People v. Pettway

131 Misc. 2d 20, 497 N.Y.S.2d 279, 1985 N.Y. Misc. LEXIS 3291
CourtNew York Supreme Court
DecidedDecember 18, 1985
StatusPublished
Cited by4 cases

This text of 131 Misc. 2d 20 (People v. Pettway) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Pettway, 131 Misc. 2d 20, 497 N.Y.S.2d 279, 1985 N.Y. Misc. LEXIS 3291 (N.Y. Super. Ct. 1985).

Opinion

OPINION OF THE COURT

Joseph M. Lane, J.

The court is presented with an issue of apparent first impression in this State. May the District Attorney dismiss certain counts in a pending indictment in order to negotiate a plea with the defendant that conforms with CPL 220.10 limiting plea bargaining?

The defendant was indicted for robbery in the second degree (Penal Law § 160.10 [2]), a class C armed violent felony, grand larceny in the third degree (Penal Law § 155.30) (two counts), a class E nonviolent felony, criminal possession of a weapon in the fourth degree (Penal Law § 265.01), a class A misdemeanor, and criminal use of a firearm in the second degree (Penal Law § 265.08), a class C violent felony.

After extended conferences between the attorneys for the respective sides and the court, on February 1, 1985, the defendant entered a plea of guilty to criminal possession of a weapon in the fourth degree, a class A misdemeanor. Prior to entering the plea the District Attorney, on behalf of the People, dismissed the count of robbery in the second degree and dismissed the count of criminal use of a firearm in the [21]*21second degree. The District Attorney placed a statement on the record that based upon his investigation the People would be unable at trial to sustain and prove these counts.

Without the dismissal of the above counts, the People would be required, pursuant to CPL 220.10 (5) (d) (ii), to accept pleas of guilty to at least a class D violent felony offense with respect to robbery in the second degree and criminal use of a firearm in the second degree.

The court commenced its research by examining the powers of the District Attorney. The District Attorney is a constitutional officer (NY Const, art XIII, § 13). His powers and duties are "to conduct all prosecutions for crimes and offenses cognizable by the courts of the county for which he shall be elected or appointed” (County Law § 700 [1]). The District Attorney, in his duty to prosecute crimes, is granted broad discretion, but concomitant with such power is the obligation imposed on the District Attorney to assure a defendant a trial free from infringement of his due process rights (County Law § 927; US Const 14th Amend; People v Bonilla, 101 Misc 2d 146).

The court in People v Lofton (81 Misc 2d 572, 575-576) stated: "The District Attorney is a public officer. His duties are quasi-judicial in nature. His obligation is to protect, not only the public interest, but also the rights of the accused. In the performance of his duties, he must not only be disinterested and impartial, but must also appear to be so (People v Lombard, 4 AD2d 666, 671; People v Fielding, 158 NY 542, 547). His primary duty is to see that justice is done. Because he is presumed to act impartially (People v Fielding, supra, p 547) he has wide latitude to determine whom, whether and how to prosecute (Matter of Johnson v Boldman, 124 Misc 2d 592; Matter of Hassan v Magistrate’s Ct. of the City of N Y., 20 Misc 2d 509, app dsmd 10 AD2d 908, cert den 364 US 844; Matter of Coleman v Lee, 1 Misc 2d 685).”

The court in the Lofton case (supra, at p 576) cited People v Ballard (134 NY 269, 293), that held, if a prosecutor abuses his discretion, "a remedy may be found in his removal from office, or in the election of a successor worthy of the high position.”

The court in People v Harding (44 AD2d 800) observed that the District Attorney has unfettered discretion to prosecute or not to prosecute. The Court of Appeals has also held that, "The responsibility is upon him to conduct all prosecutions for crimes triable in his county” (People ex rel. Gardenier v Board [22]*22of Supervisors, 134 NY 1, 5). This seminal case succinctly sets forth the powers of the District Attorney as follows: "The responsibility is upon him to conduct all prosecutions for crimes triable in his county * * * And for that purpose it would seem that unless the performance of that duty is restricted by some other statute it was * * * within his power to do that which was essential to such prosecution; and that is a matter necessarily to a great extent dependent upon his judgment.” (Supra, at p 5.)

The court in Matter of Hassan v Magistrate’s Ct. (20 Misc 2d 509) thoroughly examined the question of the authority of courts to order a District Attorney to exercise his discretion to prosecute and concluded that a court does not have the power to substitute its judgment for that of the District Attorney.

In Kerstanski v Shapiro (84 Misc 2d 1049, 1051), the court reaffirmed the principle that: "Essentially, the courts have recognized that as an incident of the constitutional separation of powers, they are not to interfere with the free exercise of the discretionary powers of prosecutors in their control over criminal matters.”

Although the aforementioned cases do not deal specifically with the District Attorney dismissing counts in a pending indictment to satisfy the plea bargaining limitations in CPL 220.10, this court believes that the doctrine of "prosecutorial discretion” must be made applicable at this stage of a criminal proceeding.

In researching the case law, the court was unable to find a case on point. However, a discussion of People v Cook (93 AD2d 942) is useful at this point for the purpose of comparing it with the instant matter.

The appellate court, in People v Cook (supra), held that the plea entered was statutorily prohibited because the defendant was a prior felony offender indicted for a felony and was therefore unable to plead to less than a felony as a complete disposition of the outstanding indictment pursuant to CPL 220.30 (3) (b) (ii).

The case of People v Cook (supra) can be distinguished from the instant matter. In the Cook case, the defendant was indicted for the crime of grand larceny in the third degree (Penal Law § 155.30 [1]) for allegedly stealing a sum of $250 from his mother. Thereafter, defendant waived his right to be prosecuted by indictment and, with the consent of the People, the court then authorized the filing of a superior court infor[23]*23mation charging defendant with the crime of petit larceny (Penal Law § 155.25) based upon the same underlying facts and circumstances. Defendant then pleaded guilty to petit larceny and the court dismissed the indictment in the interest of justice. The Appellate Division, Third Department, held that the procedure used by the lower court was contrary to the statutorily established procedural framework which permits a defendant to waive indictment before, but not, as happened in that case, after an indictment has been handed down.

In the present case, the court did not dismiss the indictment in its entirety. The court is aware in this instance it has no power to reduce the charge or dismiss the indictment except as provided by CPL 210.20 (1) (b). It was the District Attorney’s office that exercised its discretionary power not to prosecute defendant for the crimes of robbery in the second degree and criminal use of a firearm in the second degree in the pending indictment (see, People ex rel. Gardenier v Board of Supervisors, 134 NY 1, 5, supra).

In addition, the defendant is not a predicate felon and has pleaded to less than a felony in this matter.

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Cite This Page — Counsel Stack

Bluebook (online)
131 Misc. 2d 20, 497 N.Y.S.2d 279, 1985 N.Y. Misc. LEXIS 3291, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-pettway-nysupct-1985.