People v. Phipps

398 N.E.2d 650, 79 Ill. App. 3d 532, 34 Ill. Dec. 827, 1979 Ill. App. LEXIS 3738
CourtAppellate Court of Illinois
DecidedDecember 27, 1979
Docket15546
StatusPublished
Cited by14 cases

This text of 398 N.E.2d 650 (People v. Phipps) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Phipps, 398 N.E.2d 650, 79 Ill. App. 3d 532, 34 Ill. Dec. 827, 1979 Ill. App. LEXIS 3738 (Ill. Ct. App. 1979).

Opinions

Mr. PRESIDING JUSTICE MILLS

delivered the opinion of the court:

Can the State appeal an order directing the disclosure of personal files and information about some of the prosecution’s witnesses prior to a trial on the merits?

No.

The trial court held that any witness who invoked his privilege of confidentiality under the mental health statute was barred from testifying in this prosecution.

This is not ripe for appeal. Why not? Let us see.

Defendant was charged with cruelty to persons (Ill. Rev. Stat. 1977, ch. 23, par. 2368), maltreatment of a mentally retarded person (Ill. Rev. Stat. 1977, ch. 91/2, par. 15 — 1), and battery (Ill. Rev. Stat. 1977, ch. 38, par. 12 — 3(a)(1)), all offenses having occurred while defendant was an employee of the Lincoln Developmental Center.

He filed a pretrial motion for discovery which requested, inter alia, the names and addresses of all persons to be called as witnesses by the State. The State’s answer listed 20 witnesses that it intended to call.

Then defendant filed a motion for additional discovery which asserted that seven witnesses listed in the State’s answer were residents of the Lincoln Developmental Center, that the State maintained personal files on these individuals, and that the files contained mental evaluations, intelligence quotients, statements concerning the truth and veracity of the witnesses, and other unknown information which concerned the proposed witnesses. It was requested that the State furnish defendant with a copy of these files. This motion was granted by the trial court.

The State asked the court to reconsider its order of discovery, asserting that the requested material was in the control of the Illinois Department of Mental Health and Developmental Disabilities. The agency had informed the prosecution that the files were not available because they were confidential under the Mental Health and Developmental Disabilities Confidentiality Act (Ill. Rev. Stat., 1978 Supp., ch. 91/2, par. 801 et seq.).

The trial court entered an order stating that the Mental Health Code did not forbid the production of the material, but, rather, gave the patient or his therapist a privilege to prevent disclosure. The court said that any witnesses who invoked the privilege, or on whose behalf it was invoked, would not be permitted to testify. Those who complied with the discovery order could testify.

The State appeals, claiming that the trial court’s order was erroneous. Defendant, while addressing the merits, also questions the appealability of the order in question.

Upon close scrutiny of the issue of appealability, we find that we need not address the merits of this appeal. We have no jurisdiction.

Supreme Court Rule 604(a)(1) provides:

“(a) Appeals by the State.

(1) When State May Appeal. In criminal cases the State may appeal only from an order or judgment the substantive effect of which results in dismissing a charge for any of the grounds enumerated in section 114 — 1 of the Code of Criminal Procedure of 1963; arresting judgment because of a defective indictment; information or complaint; quashing an arrest or search warrant; or suppressing evidence.” (58 Ill. 2d R.604(a)(l).)

In its reply brief, the State argues that the portion of the rule which states “the substantive effect of which results in dismissing a charge” is not limited by the language “for any of the grounds enumerated in section 114 — 1” which follows it. The State thus reasons that an order is appealable if it has the effect of dismissing the charge, or if it has the effect of dismissing the charge pursuant to section 114 — 1.

In support of this analysis, the primary weapon in the State’s arsenal is People v. Love (1968), 39 Ill. 2d 436, 235 N.E.2d 819. In Love, the defendant was charged with leaving the scene of an accident. Although a warrant was issued for defendant’s arrest and delivered to the sheriff on October 10,1966, defendant was not arrested until March 8,1967. Prior to trial, defendant moved to dismiss the complaint on the grounds that he had not been arrested until 148 days after the issuance of the warrant. The trial court held that he had been denied a speedy and fair trial in violation of the Illinois and United States constitutions. An appeal to the Second District was transferred to the supreme court which held that the dismissal of a complaint on speedy trial grounds was appealable even though it was not expressly covered by Rule 604(a). In so doing, the court noted that the State retains the right to appeal any judgment the substantive effect of which results in a dismissal of the indictment.

In People v. Martin (1977), 67 Ill. 2d 462, 367 N.E.2d 1329, our supreme court reversed the Fifth District’s dismissal of an appeal of a trial court’s denial of the State’s motion to remove a proceeding under the Juvenile Court Act, noting that the effect of the trial court’s ruling was a denial of any future indictment on the charge in question.

In People v. Dellecarto (1978), 67 Ill. App. 3d 490, 384 N.E.2d 902, the First District applied the Love rationale to declare that a trial court order which dismissed an indictment for want of prosecution and was later changed to an order of acquittal was an appealable order. In People v. Henry (1974), 20 Ill. App. 3d 73, 312 N.E.2d 719, the Third District applied Love in order to hear an appeal of the trial court’s striking of a portion of an indictment of theft under *150 which asserted a previous theft. The court reasoned that the effect of the trial court’s ruling was to dismiss the first felony theft indictment.

Finally, People v. Rotramel (1972), 5 Ill. App. 3d 196, 282 N.E.2d 484, was a consolidated appeal where the trial court (on its own motion and over the State’s objection) amended the complaint to charge a lesser offense and then accepted the defendants’ guilty pleas. The Second District applied Love, acknowledging that the effect of the trial court’s ruling was to dismiss the original charge.

It would thus appear as if the State has correctly asserted that Rule 604(a) authorizes an appeal from any order, the substantive effect which results in the dismissing of the charge and that such order need not be based upon any of the grounds enumerated in section 114 — 1.

But the precedence of Love, Martin, Dellecarto, Henry, and Rotramel all have a common factor which distinguishes them from the case at bench. Here, the charge is still valid and the trial court’s order— while it may have weakened the prosecution’s case — did not affect the charge.

The State supplemented the record here in an attempt to show that six of the seven witnesses in question were eyewitnesses and that the only other witnesses who could identify the perpetrator were defendant and the victim, who would not talk.

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People v. Montgomery
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People v. Phipps
398 N.E.2d 650 (Appellate Court of Illinois, 1979)

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Bluebook (online)
398 N.E.2d 650, 79 Ill. App. 3d 532, 34 Ill. Dec. 827, 1979 Ill. App. LEXIS 3738, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-phipps-illappct-1979.