Perri Frame v. Millinocket Regional Hospital

2013 ME 104, 82 A.3d 137, 2013 WL 6237698, 2013 Me. LEXIS 105
CourtSupreme Judicial Court of Maine
DecidedDecember 3, 2013
DocketDocket Pen-12-322
StatusPublished
Cited by7 cases

This text of 2013 ME 104 (Perri Frame v. Millinocket Regional Hospital) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Perri Frame v. Millinocket Regional Hospital, 2013 ME 104, 82 A.3d 137, 2013 WL 6237698, 2013 Me. LEXIS 105 (Me. 2013).

Opinions

LEVY, J.

[¶ 1] Perri Frame appeals from a judgment entered in the Superior Court (Pe-nobscot County, Anderson J.) dismissing her unsworn notice of claim, filed pursuant to the Maine Health Security Act (MHSA or Act), 24 M.R.S. § 2903(1)(A) (2012), on the ground that the defective notice failed to toll the applicable statute of limitations. We clarify the effect of a change in the MHSA and conclude that Frame should be permitted to amend her notice of claim pursuant to M.R. Civ. P. 15 and to have the amendment relate back to the original filing date. Accordingly, we vacate the judgment and remand for further proceedings.

I. BACKGROUND

[¶ 2] On July 27, 2011, Frame filed an unsworn notice of claim with the Superior Court alleging that Millinocket Regional Hospital; Daniel C. Herbert, M.D.; William R. Jenkins, M.D.; Kevin R. Olsen, P.A.C.; Kwaku Owusu, M.D.; Douglas A. Rhoda, P.A.C. (collectively, the Hospital); and Joseph A. Sardina, M.D., were negligent in providing her medical care from July 27, 2008, through August 8, 2008. As required by statute, the Chief Justice of the Superior Court assigned a prelitigation panel chair. See 24 M.R.S. § 2852(2) (2012). On August 3, 2011, the statute of limitations on Frame’s claim expired. See 24 M.R.S. § 2902 (2012) (providing three-year limitations period for actions on professional negligence). Between September 23, 2011, and October 3, 2011, Frame served her unsworn notice of claim to each of the appellees.

[¶ 3] In October 2011, the Hospital filed its motion to dismiss the notice of claim, arguing that Frame’s unsworn notice did not toll the statute of limitations. The panel chair denied the motion and granted Frame ten days to file a sworn notice of claim that would relate back to the date of her original notice. The Hospital sought reconsideration, asserting that the panel lacked jurisdiction to grant permission to amend. The panel chair vacated her earlier order and referred the case to the Chief Justice of the Superior Court, who specially assigned the case to a justice of the Superior Court. See 24 M.R.S. § 2853(5) (2012) (“The [prelitigation screening] panel has no jurisdiction to hear or decide, absent the agreement of the parties, dispositive legal affirmative defenses .... ”); Gafner v. Down E. Cmty. Hosp., 1999 ME 130, ¶29, 735 A.2d 969 (“Matters appropriately referred to the Superior Court pursuant to section 2853(5) may include statute of limitation defenses.... ”). Frame filed a sworn notice of claim on November 14, 2011.

[IT 4] The Superior Court granted the Hospital’s motion to dismiss, relying on [140]*140our decision in Paradis v. Webber Hospital, in which we held that a claimant’s written notice of claim filed under the MHSA did not toll the statute of limitations because it was not filed under oath. 409 A.2d 672, 675 (Me.1979). The court found that there was no substantial difference between the language of the tolling provision interpreted in Paradis, 24 M.R.S.A. § 2903 (Supp.1977), repealed and replaced by P.L.1985, ch. 804, § 14 (effective Jan. 1, 1987), and the current tolling provision applicable to Frame’s petition, 24 M.R.S. § 2859 (2012), and that the legislative history associated with the revision of the provision did not reflect a legislative intent to overrule Paradis. In addition, the court denied Frame’s request to amend her notice of claim to include an oath and have the amendment relate back to the filing of the original notice pursuant to M.R. Civ. P. 15, stating, however, that it was “not unsympathetic” to Frame’s position. The court, citing Garland v. Sherwin, 2002 ME 131, ¶ 8, 804 A.2d 354, reasoned that a notice of claim under the MHSA “is not a ‘pleading subject to amendment under Rule 15.” Frame filed a motion to reconsider that was denied, and this appeal followed.1

