People v. Small

157 Misc. 2d 673, 598 N.Y.S.2d 431, 1993 N.Y. Misc. LEXIS 180
CourtNew York Supreme Court
DecidedMarch 29, 1993
StatusPublished
Cited by1 cases

This text of 157 Misc. 2d 673 (People v. Small) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Small, 157 Misc. 2d 673, 598 N.Y.S.2d 431, 1993 N.Y. Misc. LEXIS 180 (N.Y. Super. Ct. 1993).

Opinion

[674]*674OPINION OF THE COURT

Harold J. Rothwax, J.

The defendant broke into a car and stole the contents. He was apprehended as he emerged from the car. Among the items in the defendant’s possession was an electronic stun gun. It was described by a witness in the Grand Jury as a black rectangular object having two prongs on one end. The defendant testified before the Grand Jury and admitted breaking into the car and stealing property. He testified further that he had taken the stun gun from the car without knowing what it was. He testified that he believed the black object to be a radar detector.

The defendant was indicted for criminal possession of a weapon in the third degree (Penal Law § 265.02 [1]), based upon his possession of the electronic stun gun, one of the "per se” weapons proscribed by Penal Law § 265.01 (l).1 Electronic stun guns were added to the list of per se weapons in 1990 (L 1990, ch 264). The statute defines an electronic stun gun as "any device designed primarily as a weapon, the purpose of which is to stun, cause mental disorientation, knock out or paralyze a person by passing a high voltage electrical shock to such person.” (Penal Law § 265.00 [15-c].)

In his charge on the law of criminal possession of a weapon, the Assistant District Attorney instructed the Grand Jury that it was not necessary for the jurors to find that the defendant knew he possessed a stun gun; they need only find that the defendant was aware of possessing an object which was in fact a stun gun. The defendant contends that to hold him strictly liable for possession of an object without requiring proof that he knew the object was a weapon, violates basic principles of due process of law. The issue presented is whether the Assistant District Attorney’s legal instruction was correct as a matter of statutory interpretation and, if it were correct, whether the statute so interpreted would offend constitutional principles.

The Assistant District Attorney’s charge is supported by the commonplace statement in opinions construing Penal Law §§ 265.01 and 265.02, that criminal possession of a weapon is a strict liability crime requiring no particular mental culpability. (See, e.g., People v Messado, 49 AD2d 560 [1st Dept 1975]; [675]*675People v Ansare, 96 AD2d 96 [4th Dept 1983]; People v Newton, 72 Misc 2d 646, 647 [Sup Ct, Queens County 1973]; People v Davis, 112 Misc 2d 138, 140 [Crim Ct, Bronx County 1981]; Matter of Ronnie L., 121 Misc 2d 271, 273 [Fam Ct, NY County 1983]; see, People v Velasquez, 139 Misc 2d 822, 824-825 [Sup Ct, NY County 1988].)

In spite of the lack of equivocation in this assertion, a close reading of these cases reveals qualifications upon strict liability for weapons possession. First, these cases invariably involve possession of a firearm. Second, the Penal Law requires proof, even as to strict liability crimes, of a "voluntary act” which includes in regard to possessory crimes, proof of an awareness of "physical possession or control thereof for a sufficient period to have been able to terminate it.” (Penal Law § 15.00 [2].) This statute has been interpreted by appellate courts as imposing a requirement of proof of "knowing” possession. (People v Ford, 66 NY2d 428, 440 [1985]; People v Cohen, 57 AD2d 790, 791 [1st Dept 1977].) In Cohen, the trial court charged the jury that the defendant could be convicted of possessing a firearm found in his car "by mere possession”, and that the defendant does not "have to have any knowledge that he is carrying the firearm to violate the statute.” The Appellate Division reversed the defendant’s conviction, in reliance upon Penal Law § 15.00 (2).2

Read literally, Penal Law § 15.00 (2) requires only an awareness that the proscribed object was on the defendant’s person or otherwise under the defendant’s dominion and control. (See, People v Velasquez, supra, 139 Misc 2d, at 823.) However, because guns are all too familiar objects in our society, where the object is a firearm, an awareness of possessing it logically gives rise to an inference of knowledge of the nature of the object possessed. (People v Lynch, 116 AD2d 56, 61 [1st Dept 1986]; Commonwealth v Bacon, 374 Mass 358, 361, 372 NE2d 780 [1978].) No reported decision under article 265 of the Penal Law has held anyone liable for criminal possession of a firearm3 where the accused successfully disclaimed knowledge of the essential character of the thing possessed. In one case [676]*676where the defendant apparently claimed to be unaware of the nature of the object in the pocket of a jacket he obtained from another person, the court disbelieved the defendant. (Matter of Ronnie L., supra, 121 Misc 2d, at 277.) Applying the "voluntary act” requirement, the court found that the defendant "was aware that he possessed the gun.” (Supra.) Other courts have relied upon the voluntary act requirement to permit the jury to consider the defendant’s intoxication (People v Carlo, 46 AD2d 764 [1st Dept 1974] [involuntary intoxication]; People v Trisvan, 49 AD2d 913 [2d Dept 1975] [voluntary intoxication]; People v Valentine, 54 AD2d 568 [2d Dept 1976], supra) as a defense to criminal possession of a firearm. (See, People v Davis, 112 Misc 2d 138, supra.)

In cases involving the possession of a gun, our courts exonerate defendants whose possession was foisted upon them by circumstances beyond their control. For example, a defendant who knowingly possessed a firearm while aboard a plane which made an unscheduled stop within the United States was held to be nonculpable under the voluntary act requirement. (People v Newton, 72 Misc 2d 646 [Sup Ct, Queens County 1973].) In another case, a defendant who testified he did not know that a bag he took away from an assailant contained a gun until after he came into possession of the bag, was entitled to a jury instruction on the defense of temporary, innocent possession. (People v Legett, 140 AD2d 1 [1st Dept 1988].) The Court of Appeals has noted in discussing the defense of temporary innocent possession of a weapon, "that possession — an essential element of criminal possession of a weapon — does not turn upon physical handling of the prohibited weapon alone”, but permits a defense of legal excuse for having a weapon in one’s possession. (People v Williams, 50 NY2d 1043, 1045 [1980]; see, People v Messado, 49 AD2d 560, supra.)4

This review demonstrates that our courts, in effect, do read a mens rea requirement into the possession of weapon statutes, although noting that the statutes do not expressly require proof of any particular mental culpability. This result is consistent with the rule of statutory construction set forth in the Penal Law (Penal Law § 15.15 [2]) disfavoring strict liability. The rule states that "[although no culpable mental state [677]*677is expressly designated in a statute defining an offense, a culpable mental state may nevertheless be required for the commission of such offense, or with respect to some or all of the material elements thereof, if the prescribed conduct necessarily involves such culpable mental state. A statute defining a crime, unless clearly indicating a legislative intent to impose strict liability, should be construed as defining a crime of mental culpability.” (Penal Law § 15.15 [2].)

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Bluebook (online)
157 Misc. 2d 673, 598 N.Y.S.2d 431, 1993 N.Y. Misc. LEXIS 180, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-small-nysupct-1993.