Opinion
BAXTER, J.
Section 12022.1 of the Penal Code increases the period of imprisonment for a felony if the offender committed it while free on bail or his own recognizance (O.R.) pending resolution of earlier felony charges of which he is ultimately found guilty. We granted review to decide whether this “bail/O.R.” enhancement applies in juvenile court proceedings under section 602 of the Welfare and Institutions Code so as to extend the maximum period of “physical confinement” of a juvenile ward. (See Welf. & Inst. Code, §§ 726, 731, 1766, subd. (b).) Unlike the Court of Appeal, we conclude that section 12022.1 is applicable in the juvenile context. We will therefore reverse in part the judgment of the Court of Appeal.
Facts
On July 1, 1991, the Madera County District Attorney filed a juvenile court petition alleging that Jovan B., a minor then four weeks shy of his fifteenth birthday (hereafter the minor), came within the provisions of Welfare and Institutions Code section 602
because he had committed a felony, residential burglary. (Pen. Code, §§ 459, 460, subd. (a).) At a detention hearing on July 2, the court ordered the minor released pending trial under “[hjouse arrest/electronic monitoring."
A contested jurisdictional hearing occurred on August 9, 1991. The court sustained the petition. (The record includes no transcript of the August 9 hearing. The probation report indicates that the minor entered the home of a friend, Benjamin S., and stole Benjamin’s Los Angeles Raiders jacket.)
The same day, August 9, a second Welfare and Institutions Code section 602 petition was filed alleging that in violation of Penal Code section 140, the minor had threatened Benjamin for assisting the authorities in the burglary case. On August 12, the court ordered the minor detained in juvenile hall pending adjudication of this new petition.
On August 26, the court held a dispositional hearing on the burglary petition and a jurisdictional hearing on the petition alleging threats against a
witness. Without objection, the latter petition was amended to assert, under Penal Code section 12022.1, that the threats against Benjamin occurred while the minor was out of custody pending trial on the burglary.
Evidence at the hearing indicated that on August 7, 1991, the minor and another juvenile, Anthony O., who was also accused in the burglary, approached Benjamin, who was scheduled to testify at the trial of that matter. Anthony extended a wooden dowel toward Benjamin and said, “Fuck you, bitch.” Both the minor and Anthony then declared they would “kick [Benjamin’s] . . . ass.” The minor later told a responding officer he was going back to get Benjamin for opening his mouth about a jacket in the minor’s possession; the minor said he had gotten into trouble about the jacket.
At the conclusion of proceedings on August 26, the court found true both the Penal Code section 140 violation and the bail/O.R. allegation under Penal Code section 12022.1. The matter was set for later disposition. Meanwhile, in the burglary case, the court declared the minor a court ward. It placed him on probation with conditions, including a 30-day commitment to juvenile hall (including 21 days already served), 30 days’ “house arrest” with “electronic surveillance,” and a $100 restitution fine.
On September 19, the court entered a dispositional order in the witness-threatening matter. It deemed the violation of Penal Code section 140 a felony
and confirmed the “special allegation per [Penal Code section] 12022.1.” The court continued the minor as a court ward, ordered an additional 30 days of juvenile hall confinement with credits, again imposed 30 days of electronically monitored house arrest, and specified another $100 restitution fine.
The minor appealed the August 26 jurisdictional order and the September 19 dispositional order. He urged that the sentence enhancement provided by Penal Code section 12022.1 for crimes committed while on bail or O.R. is inapplicable to juvenile proceedings because the statute speaks exclusively in adult terms of conviction, sentencing, and prison. The Court of Appeal agreed. It reversed the section 12022.1 finding and remanded for appropriate modification of the September 19 order. In all other respects, the judgment was affirmed. We granted the People’s petition for review.
Discussion
Penal Code section 12022.1 is part of the Determinate Sentencing Act (DSA) applicable to adult offenders. The statute provides that if one
commits a felony while released on bail or O.R. pending final resolution of an earlier felony charge, he shall serve “two years in state prison” additional and consecutive to any other prison term imposed for either offense. If he is “convicted” and “sentenced” for the later offense before “conviction” for the earlier offense occurs, imposition of the enhancement shall be stayed. The stay shall be lifted by the court hearing the earlier offense at the time of sentencing in that case. If the defendant is acquitted of the earlier offense, the stay becomes permanent. Thus, the enhancement cannot be imposed unless the defendant is ultimately “convicted” of both offenses. (See
People
v.
