People v. Trucchio

159 Misc. 2d 523, 605 N.Y.S.2d 649, 1993 N.Y. Misc. LEXIS 485
CourtNew York Supreme Court
DecidedNovember 23, 1993
StatusPublished
Cited by5 cases

This text of 159 Misc. 2d 523 (People v. Trucchio) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Trucchio, 159 Misc. 2d 523, 605 N.Y.S.2d 649, 1993 N.Y. Misc. LEXIS 485 (N.Y. Super. Ct. 1993).

Opinion

OPINION OF THE COURT

Steven W. Fisher, J.

The principle issue presented on this motion to dismiss involves whether an administrative finding on a traffic ticket may collaterally estop a District Attorney from offering evidence at a suppression hearing in a felony case.

The pertinent facts are largely undisputed.

On August 18, 1992, police stopped the defendant’s vehicle for allegedly running a red light. The stop led to the discovery of a defaced weapon in the car and the defendant was arrested for its possession. At the precinct, the defendant was issued two traffic summonses, one charging him with passing the red light, the other with driving without a license.

On January 8, 1993, the instant indictment was filed. The first two counts each charged the defendant with criminal possession of a weapon in the third degree. The third count alleged that he had failed to obey a steady red signal and therefore had committed the infraction of failure to obey traffic control signal indications in violation of Vehicle and Traffic Law § 1111 (d) (1).

On March 24, 1993, while the indictment was pending in Supreme Court, a hearing was held on the traffic summonses at the Department of Motor Vehicles. The detective who stopped the defendant’s car testified and was cross-examined by defense counsel. At the conclusion of the hearing, the Administrative Law Judge announced: "I find [the defendant] not guilty on the red light [but] I do find him guilty on driving without a license.” The defendant was fined $200.

On this motion, the defendant contends first that the Administrative Law Judge’s not guilty verdict on the charge of running the red light requires dismissal of the third count of the indictment on grounds of double jeopardy.

Second, the defendant maintains that, because the verdict was rendered after a full and fair hearing and constituted a finding that he did not run the red light, the People are now collaterally estopped from attempting to prove at a suppression hearing that he did. The defendant argues further that, because the alleged running of the light was the sole predicate for the stop of the defendant’s vehicle and the consequent [525]*525discovery of the gun, the weapon must be suppressed and the counts charging its possession must be dismissed.

Resolution of the defendant’s double jeopardy claim would require consideration, inter alia, of the issues of whether an administrative hearing at the Department of Motor Vehicles has the attributes of a prior prosecution sufficient to place a person in "jeopardy” for the offense charged (cf., Matter of Barnes v Tofany, 27 NY2d 74; Matter of Giudice v Adduci, 176 AD2d 1175 [3d Dept]), and whether the Department was ousted of jurisdiction as an "inferior tribunal” immediately upon the filing of the indictment (cf., Matter of Oppenheim v Williams, 40 Misc 2d 106, 107 [Sup Ct, Sullivan County, Cooke, J.]; People v Edwards, 19 Misc 2d 412, 414 [Ct Gen Sess, NY County]). I decline to decide these and other similar issues because they relate only to the relatively insignificant question of the continued viability of a petty offense charge in a felony indictment.

Instead, because the defendant was previously acquitted of the charge, because it would be, at the least, unseemly for him to face punishment a second time on a traffic offense, and because, in the context of this felony case, dismissal of the petty offense would have no discernible impact upon the public’s confidence in the criminal justice system, I conclude that the third count should be dismissed in furtherance of justice (CPL 210.40). I turn then to the issue of collateral estoppel.

Sometimes called issue preclusion, collateral estoppel "is a common-law doctrine rooted in civil litigation that, when applied, prevents a party from relitigating an issue decided against it in a prior proceeding” (People v Aguilera, 82 NY2d 23, 29; see also, People v Goodman, 69 NY2d 32, 37; Matter of McGrath v Gold, 36 NY2d 406, 411). The doctrine applies generally to criminal matters (see, e.g., People v Sailor, 65 NY2d 224, 228, cert denied 474 US 982; People v Berkowitz, 50 NY2d 333, 344; see also, Ashe v Swenson, 397 US 436) but not in quite the same way as in civil cases (People v Plevy, 52 NY2d 58, 65).

In civil actions, society’s overriding concern is to provide a means for the peaceful, expeditious and impartial resolution of private disputes, and a liberal application of the doctrine of collateral estoppel furthers that end by conserving the time and resources of the court and the parties, and avoiding possible inconsistent determinations. Thus, even an erroneous [526]*526result may sometimes be given preclusive effect in order to serve other important societal goals (see, e.g., People v Aguilera, supra, at 30; People v Berkowitz, supra, at 345).

In criminal cases, however, the preeminent concern is to reach the correct result, and therefore repetitive litigation is more readily tolerated (see, e.g., People v Plevy, 52 NY2d 58, 64, supra; People v Berkowitz, supra, at 344). Thus, for reasons of public policy, the doctrine of collateral estoppel is more sparingly applied in criminal cases than in civil cases (see, e.g., People v Acevedo, 69 NY2d 478, 485; People v Fagan, 66 NY2d 815, 816).

Consequently, it has been held that the doctrine of collateral estoppel may not be applied in a criminal case unless the same parties were involved in a prior proceeding at which, after a full and fair hearing, the issue upon which preclusion is sought was necessarily decided against the party who opposes the estoppel (see, e.g., People v Goodman, 69 NY2d 32, 38, supra; People v Acevedo, supra, at 484). Under these criteria, the defendant’s claim in the instant case clearly must fail.

It is true that the doctrine of collateral estoppel can be applied to give conclusive effect even to an administrative agency’s quasi-judicial determinations provided that they are rendered pursuant to the agency’s adjudicatory authority and by a tribunal employing procedures substantially similar to those used in a court of law (see, e.g., Ryan v New York Tel. Co., 62 NY2d 494, 499). Thus, the hearing conducted at the Department of Motor Vehicles here may well qualify as a prior proceeding for the purposes of collateral estoppel. But there is considerable doubt as to whether the Commissioner of Motor Vehicles — the presumptive prosecutor at the administrative hearing — and the District Attorney of Queens County stand in sufficiently close relationship to be considered the same party for purposes of collateral estoppel (see, e.g., People v Walsh, 139 Misc 2d 182 [Monroe County Ct, Egan, J.]; People v Riola, 137 Misc 2d 616, 618 [Nassau Dist Ct, Jonas, J.]; People v Lalka, 113 Misc 2d 474 [Rochester City Ct, Bristol, J.]; cf., Matter of Mason v Rothwax, 152 AD2d 272 [1st Dept], lv denied 75 NY2d 705 [Federal and State prosecutors held not to be the same party for purposes of collateral estoppel]; People v Morgan, 111 AD2d 771 [2d Dept] [New York City Housing Authority and Queens County District Attorney held not to be the same party for purposes of collateral estoppel]; see also, Brown v City of New York, 60 NY2d 897 [Corporation [527]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Reynolds v. State
4 S.W.3d 13 (Court of Criminal Appeals of Texas, 1999)
People v. Hilton
179 Misc. 2d 538 (New York Supreme Court, 1999)
State v. Brabson
976 S.W.2d 182 (Court of Criminal Appeals of Texas, 1998)

Cite This Page — Counsel Stack

Bluebook (online)
159 Misc. 2d 523, 605 N.Y.S.2d 649, 1993 N.Y. Misc. LEXIS 485, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-trucchio-nysupct-1993.