Mantell v. New York State Commission

181 Misc. 2d 1027, 697 N.Y.S.2d 494, 1999 N.Y. Misc. LEXIS 423
CourtNew York Supreme Court
DecidedSeptember 30, 1999
StatusPublished
Cited by1 cases

This text of 181 Misc. 2d 1027 (Mantell v. New York State Commission) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mantell v. New York State Commission, 181 Misc. 2d 1027, 697 N.Y.S.2d 494, 1999 N.Y. Misc. LEXIS 423 (N.Y. Super. Ct. 1999).

Opinion

OPINION OF THE COURT

Edward H. Lehner, J.

The central issue on this motion is whether a writ of mandamus is available to require that respondent New York State Commission on Judicial Conduct (Judicial Commission) [1028]*1028investigate an attorney’s complaint in which he charges that a particular New York City Criminal Court Judge violated the standards of judicial conduct during a court hearing.

On September 14, 1998 petitioner appeared before a Criminal Court Judge in New York County representing a defendant. Four days later petitioner lodged a complaint with the Judicial Commission alleging that the Judge acted improperly by: (1) modifying her ruling based on personal feelings against him; (2) demonstrating intemperate conduct; (3) lacking courtesy; (4) engaging in ex parte communications with petitioner (including giving advice); and (5) wrongfully ordering petitioner removed from the courtroom during an open courtroom proceeding.

On January 4, 1999, an attorney for the Judicial Commission informed petitioner by letter that:

“The State Commission on Judicial Conduct has reviewed your letter of complaint dated September 28, 1998. The Commission has asked me to advise you that it has dismissed the complaint.

“Upon careful consideration, the Commission concluded that there was no indication of judicial misconduct upon which to base an investigation.”

Thereafter, petitioner commenced this CPLR article 78 proceeding seeking a writ of mandamus directing the respondent to conduct an investigation of his complaint.

It must first be noted that: “Our State Constitution specifically authorizes the Commission on Judicial Conduct to ‘receive, initiate, investigate and hear complaints with respect to the conduct, qualifications, fitness to perform or performance of official duties of any judge or justice of the unified court system’. (NY Const, art VI, § 22, subd a.) Recognizing the importance of maintaining the quality of our judiciary, the Legislature has provided the commission with broad investigatory and enforcement powers. (See Judiciary Law, §§ 41, 42, 44; Matter of Nicholson v State Comm, on Judicial Conduct, 50 NY2d 597 * * *)” (Matter of New York State Commn. on Judicial Conduct v Doe, 61 NY2d 56, 59-60 [1984].)

In accordance with this grant of broad authority, section 44 (1) of the Judiciary Law provides, in part, that: “Upon receipt of a complaint (a) the commission shall conduct an investigation of the complaint; or (b) the commission may dismiss the complaint if it determines that the complaint on its face lacks merit.” Hence, based on the express wording of the governing [1029]*1029law, the Judicial Commission’s actions at issue here were within its authority. Accordingly, while the “filing of a complaint * * * triggers the commission’s authority to commence an investigation into the alleged improprieties” (Matter of New York State Commn. on Judicial Conduct v Doe, supra, at 60), it does not require that an investigation take place. This conclusion is supported by the discussion in Matter of Doe v Commission on Judicial Conduct (124 AD2d 1067 [4th Dept 1986]), where the Court outlined the role that an administratively generated complaint plays in a Judicial Commission proceeding, stating (at 1067-1068):

“An Administrator’s Complaint’ is merely a procedural device ‘which triggers the commission’s authority to commence an investigation into the alleged improprieties’ * * * It ‘represent [s] only the initiation of an investigation of judiciary impropriety and not the institution of formal proceedings’ * * *
“The Judiciary Law does not require that any action be taken regarding an Administrator’s complaint. Regulations promulgated by the Commission provide that the Commission ‘may dismiss the [Administrator’s] complaint’ at any time (22 NYCRR 7000.3 [c]); however, neither the statute nor the regulations mandate such action.”

While the complaint at issue was filed by an attorney and hence was not administrative in nature, the language granting the Judicial Commission the wide latitude to decide whether or not to investigate a charge does not distinguish between the two delineated types of complaints. The discretion to decline to investigate applies regardless of the source of the complaint. (See also, Harley v Perkinson, 187 AD2d 765, 766 [3d Dept 1992] [where it was said that “(t)o the extent plaintiff requested that these defendants (Office of Court Administration and the Judicial Commission) perform certain duties, his claims were in the nature of mandamus to compel and where, as here, the action involved the exercise of judgment or discretion, no such relief could be granted”].)

Moreover, the Judicial Commission’s failure to investigate the instant complaint is not appropriately subject to judicial review because the Commission’s function is in many respects similar to that of a public prosecutor. A District Attorney enjoys a large amount of independence of judgment as: “ ‘the decision whether or not to prosecute, and what charge to file or bring before a grand jury, generally rests entirely in his discretion’ * * * This broad discretion rests largely on the recognition that the decision to prosecute is particularly ill-suited to [1030]*1030judicial review. Such factors as the strength of the case, the prosecution’s general deterrence value, the Government’s enforcement priorities, and the case’s relationship to the Government’s overall enforcement plan are not readily susceptible to the kind of analysis the courts are competent to undertake.” (Wayte v United States, 470 US 598, 607 [1985].)

In terms of challenging a District Attorney’s decision not to prosecute, the court in Matter of Hassan v Magistrates’ Ct. (20 Misc 2d 509 [Sup Ct, Queens County 1959], appeal dismissed 10 AD2d 908 [2d Dept 1960], Iv dismissed 8 NY2d 750 [1960], cert denied 364 US 844 [I960]) very thoroughly examined the authority of a court to order a District Attorney to exercise his discretion to prosecute and concluded that the court is without the power to substitute its judgment for that of the District Attorney. The court ruled that (at 515):

“For a court to issue a mandate such as here requested would have a most chaotic effect upon the proper administration of justice. Anyone with experience as a prosecuting official knows that innumerable complaints of all kinds — justifiable and unjustifiable — are made to a District Attorney almost daily. If the petitioner’s proceeding here were held to be maintainable, it would open the door wide for any complainant, where the prosecuting officer decides that it is improper or improvident to prosecute, to ask the civil courts to review the discretion exercised by such prosecuting officer * * *
“From what has been said, it is self-evident that our public policy prohibits — and rightly so — giving approbation to a petition such as this which seeks to compel a District Attorney, by fiat and mandate of a civil court, to initiate a criminal proceeding.”

“ £[T]he manifold imponderables which enter into the prosecutor’s decision to prosecute or not to prosecute make the choice not readily amenable to judicial supervision’ ” (Kerstanski v Shapiro, 84 Misc 2d 1049, 1051 [Sup Ct, Orange County 1975], quoting Inmates of Attica Correctional Facility v Rockefeller,

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Bluebook (online)
181 Misc. 2d 1027, 697 N.Y.S.2d 494, 1999 N.Y. Misc. LEXIS 423, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mantell-v-new-york-state-commission-nysupct-1999.