People v. Westlake

57 P. 465, 124 Cal. 452, 1899 Cal. LEXIS 1016
California Supreme Court·Decided May 23, 1899·No. Crim. No. 491·Published·Cited by 21 cases

Opinion

COOPER, C.

The defendant was indicted hy the grand jury of Monterey county for the crime of embezzlement, charged to have been committed hy him while tax collector of said county. The charging part of the indictment is, “Did then and there, to wit, on said seventh day of July, 1897, and in the county of Monterey, fraudulently and feloniously, and not in the due and lawful execution of his trust, employment, and duty as aforesaid, convert, appropriate, and embezzle the said public moneys to his own use, contrary to the form,” et cetera. The amount of money alleged to have been so embezzled was three hundred and seventy-one dollars, received between the first day of June and the seventh day of July, 1897.

Defendant was found guilty as charged, and sentenced to a term of ten years in the state prison. He made a motion for a new trial, which was denied, and this appeal is from the judgment and order denying his motion. The Penal Code, section 503, defines embezzlement as follows: “Embezzlement is the fraudulent appropriation of propery hy a person to whom it has been intrusted.” Section 504 is as follows: “Every officer of this state, or of any county, city, city and county, or other municipal [454] corporation or subdivision thereof, and every deputy, clerk, or servant of any such officer, and every officer, director, trustee, clerk, servant, or agent of any association, society, or corporation (public or private), who fraudulently appropriates to any use or purpose, not in the due and lawful execution of his trust, any property which he has in his possession or under his control by virtue of his trust, or secretes it with a fraudulent intent to appropriate it to such use or purpose, is guilty of embezzlement.”

The indictment was drawn under section 504. The court in its instructions to the jury said: “The defendant is charged with the crime of embezzlement. Section 424 of the Penal Code, under which this prosecution is made, reads as follows,” and then proceeded to read all of section 424. Section 424 contains ten subdivisions in regard to the definition of crime by a public officer, and the portions of the section necessary to be discussed herein are as follows: “Each officer of this state, or of any county, city, town, or district of this state, and every other person charged with the receipt, safekeeping, transfer, or disbursement of public moneys wffio either: 1. Without authority of law appropriates the same, or any portion thereof, to his own use or to the use of another; or .... 10. Willfully omits or refuse to pay over to any officer or person authorized bylavr to receive the same any money received by him under any duty imposed by law so to pay over the same, is punishable by imprisonment in the state prison for not less than one nor more than ten years, and is disqualified from holding any office in this state.” The court further, in its charge to the jury, told them that if, after receiving public money, the defendant “willfully omitted to pay over the same to the county treasurer such money, or any part of it, no matter whether it be the sum named in the indictment or some smaller sum, he is guilty as charged.” The court, by reading section 424 to the jury, and by telling them that defendant was-being prosecuted under said section, and that if he willfully omitted to pay over money to the county treasurer, he was guilty as charged, evidently defined embezzlement by a public officer to consist in willfully refusing to pay over public money to the county treasurer after receiving it. We think the instruction and the views given to the jury by the court below erroneous. The defendant no doubt could have been prosecuted under see[455] tion 424, but he was charged under section 504. If the instruction given by the court stated the law correctly, then the willful omission of a prfblic officer of a county to pay over to the county treasurer money which has been received by him in his official capacity is embezzlement. The money might be claimed by the officer as due him for commissions or under other Iona fide claim, and yet under the instructions of the court if he willfully refused to pay over the money he would be guilty of embezzlement. The omission to pay over money by a public officer is not necessarily embezzlement. In People v. Carrillo, 54 Cal. 63, the defendant was charged with fraudulently and without authority of law and willfully and feloniously appropriating money to his own use which had come into his possession.as tax collector. The court below instructed the jury that if they found the facts to be that defendant received the money and failed to pay over the same as required by law, this, if unexplained, raised a presumption of felonious appropriation which would authorize a verdict of guilty. This court held the instruction erroneous and reversed the case, using this language: “The instruction is clearly erroneous, in that the jury are told that the failure of the prisoner to pay over the money, if unexplained, raises a presumption of a felonious appropriation which will authorize a verdict of guilty. The alleged felonious appropriation was the ultimate fact to the solution of which the deliberations of the jury were to be addressed. It was the ultimate and important fact to be found by their verdict before judgment of conviction could properly go against the prisoner. To tell them, therefore, that if they should find some other and merely probative fact, then the principal fact of guilty appropriation was to be reached by mere presumption, was an unwarrantable interference with the functions of the jury." In the case just quoted, the judge of the lower court told the jury that the failure to pay over the.money raised a presumption of felonious appropriation. In the case at bar, the judge told the jury that the willful omission to pay over the money, of itself made the defendant guilty as charged. If the judge in this case had told the jury that the willful omission to pay over the money by defendant was sufficient to raise a presumption of his guilt, it would clearly have been error under-the ruling in the case of People v. Carrillo, supra. To tell -them that [456] the willful omission to pay over the money was conclusive of his guilt is certainly more injurious to defendant and more clearly erroneous. In the Carrillo case, the presumption was open to explanation, and the judge so told the jury. In the ease at har, under the instruction of the court, there was no room for explanation, and if the jury found that the defendant willfully omitted to pay over the money, they either had to find the defendant guilty or disobey a plain mandate of the court.

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People v. Westlake, 57 P. 465, 124 Cal. 452, 1899 Cal. LEXIS 1016 (Cal. 1899).

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