McClanahan
(1992) 3 Cal.4th 860, 869 [12 Cal.Rptr.2d 719, 838 P.2d 241 ].)
Juvenile courts have broader dispositional discretion over offenders within their jurisdiction than do adult courts directly subject to the DSA. (See Welf. & Inst. Code, § 725 et seq.) The DSA nonetheless has indirect application in juvenile proceedings. Whenever the juvenile court orders a
ward confined apart from his parent or guardian, or commits him to the California Youth Authority (CYA), the order must specify that he “may not be held . . . for a period in excess of the maximum term of imprisonment which could be imposed upon an adult convicted of the offense or offenses which brought or continued the minor under the jurisdiction of the juvenile court.” (Welf. & Inst. Code, § 726; see
id.,
§§ 731, 1766, subd. (b).) For a
single
felony offense, this theoretical “ ‘maximum term of imprisonment’ ” is the longest adult term for that offense, as described in Penal Code section 1170, subdivision (a)(2), “plus enhancements which must be proven if pled.” (Welf. & Inst. Code, § 726, 3d par.)
Moreover, the juvenile court may aggregate the period of physical or CYA confinement for
multiple
felony counts or petitions, including previously sustained petitions. In such cases, “the ‘maximum term of imprisonment’ shall be specified in accordance with subdivision (a) of Section 1170.1 of the Penal Code.” (Welf. & Inst. Code, § 726, 4th par.) Among other things, Penal Code section 1170.1, subd. (a) directs how enhancements shall be included in the “aggregate term of imprisonment” of an adult offender sentenced to consecutive terms for multiple felonies.
So far, the bail/O.R. enhancement has had no actual effect on the disposition of this case. However, the enhancement could have future significance in at least two circumstances.
First, even though the minor is not now confined for his offenses to date, further transgressions could result in a supplemental petition under Welfare and Institutions Code section 777 seeking modification of the current disposition on grounds that it “has not been effective in the rehabilitation or protection of the minor.” If the court sustains such a petition and decides further confinement or CYA commitment is then warranted, the enhancement will be included in the statutory maximum period of such confinement or commitment.
Second, the enhancement will also count toward the maximum period of confinement or commitment in a future section 602 proceeding if the court
then elects to “aggregate” the minor’s current and subsequent offenses. (See discussion,
ante,
at p. 810.)
If the minor were committed to CYA in either instance, his actual term, within the statutory maximum, would be governed by CYA guidelines. Minors most often do not serve their maximum terms, but the statutory maximum may affect both parole eligibility and the extent to which actual confinement may be prolonged for disciplinary reasons. (See Cal. Code Regs., tit. 15, §§ 4945(i)(8), (11), (14), 4955(b), 4961(c), 4983.)
The Court of Appeal concluded that by its plain terms, the bail/O.R. enhancement statute cannot apply toward a juvenile ward’s maximum confinement or commitment because the statute speaks in terms of “information[s],” “indictment[s],” “complaint[s],” “preliminary hearing[s],” and “sentencing,” all of which are foreign to juvenile procedure. In particular, the Court of Appeal noted, the enhancement requires “conviction” of both the “bailed” and “while-on-bail” offenses. (See Pen. Code, § 12022.1, subds. (d)-(g).) The court reasoned that because “[a]n order adjudging a minor to be a ward of the juvenile court shall not be deemed a conviction of a crime for any purpose . . .” (Welf. & Inst. Code, § 203), a juvenile offender cannot meet the criteria for application of the enhancement.
The minor presses similar arguments here, but we conclude they lack merit. The approach taken by the minor and the Court of Appeal overlooks the plain language of another statute, Welfare and Institutions Code section 726, which provides that a juvenile ward’s maximum confinement or commitment shall be a time
equal to
“the maximum term of
imprisonment
which could be imposed upon an
adult convicted
of the [same] offense or offenses . . . .” (Italics added.) Hence, for this limited juvenile purpose, the minor’s current and prior juvenile records are to be treated
as if they
were compiled in an adult context;
The DSA provides in detail for the enhancement of adult sentences when specified circumstances of an offense, or of the offender’s record, suggest that a longer period of confinement is warranted. Welfare and Institutions Code section 726 expressly adopts this system of enhancements for purposes of computing a juvenile ward’s maximum confinement or commitment.
