People v. Banks

16 Misc. 3d 929
CourtNew York County Courts
DecidedJuly 6, 2007
StatusPublished
Cited by2 cases

This text of 16 Misc. 3d 929 (People v. Banks) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Banks, 16 Misc. 3d 929 (N.Y. Super. Ct. 2007).

Opinion

OPINION OF THE COURT

Barbara G. Zambelli, J.

Defendant has been indicted for the crimes of murder in the first degree, murder in the second degree, three counts of attempted murder in the first degree, three counts of attempted murder in the second degree, four counts of assault in the first degree, two counts of reckless endangerment, robbery in the first degree, criminal possession of a weapon in the second degree and two counts of criminal possession of a weapon in the third degree in connection with the July 3, 2005 shooting and robbery at the Cibao Deli in Greenburgh which resulted in the death of Angel Noelio Cabrera and the injury of Jose and Pedro Pena.

Defendant seeks to elicit expert testimony at trial regarding certain psychological phenomena that affect the reliability of identification testimony. By letters to the court dated June 11 and 13, 2007, defendant made an offer of proof regarding this proposed expert testimony. In his June 11 letter, defendant proffered Steven D. Penrod, Ph.D., J.D., as an expert capable of assisting the jury in evaluating the reliability of eyewitness identifications in six areas. Specifically, these areas are (1) that high levels of stress negatively affect identification accuracy and eyewitness recall; (2) that increased exposure time1 of a witness to the perpetrator at the time of the crime is associated with improved performance in making a correct identification; (3) that a partial disguise worn by a perpetrator diminishes recognition of the perpetrator by the witness; (4) that the retention interval2 is an important determinant of correct identifications; (5) that there is a low correlation between the confidence of a [931]*931witness and the correctness of a witness’ identification; and (6) that there is a cross-race bias which impairs the ability of witnesses of one race to make correct identifications of perpetrators of a different race. Additionally, at the Frye hearing, defendant proffered testimony regarding the psychological phenomena of mug shot induced bias3 and weapon focus,4 based upon the factual recitations contained in his June 13 letter.

In that letter, defendant argued that such psychological expert testimony is necessary here because this case involves little or no corroborative evidence and because all of the identification witnesses were shown photo arrays containing defendant’s photograph prior to the lineup. Specifically, defendant noted that he was identified by four individuals — Jose Pena, Pedro Pena, Nelson Pena and Phillip Shands. As to Jose Pena, defendant notes that this witness saw a gun before he was shot and saw the perpetrator with cornrows wearing a gray “hoodie” before he ran from the store. The defendant submits that this was an extremely stressful experience, and notes that the witness failed to identify the defendant with cornrows from a photo array two days later. Jose Pena did identify the defendant (with a shaved head) from a photo array on August 25, 2006 and identified him from a lineup on October 16, 2006. As to Pedro Pena, defendant notes that this witness saw the shooter taking money from the cash register, and then saw the shooter point the gun at him and shoot him before he turned and ran. When shown a photo array two days later with defendant’s picture, Pedro was unable to make an identification but indicated that the defendant’s photo appeared to be the person he had seen, but that he was uncertain. Defendant notes that Pedro Pena identified him as the shooter 15 months later at the October 16, 2006 lineup. Defendant alleges that Pedro Pena later said that he did not get a good look at the shooter’s face. As to Nelson Pena, the defendant notes that this witness was outside the store when the shooter walked out after shooting Jose, Pedro and the deceased. Nelson saw the shooter aim at his head and [932]*932fire a shot, at which point Nelson hit the pavement to avoid being shot. Defendant alleges that Nelson Pena did not identify defendant’s photo and did not identify the defendant as the shooter until the lineup of October 16, 2006. As to Phillip Shands, who was an eyewitness to the crime, defendant notes that the witness stated that he viewed the shooter from 50 feet away and alleges that the shooter had his back to him. Defendant notes that while Shands claimed to recognize the shooter and learned his name a few weeks after the shooting, Shands did not give this information to the police when he called them to report the shooting, nor when he gave a sworn statement a week later. Defendant notes that Shands first identified the defendant from one photo array on September 22, 2005, but that he failed to identify defendant from a different array. Shands also identified the defendant at the October 16, 2006 lineup. In addition to these four witnesses, the defendant notes that a fifth individual, Juan Guzman, who was present in the store during the shootings, allegedly saw the perpetrator taking money from the register and was not shot at by the perpetrator, and never made any identification of the defendant, despite being shown photo arrays. Thus, defendant submits that because of the lack of corroborative evidence, coupled with the circumstances surrounding the witnesses’ respective viewing of the perpetrator and their subsequent identifications (and nonidentifications) of the defendant as the perpetrator, expert testimony regarding phenomena affecting eyewitness identification is relevant and appropriate in this case.

Pursuant to defendant’s offer of proof, on June 14 and June 28, 2007, this court held a Frye hearing regarding defendant’s proposed expert witness testimony.; Both parties also submitted posthearing memoranda in support of their respective positions. At the hearing, the defendant called Dr. Steven Penrod, Distinguished Professor of Psychology at John Jay College of Criminal Justice, and, at the continuation of the hearing on June 28, submitted as exhibits Dr. Penrod’s curriculum vitae, as well as a survey conducted by Dr. Penrod and Tarika Daftary entitled General Acceptance among Experts of Eyewitness Research Findings: A June 2007 Update (hereinafter Penrod survey). The People did not call their own witness at the hearing; however, they offered into evidence as an exhibit a survey by Dr. Saul Kassin, V. Anne Tubb, Harmon M. Hosch and Amina Memon entitled, On the “General Acceptance” of Eyewitness Testimony Research — A New Survey of the Experts, which was [933]*933published in 56 American Psychologist 405-416 (May 2001) (hereinafter Kassin survey).

Dr. Penrod testified at the Frye hearing that the above psychological phenomena have been generally accepted as reliable by the scientific community of psychologists who conduct research in the field of eyewitness identification. In support of his conclusions, Dr. Penrod referred to several research studies and “meta-analysis,” which is “a statistical method utilized to synthesize . . . large numbers of separate but related studies to determine if there is a general effect that can reliably be ascertained.” (People v Williams, supra at 574.) However, aside from the Penrod survey, none of these studies were introduced into evidence by the defendant. Defendant submits that Dr. Penrod’s testimony, including his references to research studies undertaken in the field, as well as the Penrod survey, establish that the above phenomena have been accepted as generally reliable in the relevant scientific community.

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Related

People v. LeGrand
94 A.D.3d 99 (Appellate Division of the Supreme Court of New York, 2012)
People v. Norstrand
35 Misc. 3d 367 (New York Supreme Court, 2011)

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Bluebook (online)
16 Misc. 3d 929, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-banks-nycountyct-2007.