People v. Sostre

70 A.D.2d 40, 418 N.Y.S.2d 662, 1979 N.Y. App. Div. LEXIS 12300
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 16, 1979
StatusPublished
Cited by16 cases

This text of 70 A.D.2d 40 (People v. Sostre) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Sostre, 70 A.D.2d 40, 418 N.Y.S.2d 662, 1979 N.Y. App. Div. LEXIS 12300 (N.Y. Ct. App. 1979).

Opinions

OPINION OF THE COURT

Titone, J.

The principal question raised on appeal is whether, under the circumstances, the on-the-scene statements of the defendant, to the effect that the complainant shot him "for nothing”, were properly excluded by the trial court. The answer is in the affirmative. Accordingly the judgment of conviction should be affirmed.

The complainant, Confessor Mattel, testified at the trial that on July 27, 1976, at about 11:30 p.m., he was returning home after having closed his grocery store. He was carrying $458 in cash receipts. After traversing the five blocks from the store to his home, he entered the vestibule and walked across the hallway toward the elevator. As he reached the elevator, a man identified as the defendant came up from behind with a gun in his hand, and from six to eight feet away, asked Mattel for money. Mattel drew his own weapon and fired four shots at defendant. The latter was struck twice, once in the right arm and once in the leg. Defendant’s gun fell to the floor. Mattel also testified that although defendant was wounded, he tried to leave the premises. However, Mattel prevented defendant’s escape by standing in front of the door and holding him at gunpoint. Subsequently, at Mattel’s direction or request, defendant sat on the floor. Mattel then told his wife to call the police who arrived about five minutes later. Upon arrival the police ordered Mattel to drop his weapon. He complied and told them that defendant tried to rob him.

Police Officer John Van Syckle testified that he and his partner responded to a radio call on July 27, 1976 between 11:40 and 11:45 p.m., requesting them to investigate an incident at 370 South 2nd Street in Brooklyn. They arrived at the scene within two or three minutes after the call. In the [43]*43hallway he observed two men, one standing with a gun in his hand and the other lying on the floor with a gun lying about a foot away from him. The complainant complied with Van Syckle’s order to drop his gun. At the Huntley hearing, Van Syckle testified that when he entered the hallway defendant immediately began hollering that the complainant had "shot him for nothing.” Such statements, according to Van Syckle, were not made in response to any questions. (At the conclusion of the Huntley hearing the trial court held that the statements of defendant in question were voluntary and could be introduced into evidence by the prosecution. However, prior to the beginning of the trial, the court granted the prosecutor’s motion to preclude the defense from eliciting them on the ground they were self-serving, nonspontaneous and hearsay.)

At the trial, Van Syckle testified that although defendant was bleeding when the officer arrived at the scene, he appeared to be coherent and lucid. With respect to the gun found near defendant, the forensic witness for the prosecution, Police Officer Lionel Payne, testified that although there were fingerprints on both the gun and the bullets, they were not susceptible of interpretation.

On appeal, defendant contends that his statement on Van Syckle’s arrival, that the complainant "shot him for nothing”, should have been admitted in evidence as a spontaneous declaration, citing People v Del Vermo (192 NY 470, 483) and People v Marks (6 NY2d 67). Having been made two to five minutes after the shooting, argues defendant, the statement came within the time period in which excited utterances may be allowable. In opposition the People assert that the facts adduced both at the Huntley hearing and trial give ample evidence of defendant’s ability to reflect after being shot, and of the contrived nature of his subsequent statement. Contrary to the view expressed in the dissent, I do not attach any significance to the fact that at the instance of the prosecution, the trial court prohibited defendant from using the statement in his defense, although earlier, it had denied his motion to suppress it after the Huntley hearing. In my opinion, that each party switched its position as to the admission of the self-serving statement has no bearing on whether it should have been placed before the jury either as part of the res gestae, or as an exception to the hearsay rule.

Although defendant confines his argument for admission of [44]*44the statement in evidence to the premise that it was a spontaneous declaration, I believe it incumbent that this court should also ascertain whether, under the circumstances, it should have been admitted as a declaration demonstrating defendant’s existing state of mind, attitude or belief at the time he made it, or as a "verbal act”.

All three of these categories have been labeled as exceptions to the hearsay rule and as constituting a part of the res gestae. However, numerous legal commentators have distinguished the spontaneous declaration from the doctrine of res gestae and the latter’s progeny, the verbal act. Rather than considering it part of the res gestae, which means literally "the thing done” or matters incidental to the main fact and explanatory of it (22A CJS, Criminal Law, § 662, subd [1]; see, also, People v Marks, 6 NY2d 67, 71, supra), they now consider a spontaneous declaration or excited utterance to be a true exception to the hearsay rule. The rationale of such exception is that where the statement is made under immediate and uncontrollable domination of the senses as a result of the shock produced by the event, the remarks or utterances may be taken as expressing the real belief or tenor of the speaker (6 Wigmore, Evidence [Chadbourn rev, 1976], §§ 1745, 1747; 22A CJS, Criminal Law, § 662, subd [3]; cf. People v Marks, supra, p 71). The criteria for admissibility of a statement as a spontaneous declaration or excited utterance are (1) the existence of an exciting event, and (2) whether it was prompted thereby without time to reflect, that is whether it was dominated by the nervous excitement of the event (Murphy Auto Parts Co. v Ball, 249 F2d 508, cert den 355 US 932; cf. People v Del Vermo, 192 NY 470, supra; People v Hughes, 56 AD2d 954; Fisch, New York Evidence [2d ed], § 1000; 22A CJS, Criminal Law, § 662, subd [3]).

With respect to the declaration of existing state of mind exception, it has been held or enunciated that an extrajudicial declaration as to a declarant’s state of mind existing prior to or after an occurrence, is admissible in evidence provided it was made spontaneously and naturally and under circumstances which are free from suspicion (Executive Employment Serv. v Executive Unlimited, 180 F Supp 258; Fisch, New York Evidence [2d ed], § 997; 6 Wigmore, Evidence [Chadbourn rev, 1976], § 1725). It is admissible on the theory that " '[t]he stream of consciousness has enough continuity so that we may expect to find the same characteristics for some distance up or [45]*45down the current’ ” (People v One 1948 Chevrolet Convertible Coupe, 45 Cal 2d 613, 621).

As indicated above, today the "verbal act” or "present impression” evidentiary doctrine, is widely held in legal circles as not an exception to the hearsay rule, but rather as within the res gestae concept and thus forming part of the transaction itself (People v Marks, 6 NY2d 67, 71, supra). It has been defined, inter alia, as an utterance which accompanies an act or conduct to which it is desired to give a legal effect (cf. Keefe v State, 50 Ariz 293; 22A CJS, Criminal Law, § 662, subd [2]).

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Bluebook (online)
70 A.D.2d 40, 418 N.Y.S.2d 662, 1979 N.Y. App. Div. LEXIS 12300, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-sostre-nyappdiv-1979.