People v. Marrero

507 N.E.2d 1068, 69 N.Y.2d 382, 89 A.L.R. 4th 1001, 515 N.Y.S.2d 212, 1987 N.Y. LEXIS 15936
CourtNew York Court of Appeals
DecidedApril 2, 1987
StatusPublished
Cited by29 cases

This text of 507 N.E.2d 1068 (People v. Marrero) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Marrero, 507 N.E.2d 1068, 69 N.Y.2d 382, 89 A.L.R. 4th 1001, 515 N.Y.S.2d 212, 1987 N.Y. LEXIS 15936 (N.Y. 1987).

Opinions

OPINION OF THE COURT

Bellacosa, J.

The defense of mistake of law (Penal Law § 15.20 [2] [a], [d]) is not available to a Federal corrections officer arrested in a Manhattan social club for possession of a loaded .38 caliber automatic pistol who claimed he mistakenly believed he was entitled, pursuant to the interplay of CPL 2.10, 1.20 and Penal Law § 265.20, to carry a handgun without a permit as a peace officer.

In a prior phase of this criminal proceeding, defendant’s motion to dismiss the indictment upon which he now stands convicted was granted (94 Misc 2d 367); then it was reversed and the indictment reinstated by a divided Appellate Division (71 AD2d 346); next, defendant allowed an appeal from that order, certified to the Court of Appeals, to lapse and be dismissed (Oct. 22, 1980). Thus, review of that aspect of the case is precluded (People v Corley, 67 NY2d 105).

On the trial of the case, the court rejected the defendant’s argument that his personal misunderstanding of the statutory definition of a peace officer is enough to excuse him from [385]*385criminal liability under New York’s mistake of law statute (Penal Law § 15.20). The court refused to charge the jury on this issue and defendant was convicted of criminal possession of a weapon in the third degree. We affirm the Appellate Division order upholding the conviction.

Defendant was a Federal corrections officer in Danbury, Connecticut, and asserted that status at the time of his arrest in 1977. He claimed at trial that there were various interpretations of fellow officers and teachers, as well as the peace officer statute itself, upon which he relied for his mistaken belief that he could carry a weapon with legal impunity.

The starting point for our analysis is the New York mistake statute as an outgrowth of the dogmatic common-law maxim that ignorance of the law is no excuse. The central issue is whether defendant’s personal misreading or misunderstanding of a statute may excuse criminal conduct in the circumstances of this case.

The common-law rule on mistake of law was clearly articulated in Gardner v People (62 NY 299). In Gardner, the defendants misread a statute and mistakenly believed that their conduct was legal. The court insisted, however, that the "mistake of law” did not relieve the defendants of criminal liability. The statute at issue, relating to the removal of election officers, required that prior to removal, written notice must be given to the officer sought to be removed. The statute provided one exception to the notice requirement: "removal * * * shall only be made after notice in writing * * * unless made while the inspector is actually on duty on a day of registration, revision of registration, or election, and for improper conduct” (L 1872, ch 675, § 13). The defendants construed the statute to mean that an election officer could be removed without notice for improper conduct at any time. The court ruled that removal without notice could only occur for improper conduct on a day of registration, revision of registration or election.

In ruling that the defendant’s misinterpretation of the statute was no defense, the court said: "The defendants made a mistake of law. Such mistakes do not excuse the commission of prohibited acts. 'The rule on the subject appears to be, that in acts mala in se, the intent governs, but in those mala prohibita, the only inquiry is, has the law been violated?’ (3 Den., 403). The act prohibited must be intentionally done. A mistake as to the fact of doing the act will excuse the party, [386]*386but if the act is intentionally done, the statute declares it a misdemeanor, irrespective of the motive or intent * * * The evidence offered [showed] that the defendants were of [the] opinion that the statute did not require notice to be given before removal. This opinion, if entertained in good faith, mitigated the character of the act, but was not a defence [sic]” (Gardner v People, 62 NY 299, 304, supra). This is to be contrasted with People v Weiss (276 NY 384) where, in a kidnapping case, the trial court precluded testimony that the defendants acted with the honest belief that seizing and confining the child was done with "authority of law”. We held it was error to exclude such testimony since a good-faith belief in the legality of the conduct would negate an express and necessary element of the crime of kidnapping, i.e., intent, without authority of law, to confine or imprison another. Subject to the mistake statute, the instant case, of course, falls within the Gardner rationale because the weapons possession statute violated by this defendant imposes liability irrespective of one’s intent.

