People v. Roa

11 Cal. App. 5th 428
CourtCalifornia Court of Appeal
DecidedMay 2, 2017
DocketB264885M
StatusPublished
Cited by41 cases

This text of 11 Cal. App. 5th 428 (People v. Roa) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Roa, 11 Cal. App. 5th 428 (Cal. Ct. App. 2017).

Opinion

Opinion

CHAVEZ,

Nickolas Roa (Roa) appeals from the judgment and order committing him indefinitely to the custody of the State Department of State Hospitals after a jury found him to be a sexually violent predator (SVP) under the Sexually Violent Predators Act (SVPA) (Welf. & Inst. Code, § 6600 et seq.). 1 Roa contends the trial court committed prejudicial error and denied him his due process rights by allowing the expert witnesses to testify as to case-specific facts that constitute inadmissible hearsay under People v. Sanchez (2016) 63 Cal.4th 665 [204 Cal.Rptr.3d 102, 374 P.3d 320] (Sanchez) and by admitting into evidence hearsay statements contained in documents that should have been redacted or excluded in their entirety.

We conclude that the trial court erred by allowing the experts to recite case-specific facts that were not independently proven by admissible evidence and that the error was prejudicial under the standard set forth in People v. Watson (1956) 46 Cal.2d 818 [299 P.2d 243]. We therefore reverse the judgment.

PROCEDURAL HISTORY

On February 14, 2007, the Los Angeles County District Attorney (the People) filed a petition pursuant to the SVPA to commit Roa as an SVP. 2 The trial court reviewed the petition and ordered a probable cause hearing *434 pursuant to section 6602. A probable cause hearing was conducted on June 25, 2009, at which Dr. Jack Vognsen and Dr. Jeffrey Davis testified. At the conclusion of the hearing, the trial court found that the petition stated sufficient facts that would constitute probable cause to believe that Roa was likely to engage in SVP criminal behavior upon release. The matter proceeded to a jury trial that commenced on May 26, 2015.

As relevant here, Roa’s counsel filed two motions in limine to preclude the People’s experts from considering, relying upon, or discussing the contents of two reports prepared by a district attorney investigator in 1999 and to preclude the experts from testifying as to “the details or contents of hearsay statements, including those contained in police and probation reports and psychiatric and medical records, when disclosing hearsay statements that were relied upon in forming their opinions unless the statements themselves are admissible.” The trial court ruled that the experts could testify regarding the “general substance” of information they gleaned from documentary evidence, including the investigator’s reports, as the basis for their opinions, but that the reports and any other documents reviewed by the experts would not be admitted into evidence unless they came within a hearsay exception.

At the conclusion of the trial, the jury returned a verdict finding true the allegation that Roa was an SVP and a danger to the health and safety of others because he is likely to engage in acts of predatory sexual violence. The trial court ordered Roa committed indefinitely to Coalinga State Hospital. This appeal followed.

BACKGROUND

The People ’s evidence

Dr. Jack Vognsen

Jack Vognsen, a forensic psychologist who contracts with the State Department of State Hospitals (DSH) to provide SVP evaluations, testified as an expert witness. He evaluated Roa in 2004 and prepared updated evaluations in 2006, 2009, and 2013, and an addendum to the 2013 evaluation in 2014. Because Roa repeatedly refused to be interviewed, Vognsen based his evaluations on Roa’s state hospital records, court records, police reports, probation officer reports, prison records, and criminal history reports prepared by the Department of Corrections and Rehabilitation and the Department of Justice. He also reviewed and relied upon the two district attorney investigator reports prepared in 1999.

*435 1. Convictions for SVP offenses

Vognsen opined that Roa had been convicted of two qualifying SVP offenses. He testified as to the details of those offenses, based on his review of probation officer reports and police reports in both cases. The first offense occurred in 1977, when Roa sexually assaulted a realtor named Helen who was conducting an open house. Roa held a knife to Helen’s throat and forced her to undress and orally copulate him. He sodomized her with his fingers and bit her genitals, anus, and buttocks. Roa was convicted in 1978 of oral copulation by force for the offense against Helen and was sentenced to two years in prison.

The second qualifying offense occurred in 1984. Roa went to the home of a woman named Michelle whom he had met on a previous occasion, said his car had broken down, and asked to use the bathroom. When he was finished, Roa told Michelle he had something in his car to show her, and she went outside with him. Roa opened the car door, grabbed Michelle by the hair and forced her into the car. He told Michelle that he had a knife and drove to an abandoned pallet yard. There, Roa raped and orally copulated Michelle over a two-hour period. When Michelle resisted, Roa struck her in the face. He was convicted in 1984 for oral copulation by force, penetration of the anus with a foreign object, rape, and kidnapping.

2. Mental disorder

Vognsen diagnosed Roa with a paraphilic disorder 3 with nonconsenting others, sexual sadism, antisocial personality disorder, and a substance abuse disorder.

Vognsen based his sexual sadism diagnosis on the circumstances of the offense against Helen, which he said demonstrated Roa’s interest in sexually humiliating the victim rather than having sexual intercourse with her. Vognsen testified that he was not “totally comfortable” with the sexual sadism diagnosis until he reviewed a district attorney investigator’s report on a 1999 interview with Roa’s ex-wife, Bertha. According to Bertha, Roa had to beat her, humiliate her, and see her cry and scream before he could become sufficiently aroused to have sexual intercourse with her. Bertha stated that she was 17 years old and Roa was 16 when they married and that the marriage lasted between six and eight years.

*436 Vognsen based the paraphilia diagnosis on the circumstances of the offense against Michelle, in which Roa sexually coerced the victim using force and threats. Vognsen found further support for that diagnosis in two additional incidents he learned of after reviewing a second district attorney investigator’s report prepared in 1999. Vognsen then testified as to the details of those two incidents.

The first incident was a 1967 juvenile adjudication for assault. Roa was 17 at the time and was sent to the California Youth Authority for that offense. Vognsen stated that Roa was attempting to rape a 12- or 13-year-old girl named Cecilia in an alley when a witness heard her cries for help and came to her aid. Roa then fled, but was subsequently arrested and pleaded guilty to assault.

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Cite This Page — Counsel Stack

Bluebook (online)
11 Cal. App. 5th 428, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-roa-calctapp-2017.