People v. Mosby

92 P.3d 841, 15 Cal. Rptr. 3d 262, 33 Cal. 4th 353
California Supreme Court·Decided July 8, 2004·No. S104862·Published·Cited by 185 cases

Opinion

15 Cal.Rptr.3d 262 (2004)
92 P.3d 841
33 Cal.4th 353

The PEOPLE, Plaintiff and Respondent,
v.
Clyde MOSBY, Defendant and Appellant.

No. S104862.

Supreme Court of California.

July 8, 2004.

Elizabeth Campbell, Sacramento, under appointment by the Supreme Court, and Steven A. Torres, under appointment by the Court of Appeal, for Defendant and Appellant.

Bill Lockyer, Attorney General, David P. Druliner and Robert R. Anderson, Chief Assistant Attorneys General, Jo Graves, Assistant Attorney General, Stan A. Cross and Susan J. Orton, Deputy Attorneys General, for Plaintiff and Respondent.

*263 KENNARD, J.

Thirty years ago this court held that before accepting a criminal defendant's admission of a prior conviction, the trial court must advise the defendant and obtain waivers of (1) the right to a trial to determine the fact of the prior conviction, (2) the right to remain silent, and (3) the right to confront adverse witnesses. (In re Yurko (1974) 10 Cal.3d 857, 863, 112 Cal.Rptr. 513, 519 P.2d 561.) Proper advisement and waivers of these rights in the record establish a defendant's voluntary and intelligent admission of the prior conviction. (People v. Howard (1992) 1 Cal.4th 1132, 1178-1179, 5 Cal.Rptr.2d 268, 824 P.2d 1315 (Howard); North Carolina v. Alford (1970) 400 U.S. 25, 31, 91 S.Ct. 160, 27 L.Ed.2d 162.)

When, immediately after a jury verdict of guilty, a defendant admits a prior conviction after being advised of and waiving only the right to trial, can that admission be voluntary and intelligent even though the defendant was not told of, and thus did not expressly waive, the concomitant rights to remain silent and to confront adverse witnesses? The answer is "yes," if the totality of circumstances surrounding the admission supports such a conclusion.

I

On April 13, 1999, defendant Clyde Mosby was arrested for selling a $20 piece of rock cocaine to an undercover police officer. He was charged with one count of selling cocaine (Health & Saf.Code, § 11352, subd. (a)), and it was alleged he had a prior felony conviction for possession *264 of a controlled substance (Health & Saf.Code, § 11370, subds. (a) & (c)).[1]

At trial, the prosecution offered three witnesses: Detective Chaplin, who bought the cocaine, described its purchase; Detective Reyes, who was present at the arrest, identified the rock of cocaine as the one he had seized; and chemist Edwin Smith testified that the rock contained cocaine base. Defendant's attorney cross-examined each detective. Defendant did not testify, although his codefendant did.

After the trial court learned that the jury had arrived at its verdict, the trial court asked defendant whether he wanted a jury trial on the bifurcated prior conviction allegation.

"The Court: The question is, should this jury return a guilty verdict as to Mr. Mosby, the hearing on whether it is true he did suffer such a prior conviction. Mr. Dawson [hereafter defense counsel].

"[Defense Counsel]: Your Honor, I've spoken with Mr. Mosby, and at this time he's willing to, first of all, waive jury on that issue. He will leave that in the hands of the court.

"But secondly, at [t]his time, I am in agreement that he will admit the enhancement, which essentially, absent unusual circumstances, makes him probation ineligible and allow the court to do what it will at sentencing if that becomes a necessary issue.

"The Court: Well, your understanding is he's willing to waive the jury?

"[Defense Counsel]: Waive the jury and actually admit the prior offense.

"The Court: We can deal with that afterwards.

"Mr. Mosby, it's alleged in the information that you were convicted of a felony violation, a drug offense, back on or about May 5th of '93, that's alleged in the information, so that if that's true, you were convicted on this charge, this present charge, it would make you ineligible for probation, do you understand that?

"The Defendant: Yes.

"The Court: You are entitled to have this jury, if they should find you guilty, you're entitled to have this jury determine the truth of the allegation that you suffered this prior felony conviction.

"You're entitled to have the jury hear that and make a decision on whether that's true or not.

"Do you understand that?

"The Defendant: Yes.

"The Court: Do you waive and give up your right to have this jury make a determination as to whether you suffered such a prior conviction?

"The Defendant: Yes.

"The Court: And you join in that, [defense counsel]?

"[Defense Counsel]: I do."

The jury then returned and delivered its verdict finding defendant guilty of selling cocaine. After discharging the jury, the *265 court returned to the prior conviction allegation.

"The Court: [Defense counsel], since Mr. Mosby wants the court to hear that matter, or prepared to admit the prior —

"[Defense Counsel]: He's prepared to admit the prior.

"The Court: Mr. Mosby, can you understand that you are entitled — you already waived having the jury determine the truth of this prior felony conviction of yours that's alleged. You are ... entitled to have the court hear the matter, as well, to make a determination.

"Do you understand that?

"The Defendant: Yes.

"The Court: Do you waive and give up your right to have the court make that determination?

"The Defendant: Yes."

The court then read the allegation that on May 5, 1993 defendant was convicted of drug possession in violation of Health and Safety Code section 11350; defendant admitted that he had been so convicted. Defendant was sentenced to a prison term of three years and eight months.

Defendant appealed, contending that the trial court's incomplete rights advisements rendered his admission of the prior conviction invalid. The Court of Appeal disagreed. It said: "It would frankly be absurd for this court to find that the defendant's admission of his prior conviction — a prior plea of guilty — was not voluntary and intelligent when he knew he did not have to admit but could have had a jury or court trial, had just participated in a jury trial where he had confronted witnesses and remained silent, and had experience in pleading guilty in the past, namely, the very conviction that he was now admitting."

Defendant petitioned for review in this court, arguing that the Court of Appeal's decision created a conflict with other Court of Appeal opinions. We granted review.

II

A. Our Decision in In re Yurko, supra, 10 Cal.3d 857

In Boykin v. Alabama (1969) 395 U.S. 238, 243 and footnote 5, 89 S.Ct. 1709, 23 L.Ed.2d 274, the United States Supreme Court explained that a defendant seeking to plead guilty is denied due process under the federal Constitution unless the plea is voluntary and knowing. "Several federal constitutional rights are involved in a waiver that takes place when a plea of guilty is entered in a state criminal trial. First, is the privilege against compulsory self-incrimination.... [Citations.] Second, is the right to trial by jury. [Citation.] Third, is the right to confront one's accusers." (Id. at p. 24

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People v. Mosby, 92 P.3d 841, 15 Cal. Rptr. 3d 262, 33 Cal. 4th 353 (Cal. 2004).

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