People v. Norstrand

35 Misc. 3d 367
CourtNew York Supreme Court
DecidedDecember 20, 2011
StatusPublished
Cited by10 cases

This text of 35 Misc. 3d 367 (People v. Norstrand) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Norstrand, 35 Misc. 3d 367 (N.Y. Super. Ct. 2011).

Opinion

[320]*320OPINION OF THE COURT

Joseph D. Valentino, J.

Defendant is charged with “operator leav[ing] scene of accident resulting in death” (Vehicle and Traffic Law § 600 [2] [a]) and falsely reporting an incident in the third degree (Penal Law § 240.50 [3] [a]) in connection with a hit and run fatality of a pedestrian on March 12, 2011, and defendant’s reporting of his car being stolen on March 13, 2011. Allegedly, defendant was the driver of the vehicle involved in the hit and run and Abyan Keels, who witnessed the event, identified defendant as the driver from a photographic array several days later. There is little corroborative evidence besides the eyewitness. The DNA testing of defendant’s car did not confirm the presence of defendant’s blood on the dashboard of his car and although defendant’s DNA was found in his car, such evidence would be expected.

Given the amount of the evidence against defendant, he moved to allow expert testimony at trial regarding eyewitness identification and proposed calling Nancy Franklin, Ph.D., as his expert. The People opposed the motion contending that corroborating evidence renders unnecessary an expert on eyewitness identification and that the expert’s testimony is not beyond the ken of the average juror. Alternatively, the People conceded that some areas of such expert testimony have been vetted through the Frye hearing process. In any event, the court granted defendant a Frye hearing (Frye v United States, 293 F 1013 [DC Cir 1923]), which was held November 7, 2011, to determine the admissibility at trial of expert testimony on eyewitness identification.

Findings of Fact

At the hearing, defendant presented the testimony of Nancy Franklin, Ph.D. The court received in evidence Franklin’s curriculum vitae (defendant’s A). The People did not call any witnesses but subjected Franklin to rigorous cross-examination.

The credible testimony established that Nancy Franklin is a cognitive, not a forensic, psychologist and has been on the faculty at SUNY Stony Brook for the past 22 years. Franklin received a Ph.D. in Psychology from Stanford University in 1989. At Stanford, she was a National Science Foundation graduate fellow. She served as her department head, received various teaching awards, lectures on memory and eyewitness identification, and teaches psychology courses at Stony Brook. [321]*321Her field is cognition, human cognition and information processing, and her specific field is in memory and false memory. She conducts laboratory research and collects data on cross-racial identification.

Franklin has served on the editorial board of the Journal of Experimental Psychology, Learning Memory and Cognition. She has reviewed grants for the National Institute of Mental Health, for the military, and also for a couple of foundations. She has published numerous articles and chapters in the area of cognition and memory, attends lectures and conferences on cognitive psychology, and keeps current regarding developments in the field of eyewitness identification by reading and studying applicable literature. She has testified as an expert in the field of memory approximately 15 times in two states.

In terms of eyewitness identification, she has experience with eyewitness memory, accurate description of events and identification of persons of a race different from the race of the witness, police identification procedures, perceptual conditions and false memory. Her proposed areas of testimony are (1) identification of strangers, (2) cross-race effect, (3) exposure duration, (4) other perceptual factors, (5) flashbulb memory, (6) event stress, (7) recovered memories, (8) lineup issues, and (9) confidence malleability.

Franklin testified regarding memory and retrieval of memory. In general, memory does not work like a video camera and the memory process is full of opportunities for errors. She discussed the process of encoding as it relates to memory. Regarding identification of strangers, she opined that people are bad at identifications and research shows that people are accurate approximately 50% of the time. Franklin is familiar with the work and meta-analysis of Shapiro and Penrod, whose work is accepted in the field and most people are unfamiliar with factors that affect memory.

Franklin testified regarding the Smechel study which surveyed 1008 juror-eligible citizens by phone in 2004. Eighty-three percent of those surveyed believed that a person’s identification would be accurate and 66% of those surveyed reported “I never forget a face.” Experts however have concluded that memory for strangers’ faces is poor and that constant exposure to a person correlates to never forgetting the person’s face. Also, Franklin is familiar with a 2003 study concerning September 10 and 11, 2001 memories, which studied the vividness of the memories over time.

[322]*322Eyewitness identification has been studied for the past 40 years. Examples of overturned rape convictions by DNA evidence despite the eyewitness’ identification of defendant demonstrate the inaccuracy of eyewitness identification and memory.

Regarding “cross-race effect,” Franklin revealed that studies of this effect since 1989 have shown that there is a lower rate of correct identification when cross-race is involved which translates to a higher false identification rate. Franklin testified that both blacks and whites are subject to cross-race errors in identifications. According to Franklin, cross-race identification scientific research is generally accepted in the scientific community. The 2001 and 2009 surveys by Penrod researched the cross-race effect.

' Regarding exposure duration, Franklin described the concept as being how long a person looks at the other person. A 2003 Memon, Hope and Bull study showed that if the duration is 12 seconds or less, the correctness of the identification is lowered and there is an increase of false identification. In that study, 90% false identifications were made where the proper person was not in the lineup if the viewing duration was 12 seconds or less. If the exposure is 45 seconds or more, that longer exposure increases the correctness of the identification, with only 40% false identifications. With a 12-second exposure, only 30% chose the correct person when the proper person was in the lineup. Related to exposure duration, Franklin referenced a study which showed that people’s estimation of time of an episode from which a person is identified is often exaggerated, especially in a stressful situation.

According to Franklin perceptual conditions, such as lighting, distance, angle, view and night vision, all affect identification. Studies have been conducted of “angle identification,” as opposed to full face identification, showing a deficit in identification. The literature on these effects is accepted in the scientific community.

Further, Franklin testified that 27 studies have focused on stress and identification, showing that heightened stress makes identification worse. People under stress remember the “gist” better than minor details such as the color of a car.

Regarding studies of lineup or photo array identifications, Franklin testified regarding best practices to be used in creating photographic arrays and in conducting identification procedures with witnesses. She referenced a commission empaneled by for[323]

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Bluebook (online)
35 Misc. 3d 367, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-norstrand-nysupct-2011.