II. DISCUSSION

[¶ 5] We review de novo questions of statutory interpretation, Goudreau v. Pine Springs Rd. & Water, LLC, 2012 ME 70, ¶ 11, 44 A.3d 315, and whether a claim is barred by the statute of limitations, Francis v. Stinson, 2000 ME 173, ¶ 56, 760 A.2d 209. When interpreting a statute, we seek “to give effect to the Legislature’s intent” by looking at the statute’s plain meaning, construing the language “to avoid absurd, illogical, or inconsistent results.” Savage v. Me. Pretrial Servs., 2013 ME 9, ¶ 7, 58 A.3d 1138 (quotation marks omitted). We address Frame’s arguments that.(A) her unsworn notice of claim was sufficient to toll the statute of limitations because the tolling provision of the Act, 24 M.R.S. § 2859, has no oath requirement; and (B) she should have been allowed to amend her notice of claim pursuant to M.R. Civ. P. 15 and have the amendment relate back to the filing date of the original notice of claim.

A. The Tolling Provision of the Maine Health Security Act

[¶ 6] To evaluate Frame’s first contention — that her unsworn notice of claim tolled the statute of limitations — we examine the relevant portions of the MHSA in effect at the time of our decision in Parad-is, and the corresponding provisions of the current MHSA enacted in 1986 that govern Frame’s claim.

[¶ 7] The Legislature adopted the MHSA in 1977 to codify the recommendations by the Commission to Revise Laws Relating to Medical and Hospital Malpractice Insurance, known as the Pomeroy Commission. L.D. 727, Statement of Fact (108th Legis.1977); see also L.D. 1825 (107th Legis.1975) (establishing the Commission); Paradis, 409 A.2d at 674 (providing a brief history of the MHSA). Soon after the MHSA’s enactment, we considered in Paradis the issue of whether an unsworn notice of claim tolled the statute of limitations. 409 A.2d at 673-74. At the time, the Act had one section that addressed the requirements for a written notice of claim and the tolling of the statute of limitations:

No action for death or injuries to the person arising from any medical, surgi-[141]*141eal or dental treatment, omission or operation shall be commenced until at least 90 days after written notice of claim setting forth under oath the nature and circumstances of the injuries and damages alleged is served personally or by registered or certified mail upon the person or persons accused of wrongdoing. Any applicable statute of limitations shall be tolled for a period of 90 days from service of notice.

24 M.R.S.A. § 2903 (Supp.1977). Pursuant to this provision, an action was commenced by the filing of a complaint in the Superior Court only after compliance with the sworn notice and ninety-day waiting period requirements. In Paradis we construed this provision and concluded that a claimant’s unsworn written notice did not toll the limitation period. 409 A.2d at 675. We rejected Paradis’s argument that the statute’s purpose was merely to give notice of a pending claim and concluded instead that the oath requirement was “more than a mere technicality,” observing that the oath’s “function is both to make clear the significance of filing the document itself and to provide a basis for a perjury action upon proof of falsification.” Id. at 674-75 (citations omitted) (quotation marks omitted).

[¶8] In 1986, the Legislature revised the MHSA in various respects.2 P.L.1985, ch. 804 (effective July 16,1986); L.D.

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2013 ME 104, 82 A.3d 137, 2013 WL 6237698, 2013 Me. LEXIS 105, Counsel Stack Legal Research, https://law.counselstack.com/opinion/perri-frame-v-millinocket-regional-hospital-me-2013.