Thus, paragraph three of Welfare and Institutions Code section 726 defines a ward’s maximum confinement or commitment on a single count as the upper DSA term for the offense as set forth in Penal Code section 1170, subdivision (a)(2), “plus enhancements which must be proven if pled.” The inference is that
any
enhancement which would apply to an adult conviction may likewise be applied, if pled and proven, in the juvenile setting.
Paragraph four of Welfare and Institutions Code section 726 further provides that the maximum confinement or commitment of a juvenile ward for “aggregated” offenses shall be computed under the formula for consecutive adult sentences set forth in Penal Code section 1170.1, subdivision (a). Section 1170.1, subdivision (a) provides, in turn, that the “aggregate term of imprisonment” in such cases shall be the sum of the “principal term” (the greatest term imposed for any of the offenses, plus specified enhancements applicable to the principal offense), the “subordinate term” (the sum of one-third the middle terms for each other offense on which the court is sentencing consecutively, plus one-third of specified enhancements applicable to each such subordinate offense which is a “violent felony”),
and
“any additional term[s] imposed pursuant to [Penal Code] [s]ection[s] 667, 667.5, 667.6,
or 12022.1
[the bail/O.R. enhancement] . . . .” (Italics added.)
Of course, juvenile proceedings do not literally result in “convictions” and juvenile confinements are not “sentences,” but that cannot be dispositive of the question whether the bail/O.R. enhancement applies to juvenile wards. Because they were enacted in an adult context,
all
felony sentence enhancements set forth in the DSA are defined in terms of “conviction” and “sentence” or “punishment” for an underlying offense. If use of this adult terminology were enough to prevent these enhancements from applying to juvenile wardship matters, paragraphs three and four of Welfare and Institutions Code section 726 would be meaningless.
For example, Penal Code section 1170.1, subdivision (a), as applied to juvenile proceedings by paragraph four of Welfare and Institutions Code section 726, provides that the “aggregate term of imprisonment” for multiple offenses may include enhancements, among others, for kidnapping the victim of a sex felony (Pen. Code, § 667.8), kidnapping a child with intent to permanently deprive a parent or guardian of custody
(id.,
§ 667.85), carrying a firearm or using a dangerous or deadly weapon
(id.,
§ 12022), carrying penetrating ammunition or wearing a body vest
(id.,
§ 12022.2), carrying or
using a firearm in a sex offense
(id.,
§ 12022.3), offering or furnishing a firearm to a coprincipal
(id.,
§ 12022.4), personally using a firearm or assault weapon
(id.,
§ 12022.5), discharging a firearm from a motor vehicle with the intent or effect of causing death or great bodily injury (GBI)
(id.,
§ 12022.55), intentionally taking, damaging, or destroying property
(id.,
§ 12022.6), intentionally inflicting GBI
(id.,
§ 12022.7), administering an involuntary drug to facilitate a felony
(id.,
§ 12022.75), inflicting GBI in the commission of certain forcible sex felonies
(id.,
§ 12022.8), and causing a miscarriage through intentional injuring of a pregnant woman
(id.,
§ 12022.9). Without exception, each of these enhancements provides that it is to be imposed “upon conviction” of the underlying felony, or consecutive to any punishment prescribed for the underlying felony “of which [one] . . . has been convicted.”
Welfare and Institutions Code section 726 obviously intends that, for purposes of calculating a juvenile ward’s maximum confinement or commitment, the DSA’s enhancement scheme should be applied fully except insofar as the focus of a particular enhancement is manifestly at odds with the principles of juvenile law. This requires a close analysis of each disputed enhancement to determine whether its internal references to adult criminal procedures indicate a purpose manifestly inconsistent with juvenile application.
We recently explained the purpose of the bail/O.R. enhancement. It is intended “ ‘ “to meet public concern over offenders who are
arrested
[and] then allowed back on the street a short time later to commit more crimes,” ’ ” “ ‘to deter the commission of new felonies by persons
released from custody
on an earlier felony,’ ” and to recognize such an offender’s “
‘breach
of the terms of his
special custodial status . . .
.’”
(People
v.
