People v. Shepherd

179 Misc. 2d 171, 683 N.Y.S.2d 790, 1998 N.Y. Misc. LEXIS 623
CourtNew York Supreme Court
DecidedSeptember 30, 1998
StatusPublished

This text of 179 Misc. 2d 171 (People v. Shepherd) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Shepherd, 179 Misc. 2d 171, 683 N.Y.S.2d 790, 1998 N.Y. Misc. LEXIS 623 (N.Y. Super. Ct. 1998).

Opinion

[172]*172OPINION OF THE COURT

Dominic R Massaro, J.

Was defendant “arrested” when he voluntarily surrendered himself to naval authorities and was ordered not to leave the base? Are defendant’s convictions under the Uniform Code of Military Justice “crimes”? In the reflection of New York Military Law, Andy Shepherd was so placed under arrest; but he is not guilty of committing any crime contemplated by either our military or criminal law. On this record, however, the arrest and conviction for military offenses may be utilized on the issue of defendant’s credibility.

FACTUAL SETTING

In the instant case, Mr. Shepherd was arrested and indicted for the crime of attempted murder in the second degree (Penal Law §§ 110.00, 125.25 [1]) and related assault and weapon possession crimes. The herein questions present themselves in the context of the defense’s opening statement to the jury at trial, wherein Mr. Shepherd, it was emphasized, is “a normal kid, never been arrested for anything in his life * * * was attending college.”2

Notwithstanding this representation, while serving as a seaman apprentice in the Recruit Training Command at Great Lakes, Illinois, in 1996, one year prior to the institution of the within prosecution, defendant was charged with four violations of the Uniform Code of Military Justice (10 USC § 801 et seq. [U.C.M.J.]): unauthorized absence (U.C.M.J. art 96 [10 USC § 896]); failure to obey (U.C.M.J. art 92 [10 USC § 892]); restriction breaking (U.C.M.J. art 134 [10 USC § 934]); and assault consummated by battery (U.C.M.J. art 128 [10 USC § 928]). He subsequently pleaded guilty to the unauthorized absence and, following a summary court-martial, was found guilty of two of the three remaining charges: restriction breaking and assault consummated by battery. The sentence imposed was a reduction in rate of pay and forfeiture of two-thirds pay for one month. Upon review of the findings, Mr. Shepherd was separated from naval service with “other than honorable discharge”.

In the exercise of its discretion, this court had in a pretrial determination denied, on the basis of prejudicial effect outweighing probative worth, the prosecutor’s request to use defendant’s summary court-martial record for purposes of [173]*173impeaching his credibility should he elect to take the witness stand (see, People v Sandoval, 34 NY2d 371 [1974]; CPL 240.43). The People now move anew to inquire into the arrest and the convictions in light of defendant’s opening statement. They characterize it as “misleading and not accurate”. Defendant continues to argue resulting undue prejudice; he urges the court to adhere to its initial preclusion ruling.

SANDOVAL

The nature and extent of cross-examination has always been subject to the sound discretion of the trial court (see, People v Schwartzman, 24 NY2d 241, cert denied 396 US 846 [1969]).

It follows in the normal course of a trial that the use by a prosecutor of prior convictions or proof of the prior commission of specific criminal, vicious or immoral acts to impeach a defendant’s credibility, veracity or honesty on cross-examination is an issue framed by the individual facts and relevant circumstances at hand. The rules governing the admissibility of such evidence must “ ‘balance between the probative value of such proof and the danger of prejudice which it presents to an accused’ ” (People v Sandoval, supra, at 375, quoting People v Schwartzman, supra, at 247). Thus, in the exercise of discretion, and reconciling the interests of the People and the rights of a defendant, the Judge presiding may decide that it is altogether appropriate to allow the prosecutor to raise not only prior conduct as bearing on a defendant’s propensity for lack of candor and deceit, but any prior act which “reveal [s] a willingness or disposition * * * voluntarily to place the advancement of his individual self-interest ahead of principle or of the interests of society” (People v Sandoval, supra, at 377).

