People v. Goddard

108 Misc. 2d 742, 439 N.Y.S.2d 71, 1981 N.Y. Misc. LEXIS 2284
CourtCriminal Court of the City of New York
DecidedApril 24, 1981
StatusPublished

This text of 108 Misc. 2d 742 (People v. Goddard) is published on Counsel Stack Legal Research, covering Criminal Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Goddard, 108 Misc. 2d 742, 439 N.Y.S.2d 71, 1981 N.Y. Misc. LEXIS 2284 (N.Y. Super. Ct. 1981).

Opinion

OPINION OF THE COURT

Lorraine S. Miller, J.

This case poses the poignant problem that deeply troubles every member of the judiciary in the criminal justice system today: what to do with indigent defendants who fail to pay fines previously imposed by the court.

While this is but one aspect of the “crisis of the courts” commented upon by Chief Judge Lawrence Cooke in a recent address,1 the frequency of such cases nevertheless significantly contribute to the “beleaguered” condition of the “conventional forum for dispute resolution, the court.”

Defendant herein pleaded guilty to attempted criminal mischief, fourth degree, and on October 10, 1980, was sentenced to a conditional discharge and a fine of $250. He was brought before this court on a warrant when the fine remained unpaid and the People requested incarceration. On February 19, 1981, this court held a hearing, during which defendant testified, without contradiction, that he is married, has seven young children and has been unem[743]*743ployed many months. The defendant was found to be indigent at the conclusion of the hearing.

Defendant now seeks either total revocation of the fine pursuant to CPL 420.10 (subd 4, par [c]), and/or not to be resentenced to the possible prison term authorized under CPL 420.10 (subd 4, par [d]).

While the court docket is not clear whether the sentencing court in October, 1980 had imposed a conditional discharge plus an independent fine or whether the fine was made a term of the conditional discharge, this court holds in either instance that although the fine cannot be vacated under the facts herein, this defendant cannot be resentenced to a term of imprisonment for nonpayment of the fine.

The statutory imposition of a fine can be found in Anglo-Saxon law as far back as 1383.2 A term of incarceration for nonpayment of the fine is authorized currently by Federal statute and in every State.3 Imprisonment under these circumstances is traditionally justified as being only a coercive device to insure payment — not a substitute form of punishment.4 Decisions of the Supreme Court of the United States, the New York State Court of Appeals and courts of other jurisdictions have begun to increasingly suggest that when the court is satisfied that payment is impossible by an indigent defendant, the possible justification for imprisonment as a persuasive collection device no longer exists.

The first pronouncement in this area came in Griffin v Illinois5 wherein convicted defendants were unable to appeal because of inability to pay for certified copies of the trial record. The Supreme Court held that the State’s failure to provide transcripts at public expense for appellate review constituted an invidious discrimination based [744]*744on wealth. The court noted: “[Tjhere can be no equal justice where the kind of trial a man gets depends on the amount of money he has.”6

New York followed the Federal court’s cue several years later (1965). In People v Saffore,7 the Court of Appeals reversed a lower court ruling which had required an indigent defendant to serve one year in jail and pay a $500 fine which, if unpaid, would be served at a rate of a day in jail for each unpaid dollar. Defendant’s right to equal protection was held to be violated when the term of imprisonment for the crime plus the additional term imposed for nonpayment exceeded the statutory maximum term of imprisonment.

In 1970 the Supreme Court in Williams v Illinois8 again found a violation of equal protection when the aggregate term of imprisonment for an indigent who was required to work off his unpaid fine exceeded the maximum term of imprisonment imposed by the statute for the underlying crime. Mr. Justice White in Morris v Schoonfield,9 decided the same day as Williams, stated in a concurring opinion as follows: “In each case, the Constitution prohibits the State from imposing a fine as a sentence and then automatically converting it into a jail term solely because the defendant is indigent and cannot forthwith pay the fine in full.”

The following year the Supreme Court further restricted the imprisonment of indigents for inability to make immediate payment of fines. In Tate v Short,10 the defendant had accumulated $425 for nine traffic offenses, payable by fine only. Because he was indigent, Tate was unable to pay the fines. Under Texas statutes he was resentencid to imprisonment for 85 days at $5 per day as a substitute sentence. Habeas corpus relief was denied by the Texas courts. The Supreme Court reversed and remanded, finding imprisonment violative of the equal protection clause of the Fourteenth Amendment to the Constitution. Mr. Justice Brennan, citing Williams, stated (pp 397-398): [745]*745“Although the instant case involves offenses punishable by fines only, petitioner’s imprisonment for nonpayment constitutes precisely the same unconstitutional discrimination since, like Williams, petitioner was subjected to imprisonment solely because of his indigency.”

STATUTORY PROVISIONS IN NEW YORK

CPL 420.1011 provides:

“4. Application for resentence. In any case where the defendant is unable .to pay a fine * * * imposed by the court, he may at any time apply to the court for resentence. In such case, if the court is satisfied that the defendant is unable to pay the fine * * * it must:

“(a) Adjust the terms of payment; or

“(b) Lower the amount of the fine *** or

“(c) Where the sentence consists of probation or imprisonment and a fine *** revoke the portion of the sentence imposing the fine *** or

“(d) Revoke the entire sentence imposed and resentence the defendant. Upon such resentence the court may impose any sentence it originally could have imposed, except that the amount of any fine * * * imposed may not be in excess of the amount the defendant is able to pay.”

Preiser, in the Practice Commentary to CPL 420.10, notes that the 1970 New York statute is even more restrictive vis-a-vis the court’s ability to incarcerate indigents than Saffore, Williams and Tate. He explains that while Saffore and Williams are limited to cases where the term of imprisonment plus the jail term imposed for nonpayment of the fine exceeded the authorized term imposed by the statute, “[subdivision 4 applies to any case where the defendant is unable to pay the fine.” (Preiser, Practice Commentary, McKinney’s Cons Laws of NY, Book 11 A, CPL 420.10, p 165.) And, regarding the effect of the Tate decision on CPL 420.10 (subd 4), he states “This will not require any change in New York procedure as subdivision 4 of CPL Section 420.10 already prohibits imprisonment of an indigent for failure to pay a fine. In fact, subdivision 4 imposes a greater restriction than the opinion in Tate v. [746]*746Short, supra, because in Tate the Court limited its holding to cases where the indigent does not make immediate payment”. (Ibid.; emphasis supplied.)

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Related

Griffin v. Illinois
351 U.S. 12 (Supreme Court, 1956)
Williams v. Illinois
399 U.S. 235 (Supreme Court, 1970)
Phillip Morris v. Hiram Schoonfield, Warden
399 U.S. 508 (Supreme Court, 1970)
Tate v. Short
401 U.S. 395 (Supreme Court, 1971)
State v. Gerard
205 N.W.2d 374 (Wisconsin Supreme Court, 1973)
People v. Sherman
324 N.E.2d 546 (New York Court of Appeals, 1974)
Matter of McKinney v. Hamilton
26 N.E.2d 949 (New York Court of Appeals, 1940)
People v. Saffore
218 N.E.2d 686 (New York Court of Appeals, 1966)
People v. Collins
47 Misc. 2d 210 (New York County Courts, 1965)
People v. Cunningham
106 Misc. 2d 326 (Criminal Court of the City of New York, 1980)

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Bluebook (online)
108 Misc. 2d 742, 439 N.Y.S.2d 71, 1981 N.Y. Misc. LEXIS 2284, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-goddard-nycrimct-1981.