McClanahan, supra,
3 Cal.4th 860, 867-871, italics added.)
These concerns apply equally to juvenile and adult offenses. Moreover, Penal Code section 12022.1’s use of adult procedural terms such as “conviction” does not evidence an intent manifestly incompatible with its application to juvenile offenses. As we have seen, all DSA enhancements expressly assume the offender has been “convicted” of the offense for which punishment is being enhanced. That fact alone cannot override the express command of Welfare and Institutions Code section 726 that DSA enhancements be applied to maximum juvenile confinement.
Nor is it dispositive that Penal Code section 12022.1 also requires “conviction” of the charge which led to the offender’s release on bail or O.R. Even in this context, the word “conviction” appears to have no special technical significance for the enhancement and seems attributable simply to the adult terminology employed throughout the DSA enhancement scheme. The bail/O.R. enhancement is not “aimed primarily” at convictions as such, nor does it focus on the offender’s status as a “convicted” person. (See
People
v.
Prather
(1990) 50 Cal.3d 428, 440 [267 Cal.Rptr. 605, 787 P.2d 1012]; cf.
People
v.
Jones
(1993) 5 Cal.4th 1142, 1148 [22 Cal.Rptr.2d 753, 857 P.2d 1163], and
People
v.
McClanahan, supra,
3 Cal.4th at p. 871.) Even when applied to adults, section 12022.l’s requirement of “conviction” for the earlier “bailed” offense appears principally intended to establish with judicial certainty that the charges leading to release on bail or O.R. were valid. In other words, the Legislature has declined to apply the bail/O.R. enhancement to an offense unless a court has also sustained the charge on which the offender was released when he committed it.
Under these circumstances, the purposes of Welfare and Institutions Code section 726 and Penal Code section 12022.1 are achieved by concluding that the enhancement may not be included in a juvenile ward’s maximum confinement or commitment until both the “bailed” and the “while-on-bail” charges have been found true in appropriate juvenile proceedings. As so construed, section 12022.l’s reference to “convictions” does not preclude the statute’s application to the maximum term of confinement of a juvenile ward.
The Court of Appeal also expressed concern that a juvenile is not entitled to bail, and is never released on his “own” recognizance, as specified
in Penal Code section 12022.1, but rather is freed, if at all, to the custody of a parent or guardian. However, we are convinced that for purposes of Welfare and Institutions Code section 726 and Penal Code section 12022.1, the minor’s pretrial “house arrest” release in this case was the functional equivalent of O.R. release in an adult proceeding.
When the juvenile court is persuaded, pending proceedings under Welfare and Institutions Code section 602, that the youthful subject may flee, presents a danger, or violated a prior order, but has a fit home and does not require “24-hour secure [pretrial] detention,” the court must order or continue his pretrial release “to his parent, guardian, or responsible relative on home supervision.” The order may impose, modify, or extend conditions “on [the] . . .
minor”
(italics added), who must
personally
sign a written promise to obey. Violation of a condition permits the offender’s placement in secure pretrial detention pending further court review. (Welf. & Inst. Code, §§ 628.1, 636.)
Like adult O.R. release, therefore, a juvenile’s conditional “home supervision” release places substantial responsibility, faith, and trust in the released person himself. Though the decision to release a juvenile relies in part on the assumption that parents, guardians, or relatives will monitor his conduct, his defiant commission of a new felony while released on this “special custodial status" is a
personal
breach of the juvenile court’s trust. It is exactly the kind of opportunistic recidivism which warrants enhanced punishment under section Penal Code 12022.1. We conclude that by committing a new felony while subject to “house arrest” release on an earlier charge, the minor brought himself within the terms of the bail/O.R. enhancement.
The minor asserts another fundamental reason—one not raised below—why the bail/O.R. enhancement cannot apply to juveniles. As the minor observes, the bail/O.R. enhancement was added to the DSA in 1982, five years after Welfare and Institutions Code section 726 was last amended in 1977 to specify how the DSA would apply to juvenile confinement time.
Moreover, the minor urges, the bail/O.R. enhancement is different in nature from the enhancements which were in effect in 1977. Hence, the minor contends, this case is governed by the maxim of statutory construction that “where a statute adopts by specific reference the provisions of another statute, regulation, or ordinance, such provisions are incorporated in the form in which they exist at the time of the reference and not as subsequently modified .... [Citations.]”
