJ did not cite to reject Dr. Mellen’s view, Dr. Naeye had a partial picture, literally and figuratively. And while Dr. Naeye “wonder[ed] how accurately” Dr. Mellen measured the lesions, he did not opine about their measurement. For these reasons, Dr. Mellen’s testimony about the size of the lesions (had they been X-rayed) was uncontradicted.5
Mynu Coals’ doctors maintained, however, that Dr. Mellen’s not having Mr. Perry’s entire medical history was an offsetting disadvantage. This testimony seems to be reflected in the ALJ’s statement that Dr. Mellen’s opinion might not have been the same had he known about Mr. Perry’s smoking history. This is surmise unsupported by the record. Dr. Mellen stated that he had enough medical history to diagnose, and he confirmed Dr. Rosenberg’s gold standard testimony by explaining that, between medical history or a gross viewing, the latter is better. Moreover, Dr. Mellen testified that he had identified the cancer, which was common in smokers, and that he did not attribute the cancer to coal-dust exposure.
We also note that the ALJ’s justifications applied largely to the 4-centimeter mass in the right lobe. Indeed, the ALJ’s discussion of the 6-centimeter mass in the left lobe consists of a one-sentence description of Dr. Mellen’s testimony as being that both masses “could be comprised of eoalescent smaller masses.” This mischar-acterizes the import of what Dr. Mellen said, which was that “I thought that one of them was a progressive massive fibrosis [PMF] and the other one was a mixture of PMF, as well as lung cancer,” and that “the left lung had no cancer.” At best, even if the ALJ were correct about the relevance of composition to the presumption, Dr. Mellen’s testimony as to the 6-centimeter mass was rejected too summarily. For all these reasons, Dr. Mel-len’s testimony was sufficient to trigger [367]*367the presumption. The refusal to so consider the same was an abuse of discretion, which is a principal cause of our finding that the decision of the Board is not supported by substantial evidence.
IV.
For the foregoing reasons, the petition for review is granted, the Benefits Review Board’s order denying benefits is vacated, and the case is remanded to the Board which will see to the entry of an appropriate order awarding benefits.
VACATED AND REMANDED WITH INSTRUCTIONS