The desirability of the Gardner-type outcome, which was to encourage the societal benefit of individuals’ knowledge of and respect for the law, is underscored by Justice Holmes’ statement: "It is no doubt true that there are many cases in which the criminal could not have known that he was breaking the law, but to admit the excuse at all would be to encourage ignorance where the law-maker has determined to make men know and obey, and justice to the individual is rightly outweighed by the larger interests on the other side of the scales” (Holmes, The Common Law, at 48 [1881]).

The revisors of New York’s Penal Law intended no fundamental departure from this common-law rule in Penal Law § 15.20, which provides in pertinent part:

"§ 15.20. Effect of ignorance or mistake upon liability.
* * *
"2. A person is not relieved of criminal liability for conduct because he engages in such conduct under a mistaken belief that it does not, as a matter of law, constitute an offense, unless such mistaken belief is founded upon an official statement of the law contained in (a) a statute or other enactment * * * (d) an interpretation of the statute or law relating to the offense, officially made or issued by a public servant, agency, or body legally charged or empowered with the responsibility [387]*387or privilege of administering, enforcing or interpreting such statute or law.”

This section was added to the Penal Law as part of the wholesale revision of the Penal Law in 1965 (L 1965, ch 1030). When this provision was first proposed, commentators viewed the new language as codifying "the established common law maxim on mistake of law, while at the same time recognizing a defense when the erroneous belief is founded upon an ‘official statement of the law’ ” (Note, Proposed Penal Law of New York, 64 Colum L Rev 1469, 1486 [1964]).

The defendant claims as a first prong of his defense that he is entitled to raise the defense of mistake of law under section 15.20 (2) (a) because his mistaken belief that his conduct was legal was founded upon an official statement of the law contained in the statute itself. Defendant argues that his mistaken interpretation of the statute was reasonable in view of the alleged ambiguous wording of the peace officer exemption statute, and that his "reasonable” interpretation of an "official statement” is enough to satisfy the requirements of subdivision (2) (a). However, the whole thrust of this exceptional exculpatory concept, in derogation of the traditional and common-law principle, was intended to be a very narrow escape valve.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Burrows v. 75-25 153rd St., LLC
44 N.Y.3d 74 (New York Court of Appeals, 2025)
People v. Andujar (Jose)
Appellate Terms of the Supreme Court of New York, 2016
People v. Andujar
52 Misc. 3d 57 (Appellate Terms of the Supreme Court of New York, 2016)
People v. Kahng
52 Misc. 3d 1 (Appellate Terms of the Supreme Court of New York, 2016)
Jenkins, James Alan
Court of Appeals of Texas, 2015
PETTERSEN, OLE, PEOPLE v
Appellate Division of the Supreme Court of New York, 2015
People v. Pettersen
130 A.D.3d 1536 (Appellate Division of the Supreme Court of New York, 2015)
State v. Steele
2010 UT App 185 (Court of Appeals of Utah, 2010)
People v. Dandridge
45 A.D.3d 330 (Appellate Division of the Supreme Court of New York, 2007)
People v. Gilleo
39 A.D.3d 560 (Appellate Division of the Supreme Court of New York, 2007)
People v. Gudz
18 A.D.3d 11 (Appellate Division of the Supreme Court of New York, 2005)
Leggio v. Leggio
190 Misc. 2d 571 (NYC Family Court, 2002)
State v. Leavitt
107 Wash. App. 361 (Court of Appeals of Washington, 2001)
People v. Fraser
752 N.E.2d 244 (New York Court of Appeals, 2001)
People v. Fraser
264 A.D.2d 105 (Appellate Division of the Supreme Court of New York, 2000)
People v. Grinage
269 A.D.2d 780 (Appellate Division of the Supreme Court of New York, 2000)
United States v. Svendsen
72 F. Supp. 2d 149 (E.D. New York, 1999)
People v. Holmberg
243 A.D.2d 893 (Appellate Division of the Supreme Court of New York, 1997)
People v. Loomis
172 Misc. 2d 265 (New York County Courts, 1997)
People v. Small
157 Misc. 2d 673 (New York Supreme Court, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
507 N.E.2d 1068, 69 N.Y.2d 382, 89 A.L.R. 4th 1001, 515 N.Y.S.2d 212, 1987 N.Y. LEXIS 15936, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-marrero-ny-1987.