(Palermo
v.
Stockton Theatres, Inc.
(1948) 32 Cal.2d 53, 58-59 [195 P.2d 1] [hereafter
Palermo].)
We find the argument unpersuasive. There is a converse rule “that where the reference is general instead of specific, such as . . . to a system or body of laws or to the general law relating to the subject in hand, the referring statute takes the law or laws referred to not only in their contemporary form, but also as they may be changed from time to time .... [Citations.]”
(Palermo, supra,
32 Cal.2d at p. 59.) Moreover, where the words of an incorporating statute do not make clear whether it contemplates only a time-specific incorporation, “the determining factor will be . . . legislative intent . . . .”
(People
v.
Domagalski
(1989) 214 Cal.App.3d 1380, 1386 [263 Cal.Rptr. 249].)
We conclude that the “maximum term of imprisonment” described in Welfare and Institutions Code section 726 incorporates, to the extent therein indicated, the “system or body of laws” known as the DSA. We think it “evident”
(Domagalski, supra,
214 Cal.App.3d at p. 1386) that the “maximum term of imprisonment,” as defined in section 726, was intended to conform at all times to the adult determinate sentencing scheme then in existence, regardless of the nature and timing of any amendments to that scheme. We explain our reasoning in detail.
Before 1976, both adult and juvenile felons were subject to indeterminate systems which gave courts or administrative agencies broad discretion to set
each individual term of confinement on the basis of various factors, including the circumstances of the offense and the offender’s progress toward rehabilitation. The Adult Authority was at least obliged to set an adult felon’s term within the prescribed range for his offense. (See, e.g., Comment,
Senate Bill 42—The End of the Indeterminate Sentence
(1977) 17 Santa Clara L.Rev. 133, 135-138.) On the other hand, juvenile felons, whether convicted in adult court or adjudged wards under the juvenile court law, had no such offense-based limit upon the time in which they might be confined. Once obtained, the juvenile court’s wardship jurisdiction ended only when the offender reached 21 or 25 years of age. A CYA commitment, once imposed, could extend until those ages were attained, or a uniform minimum period of confinement was completed, whichever occurred later. (See Welf. & Inst. Code, §§ 607, 1769;
People
v.
Olivas
(1976) 17 Cal.3d 236, 240-242, & fns. 5, 6, 8 [131 Cal.Rptr. 55, 551 P.2d 375].)
In 1976, the Legislature replaced the prior adult sentencing scheme with a comprehensive new law, the DSA. This new scheme set a limited number of alternative prison terms of definite duration, usually an “upper,” middle,” and “lower” term, for each category of felony. It further provided for augmentation of a felon’s prison term by specified periods if his individual offense involved one or more statutory enhancements.
At the heart of the DSA were Penal Code sections 1170, subdivision (a)(2) and 1170.1, subdivision (a). Section 1170, subdivision (a)(2) stated the general rule that when sentencing a felon to prison, the court must impose either the upper, middle, or lower term provided for the offense at issue, plus “any other . . . additional term” required or permitted by law in the individual case. Section 1170.1, subdivision (a) explained in detail how consecutive sentences for multiple offenses, including specific enhancements, should be computed.
The year 1976 also produced two related developments in the law pertaining to juvenile offenders. First, in
People
v.
Olivas, supra,
17 Cal.3d 236, we held that one convicted of a misdemeanor committed between the ages of 16 and 21 would be deprived of equal protection if held in CYA confinement for a period longer than the maximum jail term for the same offense.
Olivas
was narrowly concerned with the unequal treatment of
convicted misdemeanants
on the sole basis of youth, but it raised concerns that any inequalities between the
maximum
confinements of youthful and adult offenders might be constitutionally suspect.
Second, the 1976 Legislature amended Welfare and Institutions Code sections 726 and 731 in a manner which might satisfy such constitutional concerns. (See
In re Aaron N.
(1977) 70 Cal.App.3d 931, 937, 939 [139 Cal.Rptr. 258].) In deference to the different purposes of the laws governing adult and juvenile offenders, the Legislature did not create a determinate confinement scheme for juvenile wards like that applicable to adult felons through the DSA. However, the T976 amendments did provide for the first time that any juvenile court order for an offender’s physical confinement, or for his commitment to CYA, must expressly be limited in duration to the
“maximum
term of imprisonment” (italics added) for an adult convicted of the same offense or offenses. (Stats. 1976, ch. 1071, § 29, p. 4827;
id.,
§ 30, p. 4829.)
