People v. Simmons

130 Misc. 821, 226 N.Y.S. 397, 1927 N.Y. Misc. LEXIS 1285
CourtNew York County Courts
DecidedJanuary 11, 1927
StatusPublished
Cited by7 cases

This text of 130 Misc. 821 (People v. Simmons) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Simmons, 130 Misc. 821, 226 N.Y.S. 397, 1927 N.Y. Misc. LEXIS 1285 (N.Y. Super. Ct. 1927).

Opinion

Taylor, J.

This opinion is rendered on objections raised by the defendant to fourth offender resentence proceedings under section 1943 of the Penal Law (as added by Laws of 1926, chap. 457).

As a foreword. A previous opinion (not reported) and holding by this court in the same matter, although generally dealt with in a. spirit of truth, was the subject of widespread distortion in certain publications. The court, therefore, states at the outset that the questions here raised do not involve the recent statutory amendments increasing punishment for serious crimes; nor are the bulk of the amendments which are procedurally reformative in anywise affected. This is not an “ attack ” on any law or group of laws.

The questions to be decided center on the legal and constitutional rights of defendants who have been adjudged guilty under compromise of prior offender indictments; also on the correct interpretation of the fourth offender statute. These questions will be decided according to law. This word of caution is given for the reason that any exaggeration or distortion of the court’s decision may be calculated to encourage perpetrators of crime, by giving them a false notion of security. Such a situation is to be deplored and invites the heartiest co-operation to the end that accuracy of publication be adhered to.

The defendant was indicted for the crime of grand larceny in the second degree, as a second offense,” for having misappropriated $116.75 which he had in his possession as an employee of a coal and ice company. The prior conviction charged in the indictment was as a second offender, so that the indictment in effect charged two prior felony convictions. The defendant pleaded not guilty and was held for trial. Upon being later brought to trial, the [823]*823district attorney moved that the court accept from the defendant a plea of guilty of grand larceny in the second degree, as a first offense.” Pursuant to a recent statute the court and the district attorney had before them, as a part of the records on the indictment, a certified police record of the defendant’s prior conviction for two felonies, the same being the two prior felony convictions referred to in the indictment. The court granted the district attorney’s motion, and the defendant, being then present and informed. thereof, agreed thereto and pleaded guilty “ as a first offense.” The conviction in this form was duly indorsed on the indictment and became a part of the court records. Thereafter the court sentenced the defendant to three years in Sing Sing, which was strictly in accordance with the terms of the conviction. The commitment recited that the defendant was convicted as a first offender. In the meantime another alleged prior conviction had shown up and was before the court at the time of sentence.

Thereafter, and while defendant was serving his sentence, the district attorney filed a supplemental information under Penal Law, section 1943, in which he charged the defendant with his three alleged prior felony convictions and asked that the defendant 'be recalled for resentence to a life term in accordance with Penal Law, section 1942 (as amd. by Laws of 1926, chap. 457). The prior convictions charged were those heretofore referred to.

The court denied the application upon the ground that the defendant had been legally sentenced, and could not be legally resentenced.

In mandamus proceedings wherein this court sought to obtain an appellate court review of the resentence question, the technical point was raised that this court should not have refused to resentence without first going through the statutory ritual of bringing the defendant down from Sing Sing for arraignment. The Appellate Division accordingly declined to pass on the main question, and under its direction this court has caused the defendant to be brought down from Sing Sing for arraignment. (See Matter of Dodd v. Taylor, 218 App. Div. 862.)

The defendant being arraigned under Penal Law, section 1943, remained mute as to the fourth offense charge, and through his counsel raised several objections involving his constitutional and statutory rights, and challenged the right of the court to impose resentence. A jury having been impanelled and sworn, the court recessed in order to rule on the defendant’s motions and objections. These will now be taken up.

The first objection is based on the constitutional question of former jeopardy. (State Const, art. 1, § 6.) This objection appears to [824]*824be well founded. The court had the inherent power to accept the compromise plea of guilty as a first offender. That power has been exercised ever since the early days of common-law jurisprudence, and, where wisely controlled, is a valued adjunct to the administration of criminal law. It is an elementary principle of statutory construction that in the absence of any express statutory provision depriving the court of that inherent power, all statutes must be construed in the light of that power, and reconciled with the continued exercise thereof. (McCluskey v. Cromwell, 11 N. Y. 593, 601; Burnside v. Whitney, 21 id. 148; Newell v. Wheeler, 48 id. 486; People ex rel. Hatzel v. Hall, 80 id. 117; Bertles v. Nunan, 92 id. 152, 157; President, etc., of Manhattan Company v. Laimbeer, 108 id. 578; People v. Palmer, 109 id. 110; Fitzgerald v. Quann, Id. 441; Dean v. Metropolitan El. R. Co., 119 id. 540, and many others.) Repeals by implication are not favored and will not be declared on the ground of inconsistency or repugnancy unless the same is plain and unavoidable. (Grimmer v. Tenement House Dept., 204 N. Y. 370, 378.) It is elementary that a judgment on plea of guilty is as binding in all respects as a judgment of guilty on verdict of a jury (People ex rel. Hubert v. Kaiser, 150 App. Div. 541, 548; affd., 206 N. Y. 46) and likewise elementary that a conviction is a bar to further prosecution as to all facts charged in the indictment. (People v. Dowling, 84 N.Y. 478, 483, 484; Shepherd v. People, 25 id. 406, 419; People ex rel. Evans v. McEwen, 67 How. Pr. 105; Kring v. Missouri, 107 U. S. 221; 1 Bishop Crim. Law, § 676; 4 Black. Com. 336.) Although the amended statute purports to render it unnecessary to allege prior convictions in an indictment, the statute does not deprive the grand jury of its power to so allege, if it sees fit. (Penal Law, § 1942.) Therefore, the compromise of the prior offender plea placed a final and binding seal upon the case as to all matters charged in the indictment; and that seal may not be broken without violating- the defendant’s constitutional right against a second jeopardy. The further question remains, whether or not the defendant should be resentenced as a second offender on the basis of the alleged third felony conviction which was not pleaded in the indictment. If that be answered affirmatively the defendant must receive an additional two years. (Penal Law, §§ 1297, 1942.) This is a narrower question. In the absence of authority to the contrary the court is inclined to the view that the terms of the judgment, guilty “ as a first offense,” is sufficiently broad to protect the defendant’s constitutional rights against any invasion whatever. A contrary holding would be capable of interpretation as a violation of the text of the judgment.

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Bluebook (online)
130 Misc. 821, 226 N.Y.S. 397, 1927 N.Y. Misc. LEXIS 1285, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-simmons-nycountyct-1927.