People v. Lewis

71 A.D.2d 7, 422 N.Y.S.2d 380, 1979 N.Y. App. Div. LEXIS 13078
Appellate Division of the Supreme Court of the State of New York·Decided November 13, 1979·Published·Cited by 13 cases

Opinion

OPINION OF THE COURT

Birns, J.

Defendant appeals from a judgment of the Supreme Court, New York County, rendered July 6, 1977, upon a jury verdict convicting him of one count of robbery in the first degree, two counts of robbery in the second degree and respectively sentencing him, as a second felony offender, to concurrent terms of 8 years to 16 years and 6 years to 12 years. He is incarcerated pursuant to the judgment.

The principal claim now made by defendant is that the recharge of the jury and acceptance of the verdict by a Judge who had no knowledge of the prior proceedings deprived defendant of his right to trial by jury including the right to have the same Judge preside throughout the trial. Defendant also presses a concomitant claim, that the jury’s verdict, announced after it was informed in the midafternoon by the substitute Judge that it would be kept over a second night if it had further questions, was the product of coercion. In addition, defendant contends that he was convicted of a crime with which he never was charged and finally, that the court’s "reasonable doubt” charge deprived him of his right to a fair trial.

The trial commenced on May 9, 1977 before Judge William Shea, a Judge of the Court of Claims (temporarily assigned to [9]*9the Supreme Court).1 The evidence at trial disclosed that on February 4, 1977 defendant, armed with a deadly weapon and accompanied by two accomplices, forcibly stole microwave ovens which were stored inside the terminal of Universal Car Loading and Distributing Company. Lieutenant Robert Pratt of the security force assigned to the warehouse accosted defendant and his accomplices. The lieutenant identified defendant as the same person who on an earlier date, January 14, 1977, forcibly stole boxes of clothing from the terminal.

On the morning of May 18, 1977, the jury received its instructions from Judge Shea and began deliberating. During the afternoon, it returned to the courtroom to receive supplementary instructions and to have testimony reread. That evening, the jury reported it had agreed upon a verdict with respect to some, but not all, of the four submitted counts of the indictment, and inquired of Judge Shea concerning the course it should take if it were unable to reach a verdict on those counts. The jury then asked for a rereading of the charge pertaining to the four counts. The court, after conferring with the People and defense counsel, asked the jury to return a partial verdict, whereupon it would be discharged. The jury, however, stated it desired to continue deliberating, believing that it could return a verdict on all the submitted counts if parts of the charge were reread. The court, after reading parts of the charge as requested, sequestered the jury for the night.

On the morning of May 19, the jury resumed its deliberations. Judge Shea, who had become ill, did not appear at court and, without objection by defendant, Judge Levittan (a Judge of the Criminal Court of the City of New York temporarily assigned to the Supreme Court)2 took Judge Shea’s place on the bench. In midafternoon of the same day, when the jury again requested that parts of Judge Shea’s charge be reread, defense counsel made two applications. The first was that a mistrial be declared in view of the protracted jury delibera[10]*10tions. This application was denied by Judge Levittan. The second challenged the judicial role assumed by Judge Levittan in the following language: "Mr. Traub: My second application was that I object to your—thought about it very carefully and I feel that the Court cannot sit here even for the purpose of having the reporter read the material back. Judge Shea is familiar with the case and he should be the one who should be sitting here. I would request that the Court give this request to Judge Shea.”

Judge Levittan denied this application also.

After the jury entered the courtroom, Judge Levittan explained Judge Shea’s absence and directed the reporter to read the requested parts of the charge. Judge Levittan told the jury, without objection by defendant, that "[i]f there are any other questions they will have to wait until tomorrow when Judge Shea will be here.” The jury resumed deliberations and returned the verdict at bar without objection by defendant. The jury was unable to reach a verdict on the first count which charged defendant with first degree robbery on January 14, 1977.

Whether one Judge may substitute for another during trial is an unresolved question in New York. We are of the opinion that in this case authority and reason support the substitution.

Defendant maintains that substitution of Judge Levittan for Judge Shea was improper because there is a blanket rule of constitutional dimension forbidding such substitution, absent defendant’s consent. Defendant’s contention is without merit. Although we find no statute in New York providing for substitution of an incapacitated Judge, there does not appear to be any statute forbidding the substitution without defendant’s consent.

The People argue that section 7-a of the Judiciary Law, providing that a "criminal action * * * is not discontinued by a vacancy or change in the judges of the court”, suggests a legislative intent against a blanket rule barring all substitutions. The People also cite section 21 of the Judiciary Law, providing that a Judge "shall not decide or take part in the decision of a question, which was argued orally in the court, when he was not present and sitting therein as a judge”, as implicit recognition "that a substitute judge may nevertheless act in other capacities.” These statutory provisions lack any [11]*11clear expression of legislative intent as to the general proposition of judicial substitution.

Our resolution of the question before us is assisted by recourse to the procedural rules of other jurisdictions—Federal, State and territorial. Rule 25 of the Federal Rules of Criminal Procedure (US Code, tit 18, Appendix), as amended in 1966,3 provides that if during a jury trial a Judge dies, becomes ill or is otherwise incapacitated, another Judge may proceed with and complete the trial. Consent of the defendant or Government is not necessary. Seventeen States and territories4 have rules similar to rule 25, providing for judicial substitution without the necessity of a defendant’s consent.

The constitutionality of rule 25 and its State and territorial counterparts is not in doubt. The Supreme Court itself promulgated rule 25 in 1944. The propriety of the procedure established thereby has been upheld by various Courts of Appeals (see United States v La Sorsa, 480 F2d 522 [CCA 2d]; United States v McCallie, 554 F2d 770 [CCA 6th]; United States v Bowser, 497 F2d 1017 [CCA 4th], cert den 419 US 857; United States v Lewis, 460 F2d 257 [CCA 9th]; United States v Bakewell, 430 F2d 721 [CCA 5th], cert den 400 US 964; Rogers v United States, 350 F2d 297 [CCA 10th]; Connelly v United States, 249 F2d 576 [CCA 8th], cert den 356 US 921).

The limited actions of Judge Levitt an in this case were reasonable. In view of the jury’s request, it was not inappro[12]

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People v. Lewis, 71 A.D.2d 7, 422 N.Y.S.2d 380, 1979 N.Y. App. Div. LEXIS 13078 (N.Y. Ct. App. 1979).

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