The following year, 1977, the Legislature again amended Welfare and Institutions Code section 726 to define, for juvenile confinement purposes, the phrase “maximum term of [adult] imprisonment.” (Stats. 1977, ch. 1238, § 1, p. 4158.) The amendment stated the flat basic rule that the “maximum term of imprisonment” is the “longest of the three time periods [i.e., the upper, middle, and lower DSA terms] set forth in [Penal Code section 1170, subdivision (a)(2)] . . .
plus enhancements
which must be proven if pled.” (Italics added.) Moreover, under the amendment, the “maximum term of imprisonment” applicable to an “aggregate^]” period of commitment or confinement for multiple offenses must be computed “in accordance with [Penal Code section 1170.1, subdivision (a)].” As we have seen, section 1170.1, subdivision (a) sets forth the DSA’s basic scheme for consecutive adult felony sentences.
Thus, in the language of
Palermo, supra,
32 Cal.2d 53, 58-59, Welfare and Institutions Code section 726’s reference to Penal Code sections 1170, subdivision (a)(2) and 1170.1, subdivision (a) is not a “specific reference [to] the provisions of another statute," but rather is a “general” reference “to a system or body of laws.” Penal Code sections 1170, subdivision (a)(2) and 1170.1, subdivision (a), the sections to which Welfare and Institutions Code section 726 refers, serve that systematic purpose in the DSA; they state the central, fundamental principles by which all DSA sentences are to be computed.
Indeed, Welfare and Institutions Code section 726 evidences a particular intent to apply the full, evolving DSA scheme of enhancements, not just time-specific portions thereof. As indicated above, paragraph three of section 726 states a broad general rule that the “maximum term of imprisonment” for juvenile confinement purposes includes “enhancements” if they are pled and proven. This sole direct reference to “enhancements” in section 726 is generic and makes no mention whatever of specific statutes. The inference is that DSA “enhancements” are fully incorporated in section 726 whenever they were adopted.
The obvious purpose of the 1976 and 1977 amendments to Welfare and Institutions Code section 726 was “to treat adult and juvenile offenders on equal footing as far as the [maximum] duration of their incarceration is concerned”
(In re Aaron N., supra,
70 Cal.App.3d 931, 939), whatever that period might be at the moment, The Legislature cannot have anticipated that in order to preserve this equality over time, it would be forced to amend section 726 each and every time it altered the DSA.
Sensing the absurdity of this absolutist view, the minor suggests he might apply the
Palermo
maxim only to those particular post-1977 DSA amendments which were probably “unforeseen" or “[un]anticipated” by the 1977 Legislature, or which make the DSA sentencing scheme “completely different” or impose “significantly more punishment.” But the minor’s difficulty in expressing a workable test illustrates the fundamental flaw in his approach. Surely the 1977 Legislature did not intend that subsequent lawmakers would have to worry whether each new DSA amendment was so
significantly different from the 1977 scheme that a specific amendment to Welfare and Institutions Code section 726 was also necessary.
Finally, the principles the minor espouses would work in both directions. Thus, if, after 1977, the Legislature were to make the DSA substantially more
lenient,
in ways perhaps unforeseen, presumably Welfare and Institutions Code section 726 would also have to be amended to grant juveniles the benefit of the change.
This cannot have been the Legislature’s intent. We conclude that the bail/O.R. enhancement applies to a juvenile ward, even though this enhancement was added to the DSA only
after
Welfare and Institutions Code section 726 was amended to incorporate the DSA as the basis for calculating a ward’s maximum confinement.
Conclusion
The Court of Appeal was mistaken in its conclusion that Penal Code section 12022.1, the bail/O.R. enhancement, does not apply in juvenile wardship matters. Accordingly, it was error to reverse that portion of the juvenile court’s judgment which found true the allegation under section 12022.1, and to remand for dismissal of that allegation. To this extent, the judgment of the Court of Appeal is reversed with directions to affirm the judgment of the juvenile court in full. In all other respects, the Court of Appeal’s judgment is affirmed.
Lucas, C. J., Mosk, J., Panelli, J., Kennard, J., Arabian, J., and George, J., concurred.