People v. Hooter

282 A.D. 398, 123 N.Y.S.2d 391
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 8, 1953
StatusPublished
Cited by8 cases

This text of 282 A.D. 398 (People v. Hooter) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Hooter, 282 A.D. 398, 123 N.Y.S.2d 391 (N.Y. Ct. App. 1953).

Opinions

Kimball, J.

-The appellant was convicted of burglary in the second degree and assault in the third degree. We conclude, upon the record presented, that the verdict cannot be sustained and that there should be a new trial. However, we will not at this time point out the reasons for this conclusion because of the fact that appellant has raised a fundamental question as to-the power and authority of the court to amend the indictment found by the Grand Jury and place the defendant on trial under such amended indictment. The indictment as handed up by the Grand Jury was a common-law indictment in two counts. The first count charged the defendant with the crime of burglary in the first degree by alleging a felonious breaking and entering of a dwelling house in the nighttime “ with intent to commit an assault ”. The second count charged assault in the second degree, alleging that defendant did attempt to perpetrate an act of sexual intercourse ” upon the person of a woman. The defendant had pleaded not guilty. Upon the acceptance of the jury and before the openings, the District Attorney moved to amend both counts of the indictment by charging burglary in the second degree instead of burglary in the first degree under the first count and by charging assault in the third degree instead of assault in the second degree in the second count. The District Attorney stated that the allegations of the indictment did not make out the crime of burglary in the first degree and that the allegations in the second count [400]*400did not properly charge assault in the second degree. No objection was made by the defendant and the court thereupon ordered the indictment to be so amended.

As a result of this amendment by the court, the defendant was tried and convicted upon an indictment not found by the Grand Jury and tried and convicted of crimes other than those set forth in the indictment. (U. S. Const., 5th Amendt.; N. Y. Const., art. I, § 6.) The question is therefore presented as to whether there is any inherent or statutory authority in the court (whether constitutional or not) by which it may place itself in substitution of the Grand Jury and bring a defendant to trial upon an indictment not found by the Grand Jury but upon one found by the court upon the statement and motion of the prosecuting officer. There is nothing in the record which indicates that the defendant was arraigned upon the amended indictment or that he ever made plea thereto. Apparently no issue was joined by a plea to the charges in the indictment, as amended by the court.

As stated above, this indictment was a common-law indictment, not a simplified indictment provided for pursuant to chapter III-A of title V of part IV of the Code of Criminal Procedure. As such it was good and sufficient since the Legislature has specifically so provided. (Code Crim. Pro., § 295-a.) There was no bill of particulars nor was the defendant entitled to one, as he would have been had the indictment been one pursuant to chapter III-A of. title V of part IV of the Code of Criminal Procedure. (§ 295-g.) At common law, a court had no power whatever to amend an indictment. (People v. Van Every, 222 N. Y. 74; People v. Motello, 157 App. Div. 510.) It was stated in Matter of McDonald v. Sobel (272 App. Div. 455, 457, affd. 297 N. Y. 679): “The authority for the exercise by a County Judge of power to make an order in a criminal case must be found in the Code of Criminal Procedure. Power must be conferred upon him expressly or impliedly by statute.” The power of the court to amend an indictment of the Grand Jury upon which a defendant is brought to trial must be found in some statute. Prior to 1929, an amendment to an indictment was allowed by section 293 of the Code of Criminal Procedure. This section was held to be constitutional. (People v. Johnson, 104 N. Y. 213.) The only amendment permitted by this section was “ when a variance between the allegation therein and the proof, in respect to time, or in the name or description of any place, person or thing, shall appear ”. The general purpose of section 293 was set forth in People v. [401]*401Geyer (196 N. Y. 364). It is patent that .this section gives no power to make the amendment which was ordered in this case. There was no variance between the allegations and the proof. No proof was made. The amendment was not in respect to time or name or description of any place, person or thing. Search must be made for some other statute giving the power.

By chapter 176 of the Laws of 1929, the Legislature enacted chapter III-A of title V of part IV of the Code of Criminal Procedure. By section 295-j of such chapter, it is provided: Upon the trial of an indictment, the court may, in its judgment, if the defendant cannot be thereby prejudiced in his defense on the merits, direct the indictment to be amended according to the proof, on such terms as to the postponement of the trial, to be had before the same or another jury, as the court may deem reasonable, by adding thereto new counts, where it is made to appear that the crimes to be charged therein relate to the transaction upon which the defendant stands indicted.”

It may be questionable whether the Legislature intended that section 295-j should be applicable to common-law indictments. That question is not here passed upon nor is it necessary for the decision herein to pass upon it. Neither is it necessary to consider whether such section would stand the constitutional test. It is sufficient to say that, in our opinion, whether applicable or not and whether constitutional or not, the section gave no power to the court to change the charges made by the Brand Jury; to bring a defendant to trial upon an information of the court in place of an indictment of the Brand Jury, in advance of any proof and without arraignment and plea. Section 295-j is explicit in its terms that the amendment permitted must be “ according to the proof ”. There was no proof but merely the statement of the prosecuting officer that the allegations of the indictment were insufficient to sustain the crimes charged. There were no “ new counts ” added to the indictment. There were two counts in the original indictment and there were two after the amendment. Had the Legislature intended to permit a change in the counts found by the Brand Jury, it undoubtedly would have said so. The Legislature was probably aware of the constitutional question which would have presented itself. However that may be, all that section 295-j authorizes is added ” counts. That can only mean counts added to those already in the indictment which the Brand Jury handed up. If, in a proper case, new counts are added after proof is made, the original counts remain as the Brand Jury found them and do not, by the addition of new ones, dissolve into thin air. We [402]*402conclude that section 295-j is no authority for the order of amendment made in this case. In passing, attention is called to the fact that the mandatory provisions of section 295-k were not complied with.

Sections 444 and 445 of the Code of Criminal Procedure and section 610 of the Penal Law make provision that a jury may find a defendant guilty of an inferior degree of the crime charged or of an attempt or of a crime, the commission of which is necessarily included in that with which he is charged in the indictment, These sections are merely a codification of the common law and relate to the powers of the jury, not the court. (People v. Miller, 143 App. Div. 251, affd. 202 N. Y.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Mendez
63 A.D.2d 69 (Appellate Division of the Supreme Court of New York, 1978)
People v. Brumfield
31 A.D.2d 726 (Appellate Division of the Supreme Court of New York, 1968)
People v. Ahlin
48 Misc. 2d 299 (New York County Courts, 1965)
People v. Quintero
28 Misc. 2d 364 (New York Court of General Session of the Peace, 1961)
People v. Cipolla
7 A.D.2d 698 (Appellate Division of the Supreme Court of New York, 1958)
People v. Kuehn
5 A.D.2d 516 (Appellate Division of the Supreme Court of New York, 1958)
People v. Trepel
207 Misc. 98 (New York Court of General Session of the Peace, 1954)
People v. Ercole
284 A.D. 974 (Appellate Division of the Supreme Court of New York, 1954)

Cite This Page — Counsel Stack

Bluebook (online)
282 A.D. 398, 123 N.Y.S.2d 391, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-hooter-nyappdiv-1953.