People v. Marrero

71 A.D.2d 346, 422 N.Y.S.2d 384, 1979 N.Y. App. Div. LEXIS 13481
Appellate Division of the Supreme Court of the State of New York·Decided December 11, 1979·Published·Cited by 13 cases

Opinions

OPINION OF THE COURT

Lupiano, J.

Defendant, employed as a Federal corrections officer in Danbury, Connecticut, was found to be in possession of a loaded .38 caliber pistol on December 19, 1977, while in a social club located at 207 Madison Street, New York City. This resulted in an indictment charging defendant with criminal [347] possession of a weapon in the third degree pursuant to section 265.02 of the Penal Law. The sole issue on appeal is whether the defendant is exempt from prosecution pursuant to section 265.20 (subd a, par 1, cl [a]) of the Penal Law which in pertinent part provides that the offense for which defendant was indicted shall not apply to "peace officers as defined in subdivision thirty-three of section 1.20 of the criminal procedure law”. Relevant to defendant’s status, CPL 1.20 (subd 33, par [h]) enumerates as being peace officers "[a]n attendant, or an official, or guard of any state prison or of any penal correctional institution”. In dismissing the indictment on defendant’s motion to dismiss, the Supreme Court found CPL 1.20 (subd 33, par [h]) to be ambiguous in that the adjective "state” may be construed as modifying only the term "prison” and not the term "any penal correctional institution.” Having found such ambiguity, the court chose to resolve it in defendant’s favor by concluding that as defendant was a Federal corrections officer, he was entitled to the statutory exemption.

In thus construing the afore-mentioned subdivision of CPL 1.20, the court effected an inconsistency within the exemption statute itself—section 265.20 of the Penal Law. To illustrate: the first two categories of persons exempted under section 265.20 of the Penal Law are delineated under paragraph 1 of subdivision a as follows:

"(a) Persons in the military service of the state of New York when duly authorized by regulations issued by the chief of staff to the governor to possess the same, members of the division of state police, and peace officers as defined in subdivision thirty-three of section 1.20 of the criminal procedure law and persons appointed as railroad policemen pursuant to section eighty-eight of the railroad law.
"(b) Persons in the military or other service of the United States, in pursuit of official duty or when duly authorized by federal law, regulation or order to possess the same” (emphasis supplied).

The exemption provided by clause (b) patently applies to all in-Federal service and, therefore, embraces defendant. By viewing CPL 1.20 (subd 33, par [h]) as containing an ambiguity, and by construing that ambiguity in such manner as to afford to defendant an exemption by virtue of peace officer status without regard to his status as a Federal employee, an inconsistency in the statutory scheme was created whereby a select category of Federal employees was carved out of a [348] blanket provision of the exemption statute (Penal Law, § 265.20, subd a, par 1, cl [b]).

It suffices to note the following well-recognized principles of statutory construction and interpretation: "All parts of a statute must be harmonized with each other as well as with the general intent of the whole statute, and effect and meaning must, if possible, be given to the entire statute and every part and word thereof’ (McKinney’s Cons Laws of NY, Book 1, Statutes, § 98, subd a). Scrutiny of section 88 of the Railroad Law and the textual keys of section 265.20 of the Penal Law mandate the reasoned conclusion that séction 265.20 (subd a, par 1, cl [a]) of the Penal Law refers to service related to New York State as compared to or contrasted with Federal service which is the province of clause (b) of paragraph 1.

"Conflicting intentions in the same statute are never to be supposed or so regarded, unless forced on the court by unambiguous language” (McKinney’s Cons Laws of NY, Book 1, Statutes, § 98, subd b; see, also, Long Is. Trust Co. v Porta Aluminum Corp., 44 AD2d 118, 122-123). The wisdom of this common-sense rule of construction as applied to the instant matter is highlighted by Federal authority to the effect that a Federal agent is not a peace officer within the meaning of CPL 1.20 (subd 33) (United States v Viale, 312 F2d 595, 599,1 cert den 373 US 903; United States v Heliczer, 373 F2d 241, 244, n 2, cert den 388 US 917). Also, in an informal opinion, the Attorney-General of the New York State was of the view that in the absence of specific Federal authority, an off-duty Federal corrections officer may not possess or carry a weapon as defined in article 265 of the Penal Law (1978 Atty Gen [Inf Opns], p 126). In this informal opinion it was aptly noted that "[t]he CPL applies only to the authority to enforce and implement New York State law and does not include Federal law or Federal corrections officers. Therefore * * * paragraph (h) [of CPL 1.20, subd 33] refers only to State or local municipal employees.”

Further support for the conclusion that the status of peace officer envisioned by the Legislature in subdivision a (par 1, cl [a]) of the exemption statute (Penal Law, § 265.20) applies only to New York officers, is demonstrated by the fact that additional special provisions were provided for both Federal and [349] out-of-State officers (Penal Law, § 265.20, subd a, par 1, cl [b], subd a, par 11). Indeed, the legislative history of section 265.20 (subd a, par 11) of the Penal Law (which confers a limited exemption upon officers from another State) reveals that it was added not to limit a pre-existing blanket immunity for all peace officers, regardless of the jurisdiction by which they were employed, but rather to permit officers from another State for the first time to possess weapons in New York.2

Assuming the exemption statute (Penal Law, § 265.20) to be ambiguous insofar as the term "peace officer” utilized in clause (a) (subd a, par 1) is concerned (i.e., whether it applies to peace officers generally or to New York peace officers), the maxim noscitur a sociis, which literally means "it is known from its associates”, is applied as a rule of statutory construction (McKinney’s Cons Laws of NY, Book 1, Statutes, § 239). Clause (a) (subd a, par 1) refers to four classes: persons in military service of the State of New York, in the division of New York State Police, appointed as railroad policemen by the Superintendent of New York State Police and peace officers as defined in CPL 1.20 (subd 33). Since three of the four classes clearly relate to New York State, the tenet noscitur a sociis, embodying as it does a rule of common sense, warrants the conclusion that the peace officer exemption envisioned in clause (a) (subd a, par 1) similarly relates to New York peace officers and not Federal peace officers who are particularly embraced within clause (a) (subd a, par 1) and peace officers of another State who are particularly embraced within paragraph 11 of subdivision a.

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People v. Marrero, 71 A.D.2d 346, 422 N.Y.S.2d 384, 1979 N.Y. App. Div. LEXIS 13481 (N.Y. Ct. App. 1979).

71 A.D.2d 346 (People v. Marrero) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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