ARREST

The court’s analysis begins with the fact that Mr. Shepherd, after having absented himself from his naval command for a period of approximately one month, surrendered voluntarily. He was thereupon detained, that is, ordered not to leave the military base to which he was assigned until charges against him were determined. Mr. Shepherd’s detention, such as it was, consisted solely of this order. He was never handcuffed, physically constrained, nor put in the guardhouse. Indeed, he enjoyed freedom of movement and easily could have left the perimeter of the base.

New York’s criminal statutes do not define “arrest”; and our Court of Appeals has noted that it is difficult to delineate, in [174]*174abstract principles, the degree of intrusion which elevates itself into an arrest. In People v Chestnut (51 NY2d 14, 20, cert denied 449 US 1018 [1980]), the Court did offer a definition in terms of the level of intensity with which a person’s liberty is interrupted: “when the intrusion involved is of sufficient magnitude, an ‘arrest’ will be said to occur”. Thus, it may be observed, it is this “level of intensity” vis-a-vis the underlying circumstances extant in any given case which is determinative of whether an arrest has been effectuated. This bears no relation to eventual handcuffing or jailing, but rather to an objective view in relation to surrounding circumstances (cf., People v Freeman, 151 AD2d 967 [4th Dept 1989]). And while custodial confinement is the classic form of arrest (see, Dunaway v New York, 442 US 200 [1979]), the defense is in error in the circumstances at bar to argue that Mr. Shepherd was not arrested here.

The Uniform Code of Military Justice enlightens with the military concept of effectuating an arrest: “[a]rrest is the restraint of a person by an order, not imposed as a punishment for an offense, directing him to remain within certain specified limits” (U.C.M.J. art 9 [a] [10 USC § 809 (a)]). This surely is a deprivation of liberty by lawful authority (see, Black’s Law Dictionary 140 [4th ed 1951] [definition of “arrest”]) and makes clear that, while in the military service, Mr. Shepherd was, in fact, ordered into arrest (see, U.C.M.J. art 9 [b] [10 USC § 809 (b)]). The New York Code of Military Justice (Military Law art VII), which is patterned after the Federal code, fully recognizes this form of arrest (see, Military Law § 130.9 [a], [b]).

SUMMARY COURT-MARTIAL

A summary court-martial is the least formal of the three types of courts-martial known to the military (see, U.C.M.J. art 20 [10 USC § 820]; see also, Military Law § 130.20).3 It is a streamlined trial process involving only one commissioned officer to dispose promptly of relatively minor offenses (see, United States v Booker, 5 MJ 238 [CMA 1977], reconsideration granted and vacated in part 5 MJ 246 [CMA 1978] [nothing [175]*175precludes jurisdiction over serious offenses]). It provides somewhat less protection for the rights of the accused than other forms of courts-martial, and the maximum imposable punishment is limited.4 The summary court-martial has no civilian equivalent: it is strictly a creature of statute within the military system (see, U.S.M.J. art 20 [10 USC § 820]; see also, Military Law § 130.20).

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Related

United States Ex Rel. Toth v. Quarles
350 U.S. 11 (Supreme Court, 1955)
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People Ex Rel. Underwood v. . Daniell
50 N.Y. 274 (New York Court of Appeals, 1872)
People v. Schwartzman
247 N.E.2d 642 (New York Court of Appeals, 1969)
People v. Sandoval
314 N.E.2d 413 (New York Court of Appeals, 1974)
People v. Perez
331 N.E.2d 691 (New York Court of Appeals, 1975)
People v. Chestnut
409 N.E.2d 958 (New York Court of Appeals, 1980)
People v. Perez
44 A.D.2d 614 (Appellate Division of the Supreme Court of New York, 1974)
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Bluebook (online)
179 Misc. 2d 171, 683 N.Y.S.2d 790, 1998 N.Y. Misc. LEXIS 623, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-shepherd-nysupct-1998.