People v. Yun Ko Tang

54 Cal. App. 4th 669, 62 Cal. Rptr. 2d 876, 97 Daily Journal DAR 5263, 97 Cal. Daily Op. Serv. 2990, 1997 Cal. App. LEXIS 320
CourtCalifornia Court of Appeal
DecidedApril 24, 1997
DocketA071187
StatusPublished
Cited by32 cases

This text of 54 Cal. App. 4th 669 (People v. Yun Ko Tang) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Yun Ko Tang, 54 Cal. App. 4th 669, 62 Cal. Rptr. 2d 876, 97 Daily Journal DAR 5263, 97 Cal. Daily Op. Serv. 2990, 1997 Cal. App. LEXIS 320 (Cal. Ct. App. 1997).

Opinion

Opinion

LAMBDEN, J.

Penal Code section 1203.03 empowers a sentencing court to temporarily commit a convicted felon to a diagnostic facility of the Department of Corrections for a report containing a “diagnosis and recommendation concerning the disposition of the defendant’s case.” (Pen. Code, § 1203.03, subd. (b).) (All further statutory references are to the Penal Code, unless otherwise indicated.) This case presents the question whether such a report, when prepared pursuant to a negotiated plea, binds the court to accept the recommended disposition under circumstances where defendant contends the recommendation is faulty in its premises. We conclude the court and the defendant may agree to be bound by such a recommendation so long as the court actually exercises its sentencing discretion.

I. Background

On July 6, 1994, defendant was a 53-year-old cabdriver and sometime chef. He had no criminal record. During the course of the day, he and the victim, Gong Bo Kwong, quarreled repeatedly over a $20 bet Mr. Kwong had made with defendant’s wife. Late in the evening Mr. Kwong walked up to defendant in a hotel lobby, pulled out a cleaver and “struck [defendant] on the left side of his head,” inflicting a wound requiring two deep stitches and seven minor stitches. Mr. Kwong was escorted from the hotel.

Defendant pursued Kwong onto the street and stabbed him four times with a knife. A bystander reported seeing defendant come out of the hotel “with blood coming down his face. He proceeded to scream at [Kwong] produced a knife, continued to yell at the victim and stabbed him repeatedly. When [Kwong] fell to the ground, the defendant kicked him.” Mr. Kwong died on the operating table.

Defendant was charged with voluntary manslaughter (§ 192, subd. (a)) and the information alleged a one-year sentence enhancement for personal use of a deadly weapon (§ 12022, subd. (b); see present § 12022, subd. (b)(1)). On January 10, 1995, defense counsel announced his client’s intention to plead guilty to the lesser charge of involuntary manslaughter. Counsel for both parties stipulated that involuntary manslaughter (§ 192, subd. (b)) was a lesser included offense of voluntary manslaughter (§ 192, subd. (a)), and expressly waived any objection to so treating it.

*673 After reciting the usual consequences of the plea, defense counsel stated: “It’s anticipated, Your Honor, there would be a 1203.03 evaluation and a two-year top in the event the court did decline to grant probation in this case.” The prosecutor pronounced this “a fair statement of the negotiations.” Defendant pleaded guilty and admitted the weapons-use allegation. Defendant was transferred to San Quentin for the agreed diagnostic evaluation pursuant to section 1203.03.

Section 1203.03 provides in part: “(a) In any case in which a defendant is convicted of an offense punishable by imprisonment in the state prison, the court, if it concludes that a just disposition of the case requires such diagnosis and treatment services as can be provided at a diagnostic facility of the Department of Corrections, may order that defendant be placed temporarily in such facility for a period not to exceed 90 days, with the further provision in such order that the Director of the Department of Corrections report to the court his diagnosis and recommendations concerning the defendant within the 90-day period. [<¡0 (b) The Director of the Department of Corrections shall, within the 90 days, cause defendant to be observed and examined and shall forward to the court his diagnosis and recommendations concerning the disposition of defendant’s case. Such diagnosis and recommendation shall be embodied in a written report . . . .”

Defendant’s case was first reviewed by senior staff psychologist M. Lyons, who concluded: “[a] comprehensive and in[-]depth psychological evaluation does not appear necessary” because there was no indication in the “background information” of “any psychiatric condition or psychological factors that might significantly contribute” to an overall assessment of defendant’s suitability for probation. Defendant was then interviewed by correctional counselor Dave Miller, who added, gratuitously: “[Wjhile it is regrettable that a man met his death in this incident, the ‘victim’ in this case was actually the instigator .... Mr. Tang can be criticized for pursuing and stabbing someone who was no longer placing him in danger, but as a meat cleaver is not only sharp, but is a heavy implement, Mr. Tang was very likely disoriented as well as afraid and angry. Nevertheless, since Mr. Tang was no longer in danger he was not legally justified in pursuing and stabbing the deceased. His anger is understandable, but society cannot function when the law is taken into an individual’s own hands. That’s why there are police. That is also why I cannot recommend probation at this time. But I also do not feel that Mr. Tang should be sent to prison when he did not instigate this situation. I would, therefore, recommend that Mr. Tang be sentenced to a term in the San Francisco County Jail, followed by strictly supervised probation.”

Counselor Miller, on March 30, issued an “Institutional Staff Recommendation Summary/1203.03 PC Report.” In it he noted defendant had no *674 known criminal record, was reported to have “adapted well to his stay” at the prison, and had “not been a management problem to this point.” In the interview defendant had described the arrest report as “correct as written,” but also told Counselor Miller he had stabbed the victim in self-defense. “When I reminded him that the victim was running from the scene,” Counselor Miller wrote, “Mr. Tang said he had been cut, and was bleeding badly and was still afraid, in spite of the fact that the victim was running.” Counselor Miller ultimately recommended defendant “be sentenced to a term in the San Francisco County Jail, followed by strictly supervised probation.” This recommendation was preceded by the contradictory remark, “I cannot recommend probation at this time.”

About 10 days after Counselor Miller completed his report, Associate Warden G. Davis promulgated a two-page “Diagnostic Study and Recommendation by the California Department of Corrections Under Provisions of Penal Code Section 1203.03.” This document included three recitals central to our review: (1) “Mr. Tang’s criminal record is contained in the Counselor’s evaluation and the Probation Officer’s report”; (2) “Departmental staff have assessed Mr. Tang as an unsuitable candidate for probation”; and (3) “Staff therefore recommend that he be removed from society and placed in the California Department of Corrections.”

Warden Davis based his recommendation on the conclusion defendant acted “out of anger, not in self[-] defense as he claims” and that the victim was fleeing. He acknowledged the victim “appeared” to be the instigator, but added, “this does not excuse Mr. Tang’s action.” He observed there was “no justification ... to support Mr. Tang’s taking the law into his own hands,” and added, “[T]his indicates to me Mr. Tang’s criminal behavior presents a threat to society and efforts at resolving his behavior by local community programs are viewed as unwarranted.” He concluded by recommending a prison sentence.

On May 10, 1995, the court reconvened proceedings and expressed its readiness to pronounce sentence.

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54 Cal. App. 4th 669, 62 Cal. Rptr. 2d 876, 97 Daily Journal DAR 5263, 97 Cal. Daily Op. Serv. 2990, 1997 Cal. App. LEXIS 320, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-yun-ko-tang-calctapp-1997.