People v. Lombard

4 A.D.2d 666, 168 N.Y.S.2d 419, 1957 N.Y. App. Div. LEXIS 3633
Appellate Division of the Supreme Court of the State of New York·Decided December 10, 1957·Published·Cited by 15 cases

Opinion

Valente, J.

The appellant Lombard, and one Dominick De Gennaro were indicted jointly, tried and convicted of the crime of attempted robbery, first degree. On this appeal Lombard urges that he was deprived of a fair trial by the admission in evidence of a confession of the codefendant De Gennaro, implicating appellant in the commission of the crime; and by the prosecutor’s improper use of that confession.

The testimony established that on July 20, 1955, at about 1:25 p.m., De Gennaro, together with another man, attempted to steal a payroll at the Altro Workshop, Inc. in The Bronx. In the course of the holdup, shots were fired and both De Gennaro and a private guard were wounded. De Gennaro’s accomplice escaped. Following his arrest, De Gennaro made a statement to the District Attorney confessing his participation in the attempted robbery and inculpating Lombard. It was not until November, 1955 that Lombard was apprehended in upstate New York.

As to Lombard, the trial centered on the issue of identification. He was identified as a participant by the wounded guard and by an employee of Altro Workshop. Additionally, the prosecution offered evidence of Lombard’s flight as pointing to his guilt. The defense was alibi, and an attempted explanation of Lombard’s absence from his home after the holdup. Lombard testified on his own behalf and admitted three prior felony convictions.

In its case against De Gennaro, the prosecution relied, in the main, on De Gennaro’s own admissions to a police officer immediately after his arrest as well as the confession made thereafter to the District Attorney. What is more, De Gennaro took the stand, admitted his guilt in the robbery and denied Lombard’s complicity.

[668] While the proof in the record is sufficient to support the verdict as to Lombard and his conviction would be justified on the evidence adduced, we hold that the conduct of the trial — particularly with respect to the improper use of De Gennaro’s confession as against Lombard—was such as to deny Lombard the fundamentals of a fair trial. Hence, we must reverse and grant a new trial. (People v. Savvides, 1 N Y 2d 554, 558; People v. Mleczko, 298 N. Y. 153, 163.)

Two police officers testified as to De Gennaro’s admissions to them in which he not only admitted his part in the crime, but also implicated Lombard. Moreover, De Gennaro’s statement to the District Attorney—in question and answer form — was received in evidence. There too, De Gennaro confessed his guilt, again named Lombard as an accomplice and detailed Lombard’s activities in the preparation for, and participation in, the unsuccessful holdup. These declarations by De Gennaro, after the enterprise had ended, were not admissible in evidence as against Lombard. (People v. Ryan, 263 N. Y. 298, 305.)

However, it is well settled that where joint defendants are on trial, the confession of one defendant will be admitted in evidence, even though implicating the codefendant, provided the jury is clearly instructed as to the limitations of the evidence as applying only to the declaring defendant. (Stein v. New York, 346 U. S. 156, 194-196, affg. 303 N. Y. 856; Delli Paoli v. United States, 352 U. S. 232 ; 43 Corn. L. Q. 128; 56 Col. L. Rev. 1112; 23 Brooklyn L. Rev. 314). The theory of admissibility of such evidence rests on the presumption that the nonconfessing defendant’s rights are adequately protected by adequate admonition by the court to the jury as to its limiting effect. The efficacy of instructions to eradicate from the minds of the jury the damaging evidence against the nondeclaring .defendant has been seriously questioned.*

[669] Of course, prejudice may be avoided by separate trials. Since, however, the defendants were indicted jointly, the statute (Code Crim. Pro., § 391) vests discretion in the Trial' Judge to determine whether the defendants shall be tried together or separately. (People v. Fisher, 249 N. Y. 419). In any event, there was no motion here for a separate trial and we need not review that question.

The grave danger of prejudice to Lombard in admitting into evidence De Gennaro’s confession — in the light of what happened later on summation — was not eliminated by the court’s instruction from time to time, that it was not binding on Lombard. As the Court of Appeals has said, such instructions are easy to give but hard to follow. (People v. Marshall, 306 N. Y. 223, 228.) Moreover, such instructions, when given, should not take the form of mere ritualistic intonations; initially they should be clear rulings which explain to the jury at the moment of their admission the reasons for the rule and impress upon them the necessity for strict adherence to the limitations imposed. Those admonitions should be reiterated in the charge. As Justice Rutledge said in Blumenthal v. United States (332 U. S. 539, 560): the risk of transference of guilt over the border of admissibility” must be “reduced to the minimum ”.

In view of the limited character of the evidence of De Gennaro’s confession, the safeguards which the law threw about its use against Lombard were completely dissipated by the arguments which the District Attorney advanced in his summation with reference to the contents of the confession and De Gennaro’s admissions.* We unanimously conclude that the repeated references to these statements, and the unwarranted use of portions thereof implicating Lombard, by the District Attorney in summation, as well as other unfair comments made by him, were so prejudicial as to require a reversal and a new trial.

When the time arrived at the trial for summations, the case against De Gennaro was virtually an inquest. Since he had taken the stand and admitted his participation in the holdup, the assistant district attorney had little to argue as to him.

However, with Lombard there were a number of actively contested issues including identification, alibi and flight. With De Gennaro’s testimonial confession of guilt before the jury, [670] there was no need in the prosecutor’s summation to refer to the nonjudicial confession or admissions, unless the purpose Was to circumvent the restrictive character of those statements insofar as they applied to Lombard. Yet a reading of the summation discloses repeated references to De Gennaro’s non-testimonial statements. But not content with this, the assistant district attorney went further, and made specific references to those statements of De Gennaro which implicated Lombard.

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People v. Lombard, 4 A.D.2d 666, 168 N.Y.S.2d 419, 1957 N.Y. App. Div. LEXIS 3633 (N.Y. Ct. App. 1957).

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