People v. Superior Court (Dorsey)

50 Cal. App. 4th 1216, 58 Cal. Rptr. 2d 165, 96 Cal. Daily Op. Serv. 8289, 96 Daily Journal DAR 13775, 1996 Cal. App. LEXIS 1062
CourtCalifornia Court of Appeal
DecidedNovember 15, 1996
DocketE018366
StatusPublished
Cited by56 cases

This text of 50 Cal. App. 4th 1216 (People v. Superior Court (Dorsey)) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Superior Court (Dorsey), 50 Cal. App. 4th 1216, 58 Cal. Rptr. 2d 165, 96 Cal. Daily Op. Serv. 8289, 96 Daily Journal DAR 13775, 1996 Cal. App. LEXIS 1062 (Cal. Ct. App. 1996).

Opinion

Opinion

McKINSTER, J.

In this matter the People challenge the trial court’s decision to place defendant and real party in interest Donald C. Dorsey on probation, although as a result of his convictions he is presumptively ineligible. They also complain of the trial court’s failure to impose a restitution fine and to consider costs under a tax statute of which Dorsey was convicted. We have determined that the matter must be remanded for resentencing.

Facts of the Case

There is no dispute over the essential facts of the case. 1 Donald C. Dorsey, defendant in the criminal proceedings below (and hereinafter sometimes defendant) was for many years the Sheriff of Inyo County. Following a jury trial, he was convicted of several offenses arising out of the disappearance of a substantial amount of public money which had been entrusted to him. Dorsey was convicted, inter alia, of misappropriating public funds (Pen. Code, § 424, subd. 1), 2 embezzling public funds (§§ 504, 514), and subscribing a false tax return (Rev. & Tax. Code, former § 19405, subd. (a)(1).) The jury made special findings that Dorsey embezzled public moneys, and that he embezzled and misappropriated sums in excess of $100,000.

The major part of the People’s case at trial involved money which Dorsey had received as “special funds” designated for undercover or street operations. Evidence presented by the People tended to establish that this money did not reach the officers and projects for whom and which it was intended; evidence presented by defendant suggested that he did apply the money as he was expected to do, and that his errors were those of accounting, not malfeasance.

As a result of his conviction for embezzling public funds, Dorsey was presumptively ineligible for probation pursuant to section 1203, subdivision (e)(7). He was also presumptively ineligible due to the finding that the total amount taken exceeded $100,000. (§ 1203.045.) At sentencing, however, the trial court granted probation. Its “findings” were as follows: “The Court finds that this is an unusual case, by classic definition, and the interest of *1222 justice and of the public will be best served by the granting of probation. [<J[] The whole fabric of the Defendant’s life conflicts with the crimes here involved. Indeed, the story told by the evidence which supports the verdict is an unusual tale in itself. [H The Court agrees with and adopts the Defendant’s statement in mitigation as to the unusual nature of the case, and that the best interests of justice are served by probation.”

As the trial court expressly adopted the statement in mitigation filed by defendant, we will summarize its arguments. 1) Defendant has dedicated his life to law enforcement. 2) He retains substantial community respect. 3) He was not provided with adequate guidelines for the use of “special funds” moneys.

Discussion

First, we note that the People are entitled to seek review of the order granting probation by section 1238, subdivision (d). Indeed, that is their only avenue of review. Appeal is not available. The Legislature intends that such issues be resolved with all possible speed; as pointed out in People v. Bailey (1996) 45 Cal.App.4th 926, 930 [53 Cal.Rptr.2d 198], in the interests of justice a defendant should not be compelled to wait to discover that his probation was invalidly granted and that he must go to prison until after he has duly served at least a substantial amount of the required time on probation.

We next dispose of defendant’s argument that the petition should be denied because the People have failed to provide an adequate record. 3 In this case, we have the People’s closing argument (which we agree has no value as evidence), defendant’s statement in mitigation, the probation report, and the transcript of the sentencing hearing, along with documents of less, if any, value. 4 We have no portion of the trial evidence. 5 As Dorsey notes, a petitioner seeking relief by way of mandamus bears the burden of presenting an adequate record to demonstrate the claimed error. (Lemelle v. Superior Court (1978) 77 Cal.App.3d 148, 156 [143 Cal.Rptr. 450].) In the usual case, involving pretrial rulings, the record consists at a minimum of the documents submitted for and against a position, a copy of the order, and a transcript of the hearing at which the decision was made. (Ibid.; Cal. Rules of Court, rule *1223 56(c)(1), (2), (4).) 6 However, a petitioner should also submit “copies of all other documents submitted to the trial court that are necessary for a complete understanding of the case and the ruling” (rule 56(c)(3)) and although the trial transcript obviously is not a “document,” Dorsey argues that the case cannot be understood without a complete presentation of the evidence.

In some cases in which the People challenge a grant of probation it would be necessary to review the entire record, or at least a stipulated summary. For example, in People v. Superior Court (Du) (1992) 5 Cal.App.4th 822, 832 [7 Cal.Rptr.2d 177], the court based its grant of probation on a factual finding that the defendant acted out of duress or great provocation; obviously, this could not be sensibly evaluated by the appellate court without examining the trial evidence. However, that is not the case here.

As will be developed, the trial court did not purport to rely on any of the specific bases in rule 413 which authorize the removal of a defendant from presumptive ineligibility for probation, and none of the reasons proffered by Dorsey himself justified the avoidance of the statutory prohibition. Thus, the details of the evidence are not significant and the record presented is sufficient to show an abuse of discretion. 7 The same considerations apply to the issue regarding fines and costs, which involved pure issues of law.

Defendant then argues that any error in the trial court’s sentencing procedure or result was waived because the prosecutor failed to make a timely objection, as purportedly required by the decision in People v. Scott (1994) 9 Cal.4th 331, 356 [36 Cal.Rptr.2d 627, 885 P.2d 1040]. We find no waiver. Although Scott holds that “. . . complaints about the manner in which the trial court exercises its sentencing discretion and articulates its supporting reasons cannot be raised for the first time on appeal,” it also recognizes that the requirement of an objection at trial is only realistic if counsel is given a “meaningful opportunity to object.” (Ibid.) The court evidently contemplated a sort of “tentative ruling” procedure. (See id., at p. 359 (conc, and dis. opn.

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Bluebook (online)
50 Cal. App. 4th 1216, 58 Cal. Rptr. 2d 165, 96 Cal. Daily Op. Serv. 8289, 96 Daily Journal DAR 13775, 1996 Cal. App. LEXIS 1062, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-superior-court-dorsey-calctapp-1996.